0001179110-11-008140.txt : 20110517 0001179110-11-008140.hdr.sgml : 20110517 20110517163540 ACCESSION NUMBER: 0001179110-11-008140 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110516 FILED AS OF DATE: 20110517 DATE AS OF CHANGE: 20110517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ingoldsby James J CENTRAL INDEX KEY: 0001289329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15891 FILM NUMBER: 11852015 MAIL ADDRESS: STREET 1: 901 MARQUETTE AVENUE STREET 2: SUITE 2300 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG ENERGY, INC. CENTRAL INDEX KEY: 0001013871 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 411724239 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-4500 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER STREET 2: - CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG ENERGY INC DATE OF NAME CHANGE: 19960509 4 1 edgar.xml FORM 4 - X0303 4 2011-05-16 0 0001013871 NRG ENERGY, INC. NRG 0001289329 Ingoldsby James J NRG ENERGY, INC. 211 CARNEGIE CENTER PRINCETON NJ 08540 0 1 0 0 SVP & Chief Accounting Officer Common Stock, par value .01 per share 2011-05-16 4 M 0 7000 19.40 A 38744 D Common Stock, par value $.01 per share 2011-05-16 4 S 0 7000 24.7877 D 31744 D Non-Qualified Stock Options 19.40 2011-05-16 4 M 0 7000 0 D 2006-08-01 2011-08-01 Common Stock, par value $.01 per share 7000 0 D This transaction was executed in multiple trades at prices ranging from $24.77 to $24.82. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Pursuant to the Grant Agreement by and between NRG Energy, Inc. and Mr. Ingoldsby, the Non-Qualified Stock Options vested and became exercisable as follows: 33 1/3% on August 1, 2006, 33 1/3% on August 1, 2007 and 33 1/3% on August 1, 2008. /s/ Brian Curci, under Power of Attorney 2011-05-17