-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WkdzYOm++dYlzZl/OHGb2UC8WiSGTzQhpb+RV6/gppd6kzFmrJ8GkfgJWGVXXEvI GYWV9cIa6an9GJuz2WWz4Q== 0001288917-10-000004.txt : 20100129 0001288917-10-000004.hdr.sgml : 20100129 20100129155200 ACCESSION NUMBER: 0001288917-10-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100129 DATE AS OF CHANGE: 20100129 EFFECTIVENESS DATE: 20100129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Steinberg Global Asset Management CENTRAL INDEX KEY: 0001288917 IRS NUMBER: 043173192 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10874 FILM NUMBER: 10559171 BUSINESS ADDRESS: STREET 1: 5100 TOWN CENTER CIRCLE STREET 2: TOWER II SUITE 150 CITY: BOCA RATON STATE: FL ZIP: 33486 BUSINESS PHONE: 561-750-0800 MAIL ADDRESS: STREET 1: 5100 TOWN CENTER CIRCLE STREET 2: TOWER II SUITE 150 CITY: BOCA RATON STATE: FL ZIP: 33486 13F-HR 1 q40913f.txt Q409 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/2009 Check here if Amendment [ ]; Amendment Number 2 This Amendment (Check Only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Steinberg Global Asset Management, Ltd. Address: 5100 Town Center Circle Tower II Suite 150 Boca Raton FL 33486 Form 13F File Number: 28-7494 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete,and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this report on behalf of reporting manager: Name: Richard D. Steinberg Title: President Phone: (561) 750-0800 Signature, Place, and date of Signing: 01/29/2010 Report Type (Check only one): [X] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report List of other Managers Reporting for this Manager: I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: Form 13F Information Table Entry Total: 232 Form 13F Information Table Value Total: 265325 List of Other Included Managers: FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Company COM 88579Y101 404 4885 SH SOLE 4885 AT&T Inc. COM 00206R102 1256 44802 SH SOLE 44802 Abbott Labs COM 002824100 752 13923 SH SOLE 13923 Aflac Inc COM 001055102 824 17820 SH SOLE 17820 Altria Group Inc. COM 02209S103 298 15194 SH SOLE 15194 Amgen Inc. COM 031162100 704 12450 SH SOLE 12450 Annaly Mortgage Management COM 035710409 5119 295045 SH SOLE 295045 Apple Computer Inc. COM 037833100 656 3114 SH SOLE 3114 Archer Daniels Midland COM 039483102 202 6442 SH SOLE 6442 Ariad Pharmaceuticals COM 04033A100 109 47881 SH SOLE 47881 BP PLC ADR COM 055622104 435 7509 SH SOLE 7509 Bank Of America COM 060505104 597 39647 SH SOLE 39647 Barrick Gold Corp. COM 067901108 517 13127 SH SOLE 13127 Berkshire Hathaway Cl A (100 S COM 084670108 893 9 SH SOLE 9 Berkshire Hathaway Cl B COM 084670702 3322 1011 SH SOLE 1011 Boeing COM 097023105 656 12123 SH SOLE 12123 Bristol Myers Squibb COM 110122108 276 10930 SH SOLE 10930 Broadridge Financial Solutions COM 11133T103 550 24369 SH SOLE 24369 Brookfield Asset Mgmt. Inc. COM 112585104 732 33007 SH SOLE 33007 Buckeye GP Holdings LP COM 118167105 390 13632 SH SOLE 13632 Buckeye Partners COM 118230101 242 4438 SH SOLE 4438 Canadian Oil Sands New Trust U COM 13642L100 1131 39641 SH SOLE 39641 Carmax Inc. COM 143130102 1174 48405 SH SOLE 48405 Cerus Corp. COM 157085101 178 89200 SH SOLE 89200 Charles Schwab Corp COM 808513105 297 15778 SH SOLE 15778 Chesapeake Energy Corp. COM 165167107 379 14640 SH SOLE 14640 Chevron Corp COM 166764100 1958 25436 SH SOLE 25436 China Bluechemical COM Y14251105 31 50000 SH SOLE 50000 Cisco Systems COM 17275R102 495 20683 SH SOLE 20683 Citigroup Inc. COM 172967101 230 69425 SH SOLE 69425 Coca Cola COM 191216100 1832 32144 SH SOLE 32144 Colgate Palmolive COM 194162103 580 7065 SH SOLE 7065 Companhia Vale Do Rio Doce ADR COM 91912E105 3886 133870 SH SOLE 133870 Conocophillips COM 20825C104 748 14649 SH SOLE 14649 Consolidated Edison Hldgs. COM 209115104 257 5653 SH SOLE 5653 Consumer Cyclical Sector Index COM 464287580 286 5155 SH SOLE 5155 Consumer Discretionary SPDR COM 81369Y407 1217 40873 SH SOLE 40873 Consumer Staples Sector SPDR COM 81369Y308 2127 80340 SH SOLE 80340 Costco Wholesale Corp. COM 22160K105 212 3588 SH SOLE 3588 DB Commodity Index Tracking Fd COM 73935S105 536 21762 SH SOLE 21762 DJ US Consumer Non Cyclical In COM 464287812 581 10471 SH SOLE 10471 DJ US Healthcare IShares Tr COM 464287762 1192 18683 SH SOLE 18683 DJ US Indus Sec Indx IShares T COM 464287754 919 17329 SH SOLE 17329 Devon Energy Corp COM 25179M103 3844 52300 SH SOLE 52300 Dow Jones Select Dividend Trus COM 464287168 222 5066 SH SOLE 5066 Dow Jones US Tech Sector IShar COM 464287721 1665 28930 SH SOLE 28930 Duke Energy COM 26441C105 261 15139 SH SOLE 15139 Eaton Corporation COM 278058102 233 3655 SH SOLE 3655 Energy Transfer Equity LP COM 29273V100 294 9630 SH SOLE 9630 Enterprise Products Partners L COM 293792107 253 8063 SH SOLE 8063 Exelon Corp. COM 30161N101 215 4400 SH SOLE 4400 Exxon Mobil Corp COM 30231G102 2647 38818 SH SOLE 38818 FPL Group COM 302571104 240 4545 SH SOLE 4545 Fairfax Financial Holdings Ltd COM 303901102 729 1870 SH SOLE 1870 Financial Select Sector SPDR COM 81369Y605 1897 131750 SH SOLE 131750 First American Corporation COM 318522307 233 7050 SH SOLE 7050 First Long Island Corp. COM 320734106 262 10392 SH SOLE 10392 First National Cmnty Bancorp D COM 32110M101 331 55000 SH SOLE 55000 GS Natural Resources IShares T COM 464287374 2349 68466 SH SOLE 68466 GT Solar Intl. Inc. COM 3623E0209 5018 902600 SH SOLE 902600 General Electric COM 369604103 1655 109382 SH SOLE 109382 General Mills COM 370334104 450 6352 SH SOLE 6352 Genesee & Wyoming Cl A COM 371559105 713 21850 SH SOLE 21850 Genzyme Corp. COM 372917104 361 7360 SH SOLE 7360 Google Cl A COM 38259P508 5017 8093 SH SOLE 8093 Greif Inc. Cl A COM 397624107 368 6825 SH SOLE 6825 Health Care Select SPDR COM 81369Y209 2315 74509 SH SOLE 74509 Hewlett-Packard Company COM 428236103 551 10690 SH SOLE 10690 Home Depot COM 437076102 441 15243 SH SOLE 15243 Honeywell Inc. COM 438516106 337 8607 SH SOLE 8607 I Shares S&P 500 Growth Index COM 464287309 6992 120578 SH SOLE 120578 IBM COM 459200101 2798 21375 SH SOLE 21375 IShares DJ Financial Sector In COM 464287788 1246 24062 SH SOLE 24062 IShares Kld Select Social Inde COM 464288802 309 6312 SH SOLE 6312 IShares MSCI Brazil Index Fund COM 464286400 1277 17110 SH SOLE 17110 IShares MSCI Hong Kong Index F COM 464286871 1437 91735 SH SOLE 91735 IShares S&P 1500 Index Fund COM 464287150 2115 42178 SH SOLE 42178 IShares S&P Europe 350 Index F COM 464287861 230 5910 SH SOLE 5910 IShares Silver Trust COM 46428Q109 313 18900 SH SOLE 18900 IShares Trust MSCI EAFE Index COM 464287465 5626 101775 SH SOLE 101775 Industrial Sector SPDR COM 81369Y704 1972 70956 SH SOLE 70956 Ingersoll-Rand Class A COM G47791101 300 8398 SH SOLE 8398 Intel Corp. COM 458140100 1792 87838 SH SOLE 87838 International Assets Holding COM 459028106 6088 418701 SH SOLE 418701 Iparty Corporation COM 46261R107 4 14500 SH SOLE 14500 J.P. Morgan Chase & Co. COM 46625H100 612 14686 SH SOLE 14686 Johnson & Johnson COM 478160104 2240 34781 SH SOLE 34781 Johnson Control Inc COM 478366107 295 10838 SH SOLE 10838 Kinder Morgan Energy LP COM 494550106 393 6441 SH SOLE 6441 Kinder Morgan Management, Llc. COM 49455U100 484 8850 SH SOLE 8850 Kraft Foods COM 50075N104 283 10429 SH SOLE 10429 LPBP Inc Cl A COM 502118102 0 10000 SH SOLE 10000 Leucadia National Corp. COM 527288104 1338 56251 SH SOLE 56251 Level 3 Communications COM 52729N100 158 103450 SH SOLE 103450 Lowes Companies COM 548661107 345 14742 SH SOLE 14742 MSCI ACWI ex US Index Fund COM 464288240 1357 33177 SH SOLE 33177 MSCI Emerging Mkt Index Fund I COM 464287234 10297 248119 SH SOLE 248119 Manhattan Scientifics COM 563122100 6 50000 SH SOLE 50000 Marathon Oil Corp COM 565849106 427 13676 SH SOLE 13676 Markel Corp. COM 570535104 2028 5964 SH SOLE 5964 Mastercard Inc Cl A COM 57636Q104 602 2350 SH SOLE 2350 Mcdonalds COM 580135101 395 6320 SH SOLE 6320 Medivation Inc. COM 58501N101 256 6795 SH SOLE 6795 Medtronic COM 585055106 200 4550 SH SOLE 4550 Merck & Co Inc. COM 58933Y105 1608 44009 SH SOLE 44009 Microsoft Corp COM 594918104 1183 38821 SH SOLE 38821 Morgan Stanley Emerging Market COM 61744G107 145 10400 SH SOLE 10400 NYSE Euronext COM 629491101 1027 40600 SH SOLE 40600 Nokia Corp ADR COM 654902204 342 26628 SH SOLE 26628 Omni Financial Services Inc. COM 68214U102 2 264669 SH SOLE 264669 PHC Inc. Cl A COM 693315103 44 38665 SH SOLE 38665 Pepsico Inc. COM 713448108 1621 26666 SH SOLE 26666 Peregrine Pharmaceutical Inc N COM 713661304 38 12880 SH SOLE 12880 Petroleo Brasileiro S.A. ADR COM 71654V408 507 10625 SH SOLE 10625 Philip Morris Intl. COM 718172109 419 8686 SH SOLE 8686 Plum Creek Timber Co REIT COM 729251108 527 13946 SH SOLE 13946 PowerShares Global Water Portf COM 73936T623 2861 157553 SH SOLE 157553 Powershares DB Agriculture Fun COM 73936B408 1577 59652 SH SOLE 59652 Powershares DB Energy Fund COM 73936B101 1198 45744 SH SOLE 45744 Powershares DB Oil Fd COM 73936B507 1035 37550 SH SOLE 37550 Procter Gamble COM 742718109 1717 28327 SH SOLE 28327 Realty Income Corp COM 756109104 415 16000 SH SOLE 16000 Royal Dutch Shell A ADRF COM 780259206 470 7825 SH SOLE 7825 Russell 2000 Index Fund IShare COM 464287655 933 14938 SH SOLE 14938 S&P 100 Index IShares COM 464287101 2150 41796 SH SOLE 41796 S&P 400 Mid Cap Index Fd IShar COM 464287507 525 7257 SH SOLE 7257 S&P 600 Small Cap Index Fd ISh COM 464287804 1681 30716 SH SOLE 30716 S&P Midcap 400 IShares Tr COM 464287705 2708 41074 SH SOLE 41074 SPDR Gold Trust ETF COM 78463V107 3893 36280 SH SOLE 36280 SPDR S&P Midcap 400 ETF COM 78467Y107 2324 17639 SH SOLE 17639 Sanofi Aventis ADR COM 80105N105 267 6800 SH SOLE 6800 Seaspan Corp. COM Y75638109 155 16810 SH SOLE 16810 Short Dow 30 Proshares COM 74347R701 225 4300 SH SOLE 4300 Short S&P 500 Proshares COM 74347R503 3286 62518 SH SOLE 62518 Sociedad Quimica y Minera de C COM 833635105 2907 77365 SH SOLE 77365 Standard & Poors Depository COM 78462F103 548 4922 SH SOLE 4922 State Street Corp. COM 857477103 348 8000 SH SOLE 8000 Suncor Energy Inc. New COM 867224107 508 14391 SH SOLE 14391 Tech Select Shares Sector SPDR COM 81369Y803 3662 159703 SH SOLE 159703 Tejon Ranch Co. COM 879080109 497 16995 SH SOLE 16995 Teva Pharm Inds Ltd ADRF 1 COM 881624209 7226 128631 SH SOLE 128631 Texas Pacific Land Trust COM 882610108 926 30810 SH SOLE 30810 Thermo Fisher Scientific COM 883556102 392 8219 SH SOLE 8219 Tim Hortons, Inc. COM 88706M103 207 6771 SH SOLE 6771 Transocean Inc. New Shs COM G90073100 359 4335 SH SOLE 4335 United Technologies Corp. COM 913017109 920 13255 SH SOLE 13255 Universal Ins Hldgs Com COM 91359V107 117 20000 SH SOLE 20000 Vanquard Emerging Markets COM 922042858 2901 70750 SH SOLE 70750 Verizon Communications COM 92343V104 798 24095 SH SOLE 24095 Walgreen Company COM 931422109 746 20328 SH SOLE 20328 Walmart Stores COM 931142103 207 3880 SH SOLE 3880 Walt Disney Corp. COM 254687106 374 11584 SH SOLE 11584 Washington Reit COM 939653101 637 23112 SH SOLE 23112 Wellpoint Health Networks Inc. COM 94973V107 5939 101882 SH SOLE 101882 Wells Fargo & Co. COM 949746101 453 16799 SH SOLE 16799 Wendy's Arby's Group COM 950590109 60 12750 SH SOLE 12750 Western Union COM 959802109 990 52509 SH SOLE 52509 Yum Brands Inc. COM 988498101 204 5820 SH SOLE 5820 Zimmer Holdings Inc. COM 98956P102 439 7426 SH SOLE 7426 Fortescue Metals Group Ltd. AUSTRALIAN 6086253 5243 1315378 SH SOLE 1315378 Andritz AG AUSTRALIAN LOCAL A11123105 5896 101600 SH SOLE 101600 IShares MSCI Brazil Index Fund BRAZILIAN 464286400 3013 40380 SH SOLE 40380 Connacher Oil & Gas Ltd. CANADA 20588Y103 28 23000 SH SOLE 23000 IShares MSCI Hong Kong Index F HONG 464286871 6586 420580 SH SOLE 420580 Nam Tai Electronics, Inc. HONG 629865205 3255 622425 SH SOLE 622425 MMC Norilsk Nickel JSC ADR RUSSIAN 46626D108 5597 390000 SH SOLE 390000 Market Vectors Russia ETF RUSSIAN 57060U506 6208 199050 SH SOLE 199050 IShares MSCI Taiwan Index Fund TAIWAN 464286731 5020 387070 SH SOLE 387070 American Century Int'l Discove EQTYFDS 025086505 104 11733 SH SOLE 11733 American Century International EQTYFDS 025086109 160 16242 SH SOLE 16242 Dodge & Cox Stock Fund EQTYFDS 256219106 254 2638 SH SOLE 2638 Eaton Vance Growth EQTYFDS 277902102 84 11972 SH SOLE 11972 Gabelli Asset Fund EQTYFDS 362395105 307 7646 SH SOLE 7646 Harbor Int'l Fd EQTYFDS 411511306 510 9286 SH SOLE 9286 Julius Baer Intl Equity Cl A EQTYFDS 481370104 335 12139 SH SOLE 12139 Mutual Qualified Fund Z EQTYFDS 628380206 190 10996 SH SOLE 10996 Northern Multi Mgr Intl Equity EQTYFDS 665162558 122 13672 SH SOLE 13672 Schwab 1000 Fund X EQTYFDS 808517106 507 15358 SH SOLE 15358 Templeton Dragon Fund EQTYFDS 88018T101 3496 128310 SH SOLE 128310 Third Avenue Value Fund EQTYFDS 884116104 412 8898 SH SOLE 8898 AT&T Inc. 6.375% Pfd. PFD 00211G208 1880 70450 SH SOLE 70450 American Intl. Group. 6.45% Pf PFD 026874800 135 10300 SH SOLE 10300 Bank Of America Cap Trust 7% P PFD 055187207 241 11000 SH SOLE 11000 Bank Of America Cap Trust 7.00 PFD 05518E202 222 10000 SH SOLE 10000 Bank Of America Cap Trust II PFD 055188205 447 20100 SH SOLE 20100 Bank Of America Cap Trust XII PFD 05633T209 217 10000 SH SOLE 10000 Bank Of America Corp 8.625% Pf PFD 060505559 378 15400 SH SOLE 15400 Bank Of America Corp Qtr Lib + PFD 060505625 719 46700 SH SOLE 46700 Bank Of America Corp Qtr Lib + PFD 060505633 651 40726 SH SOLE 40726 Bank One Capital VI 7.2% Pr PFD 06423W204 276 11000 SH SOLE 11000 Barclays Bank PLC 7.75% Pfd. PFD 06739H511 698 29300 SH SOLE 29300 Barclays Bk PLC 7.1% Pfd. PFD 06739H776 663 30000 SH SOLE 30000 Bristol Myers 6.8% Corts Pfd PFD 22082B209 645 24700 SH SOLE 24700 CBS Corp. 6.75% Pfd. PFD 124857400 350 16600 SH SOLE 16600 Citigroup Capital XVII 6.35% PFD 17311H209 511 28100 SH SOLE 28100 Citigroup VIII 6.95% PFD 17306r204 647 31173 SH SOLE 31173 Entergy Miss Inc Mtg Bd 6% Pfd PFD 29364N876 361 14400 SH SOLE 14400 FPC Capital I 7.1% Pfd PFD 302552203 561 22000 SH SOLE 22000 FPL Cap Tr Pfd Sec PFD 30257V207 464 18200 SH SOLE 18200 FPL Group Capital 7.45% Pfd. PFD 302570502 497 18450 SH SOLE 18450 GE Capital Senior Notes 5.875% PFD 369622493 505 21500 SH SOLE 21500 Gabelli Div & Income Pfd PFD 36242H203 387 15700 SH SOLE 15700 General Electric 6% Pfd. PFD 369622451 362 14975 SH SOLE 14975 General Electric Cap. 6.05% Pf PFD 369622469 546 22600 SH SOLE 22600 General Electric Capital 6.625 PFD 369622527 272 10850 SH SOLE 10850 Georgia Power Cap Tr VII PFD 37333T205 254 10000 SH SOLE 10000 Goldman Sachs Grp 6.2% Pfd B PFD 38144X500 350 13850 SH SOLE 13850 Goldman Sachs Grp Libor +75bp PFD 38143Y665 972 44325 SH SOLE 44325 Goldman Sachs Ser 2004-6 Pfd PFD 804111201 311 14800 SH SOLE 14800 HSBC Holdings PLC 6.2% Pfd. PFD 404280604 214 10000 SH SOLE 10000 HSBC USA Inc Ser F Libor Adj P PFD 40428H805 328 15400 SH SOLE 15400 ING Groep NV 7.375% Pfd. PFD 456837707 276 14000 SH SOLE 14000 ING Group NV 7.05% Pfd. PFD 456837202 521 28100 SH SOLE 28100 IShares S&P Preferred Stock In PFD 464288687 601 16370 SH SOLE 16370 Indiana Mich Pwr Insured 6% PFD 454889775 632 25100 SH SOLE 25100 Lehman Bros. 5.32% Pfd 1 Mo. L PFD 524908639 1 10500 SH SOLE 10500 Lehman Brothers Holdings 7.95% PFD 52520W317 5 58000 SH SOLE 58000 MBNA Cap D Tr Pfd Sec 8.125% PFD 55266J200 574 23500 SH SOLE 23500 MBNA Cap E Tr Orig 8.1% Pfd PFD 55270B201 249 10100 SH SOLE 10100 Merrill Lynch Cap III 7.375% P PFD 59025D207 630 28950 SH SOLE 28950 Metlife Inc. Libor Adjusted Pf PFD 59156R504 678 28300 SH SOLE 28300 Morgan Stanley Cap Gtd PFD 617466206 383 19500 SH SOLE 19500 Morgan Stanley Cap Tr VI 6.6% PFD 617461207 471 21000 SH SOLE 21000 Public Service Oklahoma Pfd 6% PFD 744533605 1013 40250 SH SOLE 40250 RBS Capital Fund Trust V 5.9% PFD 74928K208 195 19500 SH SOLE 19500 Royal Bank Of Scotland 6.125% PFD 780097747 163 16000 SH SOLE 16000 Royal Bank Scotland Perp Mat A PFD 780097788 254 19600 SH SOLE 19600 Verizon Global Funding 6.125% PFD 80410F201 381 15800 SH SOLE 15800 Viacom Inc. 6.85% Pfd. PFD 92553P300 1020 42600 SH SOLE 42600 Wells Fargo & Co 8% Pfd. PFD 949746879 630 24500 SH SOLE 24500 Wells Fargo Cap Tr 7% Pfd PFD 94976Y207 430 17100 SH SOLE 17100 Wells Fargo Capital XI 6.25% P PFD 94979S207 281 12500 SH SOLE 12500
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