EX-99.25.K.3 6 fp0042373_ex9925k3.htm

 

Addendum to Administration, Bookkeeping and 

Pricing Services Agreement Dated

July 27, 2004

Between

ALPS Mutual Funds Services, Inc.

and

Clough Global Allocation Fund

 

THIS ADDENDUM is made as of September 1, 2006, by and between ALPS Mutual Funds Services, Inc. (“ALPS”), and Clough Global Allocation Fund (“Fund”).

 

WHEREAS, ALPS and the Fund have entered into an Administration, Bookkeeping and Pricing Services Agreement (the “Agreement”) dated July 27, 2004;

 

WHEREAS, effective September 1, 2006, ALPS Mutual Funds Services, Inc. changed its name to ALPS Fund Services, Inc.

 

WHEREAS, in light of the foregoing, ALPS and the Fund wish to modify the provisions of the Agreement to reflect the change in the name of ALPS Mutual Funds Services, Inc., to ALPS Fund Services, Inc.

 

NOW, THEREFORE, the parties hereto, intending to be legally bound, agree as follows:

 

1.ALPS Fund Services, Inc. All references to “ALPS Mutual Funds Services, Inc.” within the Agreement shall be deleted and replaced with references to “ALPS Fund Services, Inc.”

 

2.Remainder of the Agreement. All other provisions of the Agreement shall remain unchanged.

 

IN WITNESS WHEREOF, this Addendum has been executed by a duly authorized representative of each of the parties hereto as of the date of the Addendum first set forth above.

 

ALPS Fund Services, Inc.   Clough Global Allocation Fund  
           
By:   By:    
Name: Jeremy O. May   Name: Erin E. Douglas  
Title: Managing Director   Title: Secretary