0001287618-16-000007.txt : 20160802
0001287618-16-000007.hdr.sgml : 20160802
20160801173142
ACCESSION NUMBER: 0001287618-16-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160802
DATE AS OF CHANGE: 20160801
EFFECTIVENESS DATE: 20160802
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001287618
IRS NUMBER: 223675264
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10881
FILM NUMBER: 161798374
BUSINESS ADDRESS:
STREET 1: 731 ALEXANDER ROAD SUITE 301
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 6095141899
MAIL ADDRESS:
STREET 1: 731 ALEXANDER ROAD SUITE 301
CITY: PRINCETON
STATE: NJ
ZIP: 08540
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001287618
XXXXXXXX
06-30-2016
06-30-2016
DUMONT & BLAKE INVESTMENT ADVISORS LLC
731 ALEXANDER ROAD SUITE 301
PRINCETON
NJ
08540
13F HOLDINGS REPORT
028-10881
N
Stacy Goldstein
Vice President
6095141899
Stacy Goldstein
Princeton
NJ
08-01-2016
0
203
199402
false
INFORMATION TABLE
2
inftable.xml
3M Co
COM
88579y101
1667
10004
SH
SOLE
9378
0
626
AMN Healthcare Services Inc
COM
001744101
786
23400
SH
SOLE
22012
0
1388
AT & T Inc
COM
00206R102
1005
25654
SH
SOLE
23227
0
2427
AbbVie Inc
COM
00287y109
1277
22355
SH
SOLE
21191
0
1164
Abbott Laboratories
COM
002824100
806
19275
SH
SOLE
18111
0
1164
Activision Blizzard Inc
COM
00507v109
203
6000
SH
SOLE
6000
0
0
Air Products & Chemicals Inc
COM
009158106
940
6525
SH
SOLE
6375
0
150
Alphabet Inc Cl
COM
02079K107
1075
1443
SH
SOLE
1323
0
120
Alphabet Inc Cl A
COM
02079K305
1128
1479
SH
SOLE
1360
0
119
Amazon.com Inc
COM
023135106
246
415
SH
SOLE
415
0
0
American Express Co
COM
025816109
210
3424
SH
SOLE
3299
0
125
American Express Co
COM
025816109
43
700
SH
Put
SOLE
700
0
0
Amgen Inc
COM
031162100
1643
10960
SH
SOLE
10085
0
875
Apple Inc
COM
037833100
3666
33637
SH
SOLE
31397
0
2240
Apple Inc
COM
037833100
11
100
SH
Call
SOLE
100
0
0
Applied DNA Sciences Inc
COM
03815u201
72
20921
SH
SOLE
18921
0
2000
Automatic Data Processing Inc
COM
053015103
1696
18900
SH
SOLE
18900
0
0
BP PLC - ADR
COM
055622104
558
18500
SH
SOLE
18500
0
0
Bank of America Corp
COM
060505104
284
20969
SH
SOLE
20369
0
600
Bank of New York Mellon Corp
COM
064058100
1035
28102
SH
SOLE
26402
0
1700
BankUnited Inc
COM
06652k103
428
12427
SH
SOLE
11196
0
1231
Baxalta Inc
COM
07177M103
676
16741
SH
SOLE
15885
0
856
Baxter Intl Inc
COM
071813109
634
15442
SH
SOLE
14861
0
581
BlackRock Inc
COM
09247x101
2279
6693
SH
SOLE
6081
0
612
Boeing Co
COM
097023105
944
7440
SH
SOLE
6971
0
469
Bristol-Myers Squibb Co
COM
110122108
208
3260
SH
SOLE
3260
0
0
CDK Global Inc
COM
12508e101
285
6133
SH
SOLE
6133
0
0
CH Robinson Worldwide Inc
COM
12541w209
748
10075
SH
SOLE
9100
0
975
CVS Health Corp
COM
126650100
1672
16122
SH
SOLE
15361
0
761
Capital One Financial Corp
COM
14040h105
1030
14859
SH
SOLE
13427
0
1432
Cardinal Health
COM
14149y108
414
5050
SH
SOLE
4625
0
425
Carnival Cruise Lines Inc Cl A
COM
143658300
729
13810
SH
SOLE
12560
0
1250
Cerner Corp
COM
156782104
956
18048
SH
SOLE
16336
0
1712
Chevron Corp
COM
166764100
1237
12967
SH
SOLE
12004
0
963
Cisco Systems Inc
COM
17275R102
1830
64280
SH
SOLE
58207
0
6073
Clorox Co
COM
189054109
260
2066
SH
SOLE
2066
0
0
Coach Inc
COM
189754104
1028
25648
SH
SOLE
23186
0
2462
Coach Inc
COM
189754104
88
2200
SH
Call
SOLE
1700
0
500
Coach Inc
COM
189754104
40
1000
SH
Call
SOLE
500
0
500
Colgate-Palmolive Co
COM
194162103
228
3222
SH
SOLE
3222
0
0
Comcast Corp
COM
20030n101
978
16006
SH
SOLE
14405
0
1601
Competitive Companies Inc
COM
204510101
14
610000
SH
SOLE
0
0
610000
ConocoPhillips
COM
20825c104
482
11975
SH
SOLE
10434
0
1541
Consumer Discr Select Sector S
COM
81369y407
226
2855
SH
SOLE
2855
0
0
Corning Inc
COM
219350105
886
42419
SH
SOLE
38098
0
4321
Delta Air Lines Inc
COM
247361702
434
8925
SH
SOLE
8182
0
743
Dr Pepper Snapple Group Inc
COM
26138e109
907
10140
SH
SOLE
9346
0
794
E Digital Corp
COM
25841y103
2
60000
SH
SOLE
60000
0
0
E.I. duPont de Nemours & Co
COM
263534109
625
9877
SH
SOLE
9877
0
0
Exeter Resource Corp
COM
301835104
8
15000
SH
SOLE
0
0
15000
Express Scripts Holding Co
COM
30219g108
1218
17736
SH
SOLE
16291
0
1445
Exxon Mobil Corp
COM
30231g102
4548
54413
SH
SOLE
51982
0
2431
FedEx Corp
COM
31428x106
1154
7090
SH
SOLE
6375
0
715
First Trust Dow Jones Internet
COM
33733E302
989
14479
SH
SOLE
13561
0
918
First Trust ISE-Revere Natural
COM
33734j102
68
16585
SH
SOLE
15410
0
1175
Ford Motor Co
COM
345370860
343
25394
SH
SOLE
25394
0
0
General Electric Co
COM
369604103
3485
109637
SH
SOLE
106136
0
3501
General Electric Co
COM
369604103
16
500
SH
Call
SOLE
0
0
500
General Electric Co
COM
369604103
172
5400
SH
Put
SOLE
5100
0
300
General Mills Inc
COM
370334104
351
5540
SH
SOLE
5540
0
0
Gentex Corp
COM
371901109
644
41065
SH
SOLE
38540
0
2525
Geopharma Inc
COM
37250a106
0
40000
SH
SOLE
0
0
40000
Golden Star Res Ltd
COM
38119t104
19
41000
SH
SOLE
0
0
41000
Harman Intl Industries Inc
COM
413086109
490
5500
SH
SOLE
5128
0
372
Huntsman Corp
COM
447011107
476
35805
SH
SOLE
32388
0
3417
Huntsman Corp
COM
447011107
266
20000
SH
Call
SOLE
18900
0
1100
Huntsman Corp
COM
447011107
47
3500
SH
Call
SOLE
2500
0
1000
Illinois Tool Works Inc
COM
452308109
1227
11979
SH
SOLE
11132
0
847
Intel Corp
COM
458140100
1270
39249
SH
SOLE
36718
0
2531
International Business Machine
COM
459200101
2864
18913
SH
SOLE
17821
0
1092
JP Morgan Chase & Co
COM
46625h100
2080
35115
SH
SOLE
32085
0
3030
Johnson & Johnson
COM
478160104
2459
22728
SH
SOLE
21072
0
1656
Kar Auction Services Inc
COM
48238T109
443
11625
SH
SOLE
10900
0
725
Kar Auction Services Inc
COM
48238T109
111
2900
SH
Call
SOLE
2700
0
200
L-3 Communications Holdings In
COM
502424104
859
7247
SH
SOLE
6705
0
542
Lowe's Cos Inc
COM
548661107
3788
50002
SH
SOLE
48962
0
1040
Marriott Intl Inc
COM
571903202
638
8958
SH
SOLE
8096
0
862
Marsh & McLennan Cos Inc
COM
571748102
711
11690
SH
SOLE
10796
0
894
Marsh & McLennan Cos Inc
COM
571748102
255
4200
SH
Call
SOLE
4000
0
200
Materials Select Sector SPDR E
COM
81369y100
1567
34975
SH
SOLE
33225
0
1750
McDonald's Corp
COM
580135101
400
3180
SH
SOLE
3180
0
0
McKesson Corp
COM
58155q103
212
1350
SH
SOLE
1350
0
0
Medtronic PLC
COM
G5960L103
980
13064
SH
SOLE
11902
0
1162
MetLife Inc
COM
59156r108
1829
41627
SH
SOLE
37709
0
3918
MetLife Inc
COM
59156r108
185
4200
SH
Call
SOLE
4000
0
200
Microsoft Corp
COM
594918104
3040
55038
SH
SOLE
50010
0
5028
Microsoft Corp
COM
594918104
55
1000
SH
Put
SOLE
700
0
300
Occidental Petroleum Corp
COM
674599105
556
8131
SH
SOLE
7353
0
778
Oracle Corp
COM
68389X105
1517
37086
SH
SOLE
34221
0
2865
Organovo Holdings Inc
COM
68620A104
28
12800
SH
SOLE
12800
0
0
PRA Group Inc
COM
69354N106
336
11426
SH
SOLE
10924
0
502
Pepsico Inc
COM
713448108
1756
17134
SH
SOLE
16459
0
675
Pfizer Inc
COM
717081103
556
18747
SH
SOLE
17002
0
1745
Polaris Industries Inc
COM
731068102
753
7650
SH
SOLE
6925
0
725
PowerShares KBW Bank ETF
COM
73937B746
477
14440
SH
SOLE
13615
0
825
Procter & Gamble Co
COM
742718109
2115
25696
SH
SOLE
24071
0
1625
PureFunds ISE Cyber Security E
COM
30304R407
528
22030
SH
SOLE
19980
0
2050
Qualcomm Inc
COM
747525103
574
11217
SH
SOLE
10710
0
507
Raytheon Co
COM
755111507
614
5005
SH
SOLE
4673
0
332
RegeneRx Biopharmaceuticals
COM
75886x108
44
62537
SH
SOLE
62537
0
0
Schlumberger Ltd
COM
806857108
1595
21621
SH
SOLE
19096
0
2525
Schlumberger Ltd
COM
806857108
66
900
SH
Put
SOLE
800
0
100
Schlumberger Ltd
COM
806857108
15
200
SH
Put
SOLE
200
0
0
Scripps Networks Interactive I
COM
811065101
773
11798
SH
SOLE
10836
0
962
Seagate Technology PLC
COM
g7945M107
573
16623
SH
SOLE
15067
0
1556
Skyworks Solutions Inc
COM
83088m102
1327
17041
SH
SOLE
15554
0
1487
Stanley Black & Decker Inc
COM
854502101
1230
11693
SH
SOLE
10593
0
1100
Staples Inc
COM
855030102
785
71197
SH
SOLE
66153
0
5044
Staples Inc
COM
855030102
44
4000
SH
Call
SOLE
4000
0
0
Stryker Corp
COM
863667101
1393
12985
SH
SOLE
12274
0
711
Sysco Corp
COM
871829107
1465
31360
SH
SOLE
28991
0
2369
Take-Two Interactive Software
COM
874054109
377
10000
SH
SOLE
10000
0
0
Target Corp
COM
87612E106
1081
13139
SH
SOLE
11958
0
1181
Technology Select Sector SPDR
COM
81369y803
1155
26046
SH
SOLE
24699
0
1347
Teva Pharmaceutical Industries
COM
881624209
1155
21594
SH
SOLE
19876
0
1718
The Cheesecake Factory Inc
COM
163072101
619
11660
SH
SOLE
10710
0
950
Thermo Fisher Scientific Inc
COM
883556102
821
5796
SH
SOLE
5224
0
572
US Bancorp
COM
902973304
990
24388
SH
SOLE
22272
0
2116
United Rentals Inc
COM
911363109
340
5470
SH
SOLE
5170
0
300
United Technologies Corp
COM
913017109
755
7546
SH
SOLE
7236
0
310
Utilities Select Sector SPDR E
COM
81369y886
1032
20795
SH
SOLE
18200
0
2595
Vanguard Telecommunication Ser
COM
92204a884
2680
28901
SH
SOLE
26474
0
2427
Vanguard Utilities ETF
COM
92204a876
1842
17128
SH
SOLE
16341
0
787
Verizon Communications Inc
COM
92343V104
811
14989
SH
SOLE
14777
0
212
Visa Inc
COM
92826c839
606
7920
SH
SOLE
7345
0
575
Vista Gold Corp
COM
927926303
17
35000
SH
SOLE
0
0
35000
Wal-Mart Stores Inc
COM
931142103
1820
26571
SH
SOLE
24946
0
1625
Walgreens Boot Alliance Inc
COM
931427108
1324
15715
SH
SOLE
14853
0
862
Walt Disney Co
COM
254687106
732
7372
SH
SOLE
6797
0
575
Wells Fargo & Co
COM
949746101
1243
25699
SH
SOLE
23799
0
1900
Whitewave Foods Co Cl A
COM
966244105
704
17329
SH
SOLE
15773
0
1556
iShares U.S. Aerospace & Defen
COM
464288760
839
7180
SH
SOLE
6730
0
450
iShares US Broker-Dealers Inde
COM
464288794
845
22567
SH
SOLE
21202
0
1365
iShares US Real Estate
COM
464287739
844
10843
SH
SOLE
10171
0
672
Access Worldwide Communication
COM
004319109
0
40750
SH
SOLE
40550
0
200
Amarin Corporation PLC - ADR
COM
023111206
30
19500
SH
SOLE
0
0
19500
Axiom Corp
COM
05463T105
2
130000
SH
SOLE
130000
0
0
Bristol-Myers Squibb Co
COM
110122108
447
7000
SH
SOLE
7000
0
0
Cannabix Technologies Inc
COM
13765L101
40
200000
SH
SOLE
200000
0
0
Delcath Systems Inc
COM
24661p104
6
21695
SH
SOLE
21695
0
0
Eli Lilly & Co
COM
532457108
544
7550
SH
SOLE
7550
0
0
Galena Biopharma Inc
COM
363256108
53
39000
SH
SOLE
0
0
39000
IDenta Corp
COM
451671101
0
1094700
SH
SOLE
1094700
0
0
Iconic Brands Inc
COM
45107v207
1
1825000
SH
SOLE
1825000
0
0
Water Technologies Intl
COM
94114g100
0
404000
SH
SOLE
404000
0
0
Sprott Physical Gold Trust
ETF
85207h104
507
50113
SH
SOLE
14882
0
35231
iShares S&P 500 Growth
ETF
464287309
1992
17187
SH
SOLE
16146
0
1040
iShares S&P Midcap 400 Growth
ETF
464287606
2847
17506
SH
SOLE
16601
0
905
iShares S&P Midcap 400/BARRA V
ETF
464287705
991
7986
SH
SOLE
7526
0
460
iShares S&P Smallcap 600/BARRA
ETF
464287887
1844
14850
SH
SOLE
13900
0
950
Vanguard Total Bond Market
ETF
921937835
372
4491
SH
SOLE
4491
0
0
iShares Barclays 1-3yr Treasur
ETF
464287457
240
2820
SH
SOLE
2820
0
0
iShares IBOXX $ Investment Gra
ETF
464287242
429
3610
SH
SOLE
3610
0
0
Deutsche X-trackers MSCI EAFE
ETF
233051200
297
11625
SH
SOLE
9690
0
1935
iShares Latin American 40 ETF
ETF
464287390
218
8672
SH
SOLE
8321
0
351
iShares MSCI EAFE Index
ETF
464287465
1649
28846
SH
SOLE
27377
0
1469
Dreyfus Midcap Index Fund
IND
712223106
1382
41320
SH
SOLE
36408
0
4912
Guggenheim S&P 500 Equal Weigh
IND
78355w106
5358
68227
SH
SOLE
63479
0
4747
PowerShares QQQ Trust Series 1
IND
73935A104
4545
41617
SH
SOLE
38915
0
2701
PowerShares QQQ Trust Series 1
IND
73935A104
22
200
SH
Put
SOLE
200
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
12851
62527
SH
SOLE
58266
0
4262
SPDR S&P 500 ETF Trust
IND
78462F103
82
400
SH
Call
SOLE
400
0
0
SPDR S&P 500 ETF Trust
IND
78462F103
206
1000
SH
Put
SOLE
1000
0
0
SPDR S&P MidCap 400 ETF Trust
IND
78467y107
3778
14380
SH
SOLE
13547
0
833
Schwab S&P 500 Index Fund
IND
808509855
2607
81539
SH
SOLE
71830
0
9709
Schwab Small-Cap Index Fund
IND
808509848
1230
51800
SH
SOLE
45409
0
6391
iShares Russell 2000 Index Fun
IND
464287655
2439
22046
SH
SOLE
20628
0
1417
iShares Russell Microcap Index
IND
464288869
2255
33200
SH
SOLE
30886
0
2315
Annaly Capital Management Inc
CEF
035710409
356
34651
SH
SOLE
28466
0
6185
Babson Capital Corporate Inves
CEF
05617k109
1117
65692
SH
SOLE
57532
0
8160
Calamos Convertible & High Inc
CEF
12811p108
2068
199083
SH
SOLE
180608
0
18475
Calamos Convertible Opp & Inc
CEF
128117108
198
20900
SH
SOLE
20900
0
0
Fidelity New Markets Income
CEF
315910836
1137
75974
SH
SOLE
69200
0
6775
PowerShares CEF Income Composi
CEF
73936q843
1834
84952
SH
SOLE
77230
0
7722
SEI High Yield Bond
CEF
783925647
74
11157
SH
SOLE
11157
0
0
SPDR Barclays Short-Term High
CEF
78468r408
1011
39143
SH
SOLE
34326
0
4817
iShares S&P Preferred Stock In
CEF
464288687
2194
56220
SH
SOLE
51843
0
4377
Alerian MLP ETF
ETF
00162q866
1141
104480
SH
SOLE
93555
0
10925
Global X SuperDividend ETF
ETF
37950e549
743
36786
SH
SOLE
33759
0
3027
SPDR S&P Dividend ETF
ETF
78464a763
1493
18677
SH
SOLE
16004
0
2673
SPDR S&P Intl Dividend ETF
ETF
78463x772
957
27293
SH
SOLE
23477
0
3816
Vanguard High Dividend Yield E
ETF
921946406
2869
41552
SH
SOLE
37365
0
4187
iShares DJ Select Dividend Ind
ETF
464287168
7258
88869
SH
SOLE
79862
0
9007