0001287618-13-000001.txt : 20130125 0001287618-13-000001.hdr.sgml : 20130125 20130125115537 ACCESSION NUMBER: 0001287618-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130125 DATE AS OF CHANGE: 20130125 EFFECTIVENESS DATE: 20130125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001287618 IRS NUMBER: 223675264 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10881 FILM NUMBER: 13547734 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095141899 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 f13q412.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co COM 88579y101 1716 18485 SH SOLE 17610 875 AMN Healthcare Services Inc COM 001744101 231 19990 SH SOLE 18865 1125 AT&T Inc COM 00206r102 854 25347 SH SOLE 19302 6045 Abbott Laboratories COM 002824100 1395 21300 SH SOLE 20155 1145 Aflac Inc COM 001055102 1908 35910 SH SOLE 33960 1950 Air Products & Chemicals Inc COM 009158106 517 6150 SH SOLE 6000 150 American Express Co COM 025816109 1399 24341 SH SOLE 22741 1600 Amgen Inc COM 031162100 1209 14025 SH SOLE 13175 850 Apple Inc COM 037833100 2064 3878 SH SOLE 3638 240 Applied DNA Sciences Inc COM 03815U102 55 263000 SH SOLE 96500 166500 Automatic Data Processing Inc COM 053015103 1116 19600 SH SOLE 19600 BP PLC - ADR COM 055622104 770 18500 SH SOLE 18500 Bank of America Corp COM 060505104 619 53336 SH SOLE 49771 3565 Bank of New York Mellon Corp COM 064058100 865 33670 SH SOLE 31730 1940 BankUnited Inc COM 06652k103 335 13705 SH SOLE 12905 800 Bed Bath & Beyond Inc COM 075896100 889 15900 SH SOLE 14950 950 BlackRock Inc COM 09247x101 1990 9625 SH SOLE 9010 615 Boeing Co COM 097023105 941 12493 SH SOLE 11593 900 Brigus Gold Corp COM 109490102 23 25000 SH SOLE 25000 CVS Caremark Corp COM 126650100 1687 34887 SH SOLE 32969 1918 Capital One Financial Corp COM 14040h105 880 15196 SH SOLE 13997 1199 Caterpillar Inc COM 149123101 995 11101 SH SOLE 10381 720 Chevron Corp COM 166764100 1775 16412 SH SOLE 15554 858 Coach Inc COM 189754104 960 17295 SH SOLE 16045 1250 Comcast Corp COM 20030n101 1002 26831 SH SOLE 25181 1650 ConocoPhillips COM 20825c104 927 15980 SH SOLE 15030 950 Consolidated Edison Inc COM 209115104 229 4130 SH SOLE 1850 2280 Consumer Discretionary Select COM 81369y407 1809 38134 SH SOLE 36269 2025 Corning Inc COM 219350105 828 65600 SH SOLE 62355 3245 Dell Inc COM 24702r101 390 38500 SH SOLE 35975 2525 Dollar General Corp COM 256677105 617 14000 SH SOLE 13080 920 Dr Pepper Snapple Group Inc COM 26138e109 833 18855 SH SOLE 17355 1500 E.I. duPont de Nemours & Co COM 263534109 467 10377 SH SOLE 10377 Exeter Resource Corp COM 301835104 12 10000 SH SOLE 10000 Express Scripts Holding Co COM 30219g108 1468 27177 SH SOLE 25325 1852 Exxon Mobil Corp COM 30231g102 5286 61069 SH SOLE 58812 2257 Fidelity National Information COM 31620m106 1009 28975 SH SOLE 27225 1800 General Electric Co COM 369604103 2357 112302 SH SOLE 103347 8955 General Mills Inc COM 370334104 226 5600 SH SOLE 5600 Geopharma Inc COM 37250a106 0 40000 SH SOLE 40000 Golden Star Res Ltd COM 38119t104 38 20500 SH SOLE 20500 Google Inc COM 38259p508 1747 2470 SH SOLE 2304 166 Haemonetics Corp COM 405024100 278 6800 SH SOLE 6600 200 Harman International Industrie COM 413086109 376 8430 SH SOLE 8195 235 Harris Corp COM 413875105 1187 24245 SH SOLE 22795 1450 Huntsman Corp COM 447011107 531 33395 SH SOLE 30545 2850 Illinois Tool Works Inc COM 452308109 1545 25402 SH SOLE 23602 1800 Industrial Select Sector SPDR COM 81369y704 1025 27036 SH SOLE 25941 1175 Intel Corp COM 458140100 919 44568 SH SOLE 39718 5200 International Business Machine COM 459200101 3807 19875 SH SOLE 18850 1025 Ishares Dow Jones US Real Esta COM 464287739 726 11220 SH SOLE 10600 670 JP Morgan Chase & Co COM 46625h100 1803 41007 SH SOLE 37611 3396 Jaguar Mining Inc COM 47009m103 16 25000 SH SOLE 25000 Johnson & Johnson COM 478160104 1964 28013 SH SOLE 26238 1925 Kohl's Corp COM 500255104 1326 30846 SH SOLE 28681 2465 L-3 Communications Holdings In COM 502424104 1006 13130 SH SOLE 12115 1015 Lowe's Cos Inc COM 548661107 2298 64690 SH SOLE 63225 1465 Materials Select Sector SPDR F COM 81369y100 1848 49230 SH SOLE 46755 2550 McDonald's Corp COM 580135101 223 2524 SH SOLE 2090 434 Medtronic Inc COM 585055106 1404 34219 SH SOLE 32219 2000 Metlife Inc COM 59156r108 1487 45157 SH SOLE 42482 2675 Microsoft Corp COM 594918104 2324 87017 SH SOLE 80232 6785 New York Community Bancorp Inc COM 649445103 690 52686 SH SOLE 48590 4096 Occidental Petroleum Corp COM 674599105 998 13030 SH SOLE 12070 960 Oracle Corp COM 68389X105 1473 44212 SH SOLE 41472 2740 PepsiCo Inc COM 713448108 1290 18849 SH SOLE 18124 725 Pfizer Inc COM 717081103 391 15607 SH SOLE 14438 1169 Philip Morris International In COM 718172109 1442 17242 SH SOLE 16292 950 Phillips 66 COM 718546104 437 8230 SH SOLE 7830 400 Portfolio Recovery Associates COM 73640q105 1152 10785 SH SOLE 10370 415 Procter & Gamble Co COM 742718109 1824 26870 SH SOLE 25445 1425 Qualcomm Inc COM 747525103 904 14617 SH SOLE 13735 882 Raytheon Co COM 755111507 1081 18789 SH SOLE 17549 1240 RegeneRx Biopharmaceuticals COM 75886x108 6 62537 SH SOLE 52537 10000 Riverbed Technology Inc COM 768573107 479 24295 SH SOLE 22795 1500 SPDR S&P Biotech ETF COM 78464a870 703 7995 SH SOLE 7535 495 Schlumberger Ltd COM 806857108 1579 22780 SH SOLE 20855 1925 Seagate Technology PLC COM g7945M107 847 27850 SH SOLE 26100 1750 Stanley Black & Decker Inc COM 854502101 625 8450 SH SOLE 7950 500 Staples Inc COM 855030102 1065 93385 SH SOLE 87260 6125 Stryker Corp COM 863667101 865 15780 SH SOLE 14915 865 Sysco Corp COM 871829107 1137 35899 SH SOLE 34074 1825 TJX Companies Inc COM 872540109 900 21205 SH SOLE 19780 1425 Technology Select Sector SPDR COM 81369y803 696 24125 SH SOLE 22750 1475 Teva Pharmaceutical Industries COM 881624209 1124 30090 SH SOLE 28215 1875 The Cheesecake Factory Inc COM 163072101 1007 30800 SH SOLE 28575 2225 Thermo Fisher Scientific Inc COM 883556102 1309 20530 SH SOLE 19410 1120 Timken Co COM 887389104 680 14225 SH SOLE 13300 925 US Bancorp COM 902973304 874 27355 SH SOLE 25702 1853 United Parcel Service Inc COM 911312106 905 12270 SH SOLE 11520 750 United Technologies Corp COM 913017109 726 8852 SH SOLE 8617 235 Utilities Select Sector SPDR F COM 81369y886 1036 29665 SH SOLE 26520 3145 Vanguard Telecommunication Ser COM 92204a884 2361 33720 SH SOLE 31945 1775 Vanguard Utilities ETF COM 92204a876 1376 18275 SH SOLE 18125 150 Verizon Communications Inc COM 92343v104 644 14873 SH SOLE 11619 3254 Vista Gold Corp COM 927926303 40 15000 SH SOLE 15000 Wal-Mart Stores Inc COM 931142103 1738 25475 SH SOLE 24240 1235 Walgreen Co COM 931422109 927 25042 SH SOLE 23792 1250 Watair Inc COM 941087108 0 10000 SH SOLE 10000 Wells Fargo & Co COM 949746101 969 28354 SH SOLE 26804 1550 Whirlpool Corp COM 963320106 812 7985 SH SOLE 7510 475 iShares Dow Jones US Telecommu COM 464287713 733 30210 SH SOLE 28335 2000 Access Worldwide Communication 004319109 1 59450 SH SOLE 51550 8400 Altitude Organic Corp 02153j109 0 15000 SH SOLE 15000 Aspire International Inc 04537n103 2 44000 SH SOLE 44000 Bristol-Myers Squibb Co 110122108 228 7000 SH SOLE 7000 Delcath Systems Inc 24661p104 73 59600 SH SOLE 59600 Eli Lilly & Co 532457108 372 7550 SH SOLE 7550 Galena Biopharma Inc 363256108 24 15950 SH SOLE 15950 Hop-On Inc 439338203 0 999999 SH SOLE 999999 Information Systems Associates 45676r108 4 175000 SH SOLE 175000 Juniper Group Inc 481905875 0 325000 SH SOLE 325000 Mediswipe Inc 58500h105 0 31000 SH SOLE 31000 Smokefree Innotec Inc 832673107 0 28850 SH SOLE 28850 Voyant International Corp 92909w108 0 300000 SH SOLE 300000 Water Technologies Intl 94114g100 2 104000 SH SOLE 104000 Vanguard Large-Cap ETF 922908637 239 3670 SH SOLE 3670 iShares S&P 500 Growth 464287309 979 12920 SH SOLE 11770 1240 iShares S&P Midcap 400/Growth 464287606 1139 9955 SH SOLE 9290 725 iShares S&P Midcap 400/Value 464287705 1141 12945 SH SOLE 12065 955 iShares S&P Smallcap 600/Value 464287879 1107 13685 SH SOLE 12790 970 iShares MSCI Eafe Index Fund 464287465 2039 35855 SH SOLE 33655 2310 iShares MSCI Malaysia Index Fu 464286830 550 36345 SH SOLE 34445 2025 iShares MSCI Mexico Investable 464286822 578 8195 SH SOLE 7750 470 Federated Kaufmann Fund R 314172644 52 10439.949SH SOLE 10439.949 Franklin Income Fund 353496300 73 32507.258SH SOLE 29460.679 3046.579 Schwab NY Muni MF Value Advant 808508303 1045 1044592.920SH SOLE 1044592.920 American Century Value Investo 025076506 924 144982.508SH SOLE 23744.517 121237.991 American Funds - Growth Fund o 399874403 1348 39479.712SH SOLE 6428.949 33050.763 Calamos Growth Class A 128119302 306 6497.302 SH SOLE 1283.625 5213.677 Cohen & Steers Intern Rlty - A 19248h104 292 25820.315SH SOLE 4919.387 20900.928 Cohen & Steers Realty Shares 192476109 401 6211.431 SH SOLE 1522.487 4688.944 Fidelity Advisor Dividend Grow 315805598 597 42894.104SH SOLE 6295.205 36598.899 Fidelity Contrafund # 22 316071109 701 9034.245 SH SOLE 2659.587 6374.658 Fidelity US Equity Ind 315911701 450 8903.018 SH SOLE 3965.421 4937.597 Jennison 20/20 Focus Cl A 74440g107 337 21093.234SH SOLE 3480.435 17612.799 Royce Value Plus Fund-SV 780905741 252 18196.086SH SOLE 3997.095 14198.991 Rydex Precious Metals Investor 783554207 339 5498.942 SH SOLE 475.701 5023.241 Dreyfus Midcap Index Fund 712223106 661 22844 SH SOLE 18671 4173 Powershares QQQ 73935a104 3580 54967 SH SOLE 51047 4755 Rydex S&P Equal Weight ETF 78355w106 4847 90899 SH SOLE 84399 7090 SPDR S&P MidCap 400 ETF Trust 78467y107 3471 18692 SH SOLE 17107 1645 Schwab S&P Indx-Sel Shrs 808509855 1291 58179 SH SOLE 47225 10954 Schwab Small-Cap Index-Select 808509848 628 29749 SH SOLE 24669 5080 Standard and Poor's Depository 78462F103 10174 71443 SH SOLE 66715 5548 Vanguard Total Stock Mkt VIPER 922908769 507 6914 SH SOLE 6809 105 iShares Russell Microcap Inx 464288869 1662 31765 SH SOLE 28890 3170 iShares Tr Russell 2000 Index 464287655 2320 27513 SH SOLE 25363 2295