0001287618-11-000004.txt : 20111114 0001287618-11-000004.hdr.sgml : 20111111 20111114100133 ACCESSION NUMBER: 0001287618-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DUMONT & BLAKE INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001287618 IRS NUMBER: 223675264 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10881 FILM NUMBER: 111198509 BUSINESS ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 6095141899 MAIL ADDRESS: STREET 1: 731 ALEXANDER ROAD SUITE 301 CITY: PRINCETON STATE: NJ ZIP: 08540 13F-HR 1 f13q311.txt FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co. COM 88579y101 1377 19175 SH SOLE 19175 AFLAC Inc. COM 001055102 354 10125 SH SOLE 10125 AT&T Inc. COM 00206r102 404 14167 SH SOLE 14167 Aaron's Inc COM 002535300 612 24245 SH SOLE 24245 Abbott Laboratories COM 002824100 1076 21040 SH SOLE 21040 Air Products and Chemicals, In COM 009158106 470 6150 SH SOLE 6150 American Express Co. COM 025816109 1133 25240 SH SOLE 25240 Amgen COM 031162100 966 17583 SH SOLE 17583 Apple Computer COM 037833100 1393 3653 SH SOLE 3653 Automatic Data Processing COM 053015103 924 19600 SH SOLE 19600 BP PLC - ADR COM 055622104 667 18500 SH SOLE 18500 Bank Of New York Mellon Corp COM 064058100 859 46225 SH SOLE 46225 Bank of America Corp. COM 060505104 463 75726 SH SOLE 75726 Bankunited Inc COM 06652k103 277 13365 SH SOLE 13365 Bed Bath and Beyond COM 075896100 1251 21820 SH SOLE 21820 Berkshire Hathaway Inc Class B COM 084670702 1239 17439 SH SOLE 17439 Blackrock Inc COM 09247x101 977 6600 SH SOLE 6600 Boeing Corp. COM 097023105 770 12730 SH SOLE 12730 CVS Corp. COM 126650100 1228 36563 SH SOLE 36563 Carter's Inc COM 146229109 755 24735 SH SOLE 24735 Caterpillar Inc. COM 149123101 816 11046 SH SOLE 11046 Chevron Corp. COM 166764100 1561 16862 SH SOLE 16862 ConocoPhillips COM 20825c104 980 15470 SH SOLE 15470 Consumer Discretionary Select COM 81369y407 1233 35364 SH SOLE 35364 Consumer Staples SPDR - ETF COM 81369y308 841 28350 SH SOLE 28350 Corning Inc. COM 219350105 474 38315 SH SOLE 38315 Dollar General Corp COM 256677105 1184 31365 SH SOLE 31365 Dr. Pepper Snapple Group Inc COM 26138e109 702 18115 SH SOLE 18115 E.I. duPont de Nemours & Co. COM 263534109 443 11077 SH SOLE 11077 Energy Select Sector SPDR COM 81369y506 501 8560 SH SOLE 8560 Express Scripts COM 302182100 1009 27230 SH SOLE 27230 Exxon Mobil Corporation COM 30231g102 4836 66582 SH SOLE 66582 Fidelity National Information COM 31620m106 719 29580 SH SOLE 29580 Flir Systems Inc. COM 302445101 640 25540 SH SOLE 25540 Gap Inc. COM 364760108 428 26335 SH SOLE 26335 General Electric Co. COM 369604103 1709 112285 SH SOLE 112285 General Mills COM 370334104 271 7050 SH SOLE 7050 Google Inc-Cl A COM 38259p508 1257 2440 SH SOLE 2440 Haemonetics Corp COM 405024100 407 6965 SH SOLE 6965 Harris Corp. COM 413875105 850 24885 SH SOLE 24885 Health Care Select Sector - ET COM 81369y209 1335 42076 SH SOLE 42076 Hewlett-Packard Co. COM 428236103 341 15175 SH SOLE 15175 Illinois Tool Works COM 452308109 1052 25277 SH SOLE 25277 Industrial Select Sector SPDR COM 81369y704 1168 39961 SH SOLE 39961 Inergy LP COM 456615103 835 33375 SH SOLE 33375 Intel Corporation COM 458140100 949 44488 SH SOLE 44488 International Business Machine COM 459200101 4216 24109 SH SOLE 24109 JP Morgan Chase & Co. COM 46625h100 1315 43650 SH SOLE 43650 Jabil Circuit Inc. COM 466313103 1009 56700 SH SOLE 56700 Johnson & Johnson COM 478160104 1768 27765 SH SOLE 27765 Kohls Corp COM 500255104 1501 30580 SH SOLE 30580 L-3 Communications Holdings COM 502424104 796 12850 SH SOLE 12850 Lowes Companies COM 548661107 1264 65375 SH SOLE 65375 Materials Select Sector SPDR COM 81369y100 978 33330 SH SOLE 33330 Medtronic Inc. COM 585055106 1219 36661 SH SOLE 36661 Microchip Technology Inc. COM 595017104 995 31985 SH SOLE 31985 Microsoft Corporation COM 594918104 2158 86716 SH SOLE 86716 New York Community Bancorp, In COM 649445103 641 53875 SH SOLE 53875 Occidental Petroleum COM 674599105 919 12860 SH SOLE 12860 Oracle Corp. COM 68389X105 1403 48830 SH SOLE 48830 Pepsico, Inc. COM 713448108 1178 19033 SH SOLE 19033 Pfizer, Inc. COM 717081103 259 14623 SH SOLE 14623 Philip Morris International COM 718172109 1122 17986 SH SOLE 17986 Portfolio Recovery Associates COM 73640q105 687 11035 SH SOLE 11035 Procter & Gamble Co COM 742718109 1708 27032 SH SOLE 27032 Raytheon Co. COM 755111507 765 18719 SH SOLE 18719 SEI Investments Company COM 784117103 292 18975 SH SOLE 18975 Schlumberger Ltd. COM 806857108 1258 21063 SH SOLE 21063 Sigma Aldrich Corp. COM 826552101 966 15636 SH SOLE 15636 Sysco Corp. COM 871829107 929 35872 SH SOLE 35872 TJX Companies Inc. COM 872540109 1201 21650 SH SOLE 21650 Teva Pharma Inds ADR COM 881624209 1143 30715 SH SOLE 30715 The Cheesecake Factory COM 163072101 752 30525 SH SOLE 30525 Thermo Fisher Scientific COM 883556102 1057 20870 SH SOLE 20870 US Bancorp COM 902973304 692 29380 SH SOLE 29380 United Parcel Service -Cl B COM 911312106 537 8500 SH SOLE 8500 United Tech. Corp. COM 913017109 687 9761 SH SOLE 9761 Utilities Select Sector SPDR COM 81369y886 1042 31000 SH SOLE 31000 Vanguard Telecom Service ETF COM 92204a884 2127 35045 SH SOLE 35045 Vanguard Utilities ETF COM 92204a876 1369 19160 SH SOLE 19160 Verizon Communications COM 92343v104 412 11183 SH SOLE 11183 Wal-Mart Stores, Inc. COM 931142103 1655 31896 SH SOLE 31896 Walgreen Co. COM 931422109 610 18534 SH SOLE 18534 Watair Inc. COM 941087108 0 10000 SH SOLE 10000 Wells Fargo Company COM 949746101 686 28438 SH SOLE 28438 Zimmer Holdings Inc. COM 98956p102 739 13821 SH SOLE 13821 Access Worldwide Comm Inc 004319109 0 59750 SH SOLE 59750 Altitude Organic Corp 02153j109 0 15000 SH SOLE 15000 Aspire International Inc 04537n103 13 44000 SH SOLE 44000 Bristol-Myers 110122108 220 7000 SH SOLE 7000 Delcath Systems Inc 24661p104 139 41600 SH SOLE 41600 Eli Lilly and Company 532457108 279 7550 SH SOLE 7550 Environmental Service Professi 294077102 1 120000 SH SOLE 120000 Hop-On Inc 439338203 0 999999 SH SOLE 999999 Information Systems Associates 45676r108 8 170000 SH SOLE 170000 Juniper Group Inc 481905875 0 325000 SH SOLE 325000 Mediswipe Inc 58500h105 0 15000 SH SOLE 15000 Ocean Mart 67502r102 0 20000 SH SOLE 20000 Smokefree Innotec Inc 832673107 0 28850 SH SOLE 28850 Soligenix Inc 834223109 1 20000 SH SOLE 20000 Voyant International Corp 92909w108 0 500000 SH SOLE 500000 Water Technologies Intl 94114g100 1 10000 SH SOLE 10000 Waterpure International Inc 941846109 0 400000 SH SOLE 400000 iShares S&P 500 Growth 464287309 506 8265 SH SOLE 8265 iShares S&P Midcap 400/Growth 464287606 624 6945 SH SOLE 6945 iShares S&P Midcap 400/Value 464287705 599 9075 SH SOLE 9075 iShares S&P Smallcap 600/Growt 464287887 629 9758 SH SOLE 9758 iShares MSCI Eafe Index Fund 464287465 1274 26672 SH SOLE 26672 iShares MSCI Emerging MKT In 464287234 801 22813 SH SOLE 22813 Schwab NY Muni MF Value Advant 808508303 1044 1044310.360SH SOLE 1044310.360 Dreyfus Midcap Index Fund 712223106 482 19968 SH SOLE 19968 PowerShares QQQ 73935a104 2438 46456 SH SOLE 46456 Rydex S&P Equal Weight ETF 78355w106 3162 76369 SH SOLE 76369 SPDR S&P MidCap 400 ETF Trust 78467y107 2272 15987 SH SOLE 15987 Schwab S&P Indx-Sel Shrs 808509855 967 54073 SH SOLE 54073 Schwab Small-Cap Index-Select 808509848 458 25642 SH SOLE 25642 Standard and Poor's Depository 78462F103 6616 58475 SH SOLE 58475 Vanguard Total Stock Mkt VIPER 922908769 424 7339 SH SOLE 7339 iShares Russell Microcap Inx 464288869 756 19215 SH SOLE 19215 iShares Tr Russell 2000 Index 464287655 1481 23038 SH SOLE 23038