EX-1.(D) 5 a2139274zex-1_d.htm EXHIBIT (D)

Exhibit (d)

 

Number *0*

 

 

 

 

 

Shares  *0*

 

 

 

 

 

 

 

 

 

 

 

SEE REVERSE FOR IMPORTANT

 

 

 

 

 

NOTICE AND OTHER INFORMATION

 

 

 

 

 

 

 

 

THIS CERTIFICATE IS TRANSFERABLE

 

CUSIP_____________

 

 

IN THE CITIES OF _____________

 

 

 

PROSPECT ENERGY CORPORATION

 

a Corporation Formed Under the Laws of the State of Maryland

 

THIS CERTIFIES THAT **Specimen**

 

is the owner of **Zero (0)**

 

fully paid and nonassessable shares of Common Stock, $.001 par value per share, of

 

Prospect Energy Corporation

 

(the “Corporation”) transferable on the books of the Corporation by the holder hereof in person or by its duly authorized attorney, upon surrender of this Certificate properly endorsed.  This Certificate and the shares represented hereby are issued and shall be held subject to all of the provisions of the charter of the Corporation and the Bylaws of the Corporation and any amendments thereto.  This Certificate is not valid unless countersigned and registered by the Transfer Agent and Registrar.

 

                IN WITNESS WHEREOF, the Corporation has caused this Certificate to be executed on its behalf by its duly authorized officers.

 

DATED

 

 

 

 

 

 

 

 

 

 

Countersigned and Registered:

 

 

 

 

 

Transfer Agent

 

 

(SEAL)

 

and Registrar

 

M. Grier Eliasek

 

 

 

 

President

 

 

 

 

 

 

By:

 

 

 

 

 

 

Authorized Signature

 

Mark N. Witt

 

 

 

 

Secretary

 

 



 

IMPORTANT NOTICE

 

                The Corporation will furnish to any stockholder, on request and without charge, a full statement of the information required by Section 2-211(b) of the Corporations and Associations Article of the Annotated Code of Maryland with respect to the designations and any preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends and other distributions, qualifications, and terms and conditions of redemption of the stock of each class which the Corporation has authority to issue and, if the Corporation is authorized to issue any preferred or special class in series, (i) the differences in the relative rights and preferences between the shares of each series to the extent set, and (ii) the authority of the Board of Directors to set such rights and preferences of subsequent series.  The foregoing summary does not purport to be complete and is subject to and qualified in its entirety by reference to the charter of the Corporation, a copy of which will be sent without charge to each stockholder who so requests.  Such request must be made to the Secretary of the Corporation at its principal office or to the Transfer Agent.

 

 

_________________________________

 

KEEP THIS CERTIFICATE IN A SAFE PLACE.  IF IT IS LOST, STOLEN

OR DESTROYED, THE CORPORATION WILL REQUIRE A BOND OF INDEMNITY AS A

CONDITION TO THE ISSUANCE OF A REPLACEMENT CERTIFICATE.

_________________________________

 

                The following abbreviations, when used in the inscription on the face of this Certificate, shall be construed as though they were written out in full according to applicable laws or regulations:

 

 

TEN COM

as tenants in common

UNIF GIFT MIN ACT

 

 

Custodian

 

 

 

TEN ENT

as tenants by the entireties

 

(Custodian)

(Minor)  

 

 

 

JT TEN

as joint tenants with right of

 

under Uniform Gifts to Minors Act of

 

 

 

 

survivorship and not as tenants

 

 

 

 

 

 

 

in common

 

(State)

 

 

Additional abbreviations may also be used though not in the above list.

 

 

 

 

 

 

 

 

FOR VALUE RECEIVED,

 

HEREBY SELLS, ASSIGNS AND TRANSFERS UNTO

 

 

 

 

 

 

 

 

 

 

(Please Print or Typewrite Name and Address, Including Zip Code, of Assignee)

 

 

 

 

 

 

 

 

 

 

 

(Please Insert Social Security or other Identifying Number of Assignee)

 

 

 

 

 

 

 

 

____________________________  (______________) shares of Common Stock of the Corporation represented by this Certificate and does hereby irrevocably constitute and appoint ________________________________ attorney to transfer the said shares of Common Stock on the books of the Corporation, with full power of substitution in the premises.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Dated

 

 

 

 

 

 

 

 

 

 

 

NOTICE:  The Signature To This Assignment Must Correspond With The Name As Written Upon The Face Of The Certificate In Every Particular, Without Alteration Or Enlargement Or Any Change Whatsoever.