SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ALEXANDER DENNIS

(Last) (First) (Middle)
6564 SMOKE TREE LANE

(Street)
SCOTTSDALE AZ 85253

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
MONDIAL VENTURES, INC. [ MNVN.QB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director X 10% Owner
X Officer (give title below) Other (specify below)
CEO
3. Date of Earliest Transaction (Month/Day/Year)
02/11/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/11/2014 (5) J(1) 3,000,000 A (8) 3,003,333 I See footnote 2(2)
Common Stock 07/31/2012 (5) J(1) 3,333 A (7) 0 I See footnote 2(2)
Common Stock 07/31/2012 (5) J(1) 760 A $0 0 I See footnote 6(6)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Series C Preferred Stock (5) 01/14/2014 J(1) 50,000(1)(4) (5) (5) None 0 $0.0001 50,000(3)(4) I See Footnote (3)(3)
Series C Preferred Stock (5) 01/14/2014(5) P 50,000(1)(4) (5) (5) None 0 $0.0001 50,000(3)(4) D
Explanation of Responses:
1. In consideration of services rendered, including for and as incentive to continue to assist and provide services to the Company or its subsidiaries.
2. The shares are owned indirectly by Mr. Alexander through Global Media Network USA, Inc. which is 100% owned by Mr. Alexander, and provides his services to the Company.
3. Mr. Alexander owns 100% of Global Media Network USA, Inc. (GMN USA, Inc.) which provides his services to the Company. 50,000 shares of the Registrants Series C Preferred stock are owned indirectly by Mr. Alexander through Global Media Network USA, Inc. (GMN USA, Inc.).
4. Each share of Series C preferred stock shall have 31,500 votes on the election of our directors and for all other purposes. The Series C is not convertible into underlying shares.
5. None available.
6. Mr. Alexander owns 8.1% of EGPI Firecreek, Inc. (EGPI) which owns 14,000,000 shares of the Mondial Ventures, Inc., the Company, therefore his ownership indirectly at present represents 1,139,532 shares of the Companys stock. To be noted, this ownership calculation is subject to Mr. Alexanders percentage ownership then held in EGPI which can very likely vary from time to time, along with the amount of shares of the Company actually held in ownership at any given date by EGPI.
7. Previously reported.
8. The dollar amount for the financing proceeds in the immediately preceding table will need to also be verified or determined by independent valuation or by the Companys auditors as the last sale price prior to February 11, 2014 on January 30, 2014 was appx. $0.1499 per share, and there was no closing sale price easily determinable on the date of issuance due a recent 1:1500 reverse stock split. The then determination will be for and in consideration of bonus for services rendered to the Company and/or one or more of its subsidiaries, and incentive.
/s/ Dennis Alexander 02/12/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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