FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
NEWMARKET CORP [ NEU ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2009 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Common Stock | 09/03/2009 | G | 152 | A | $0 | 5,220 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Thomas D. Gottwald u/a dtd. 12/20/88 | |||||||
Common Stock | 09/03/2009 | G | 245 | A | $0 | 5,313 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Daniel C. Gottwald u.a. dtd. 12/20/88 | |||||||
Common Stock | 09/03/2009 | G | 245 | A | $0 | 4,455 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Edward P. Gottwald u/a dtd. 1/29/92 | |||||||
Common Stock | 09/03/2009 | G | 245 | A | $0 | 9,027 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Mark Haywood Gottwald u/a dtd. 10/18/95 | |||||||
Common Stock | 09/03/2009 | G | 245 | A | $0 | 5,115 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo A. Clarke Gottwald u/a dtd. 10/31/89 - Trust 1 | |||||||
Common Stock | 25,807.54 | I | Shares held by Trustee of NewMarket Savings Plan | ||||||||||||
Common Stock | 269,028 | D | |||||||||||||
Common Stock | 4,527 | I | Shares held by wife | ||||||||||||
Common Stock | 600 | I | Shares held for reporting person's son Daniel C. Gottwald | ||||||||||||
Common Stock | 750 | I | Shares held for reporting person's son Thomas D. Gottwald | ||||||||||||
Common Stock | 600 | I | Shares held for reporting person's son August Clarke Gottwald | ||||||||||||
Common Stock | 500 | I | Shares held for reporting person's son Edward Parker Gottwald | ||||||||||||
Common Stock | 500 | I | Shares held for reporting person's son Mark Haywood Gottwald | ||||||||||||
Common Stock | 7,589 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Thomas D. Gottwald u/a dtd. 10/28/87 | ||||||||||||
Common Stock | 6,674 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Daniel C. Gottwald u/s dtd.4/9/88 | ||||||||||||
Common Stock | 6,494 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo A. Clark Gottwald u/a dtd. 10/31/89 - Trust 2 | ||||||||||||
Common Stock | 6,022 | I | Shares held by Bruce C. Gottwald, Jr., as trustee fbo Edward P. Gottwald u/a dtd. 1/29/92 - Trust 2 | ||||||||||||
Common Stock | 6,889 | I | Shares held as co-trustee fbo reporting person's children u/a dtd. 12/16/91(1) | ||||||||||||
Common Stock | 18,359 | I | Shares held by B. Hazelgrove as trustee fbo reporting person's children u/a dtd. 4/8/94(2) | ||||||||||||
Common Stock | 212,407 | I | Shares held as co-trustee fbo (among others) reporting person's family u/w Floyd D. Gottwald |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. Shares held of record by Nordley Partners, L.P. |
2. Shares held of record by Nordley Partners, L.P. |
/s/ M. Rudolph West (by POA for Thomas E. Gottwald) | 02/16/2010 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |