13F-HR/A 1 tca13f2011q3_amended.txt TCA 13F 2011 Q3 AMENDED UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ x ]; Amendment Number: One This Amendment (Check only one): [ x ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tortoise Capital Advisors, L.L.C. Address: 11550 Ash Street, Suite 300 Leawood KS 66211 Form 13F File Number: 28-11123 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Terry Matlack Title: Managing Director Phone: (913) 981-1020 Signature, Place, and Date of Signing: /s/ Terry Matlack Leawood, Kansas November 17, 2011 [Signature] [City, State] [Date] THE PURPOSE OF THIS AMENDMENT IS TO CORRECT THE NUMBER OF SHARES OF ENBRIDGE ENERGY PARTNERS, L.P. AND ENBRIDGE ENERGY MANAGEMENT, L.L.C. HELD BY TORTOISE CAPITAL ADVISORS, L.L.C. AND THE VALUE THEREOF, AND TO CORRECT THE FORM 13F INFORMATION TABLE VALUE TOTAL ON PAGE 2. Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: -0- Form 13F Information Table Entry Total: 88 Form 13F Information Table Value Total: $6,083,969 (thousands) List of Other Included Managers: NONE
FORM 13F INFORMATION TABLE VOTING VALUE SHRS/PRN SH/ INV OTHER AUTH NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) AMT PRN DSCN MGRS SOLE SHARED NONE ---------------------------- ---------------- --------- ---------- ----------- --- ---- ----- ----------- ------ ------- APACHE CORP COM 037411105 8 100 SH SOLE N/A 100 0 BLUEKNIGHT ENERGY PARTNERS L COM UNIT 09625U109 5,624 905,667 SH SOLE N/A 876,527 29,140 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 096627104 199,325 7,773,999 SH SOLE N/A 7,773,999 0 BREITBURN ENERGY PARTNERS LP COM UT LTD PTN 106776107 2,868 164,815 SH SOLE N/A 164,815 0 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 357,567 5,720,150 SH SOLE N/A 5,275,329 444,821 CABOT OIL & GAS CORP COM 127097103 31 500 SH SOLE N/A 500 0 CENTERPOINT ENERGY INC COM 15189T107 710 36,200 SH SOLE N/A 36,200 0 CHESAPEAKE ENERGY CORP COM 165167107 86 3,360 SH SOLE N/A 3,360 0 CHESAPEAKE MIDSTREAM PARTNER UNIT 16524K108 106,277 3,959,651 SH SOLE N/A 3,521,906 437,745 CMS ENERGY CORP COM 125896100 307 15,500 SH SOLE N/A 15,500 0 COPANO ENERGY L L C COM UNITS 217202100 151,308 5,075,740 SH SOLE N/A 4,773,110 302,630 CRESTWOOD MIDSTREAM PRTNERS COM UNITS REPSTG 226372100 74,462 2,897,964 SH SOLE N/A 2,828,559 69,405 CROSSTEX ENERGY L P COM 22765U102 114 7,015 SH SOLE N/A 7,015 0 DCP MIDSTREAM PARTNERS LP COM UT LTD PTN 23311P100 142,318 3,556,166 SH SOLE N/A 3,398,959 157,207 DEVON ENERGY CORP NEW COM 25179M103 56 1,005 SH SOLE N/A 1,005 0 DOMINION RES INC VA NEW COM 25746U109 386 7,600 SH SOLE N/A 7,600 0 EL PASO CORP COM 28336L109 757 43,300 SH SOLE N/A 43,300 0 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 390,945 11,021,836 SH SOLE N/A 10,183,131 838,705 ENBRIDGE ENERGY MANAGEMENT L SHS UNITS LLI 29250X103 20,052 729,445 SH SOLE N/A 729,445 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 234,011 8,518,779 SH SOLE N/A 8,105,880 412,899 ENBRIDGE INC COM 29250N105 469 14,700 SH SOLE N/A 14,700 0 ENCANA CORP COM 292505104 82 4,285 SH SOLE N/A 4,285 0 ENCORE ENERGY PARTNERS LP COM UNIT 29257A106 2,473 132,100 SH SOLE N/A 132,100 0 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 98,833 2,841,667 SH SOLE N/A 2,412,076 429,591 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 358,074 8,731,393 SH SOLE N/A 8,361,920 369,473 ENERPLUS CORP COM 292766102 47 1,935 SH SOLE N/A 1,935 0 ENSCO PLC SPONSORED ADR 29358Q109 4 100 SH SOLE N/A 100 0 ENTERPRISE PRODS PARTNERS L COM 293792107 508,431 12,663,288 SH SOLE N/A 11,753,163 910,125 EOG RES INC COM 26875P101 57 800 SH SOLE N/A 800 0 EQT CORP COM 26884L109 399 7,485 SH SOLE N/A 7,485 0 EV ENERGY PARTNERS LP COM UNITS 26926V107 10,031 139,940 SH SOLE N/A 139,940 0 EXXON MOBIL CORP COM 30231G102 7 100 SH SOLE N/A 100 0 GOLAR LNG PARTNERS LP COM UNIT LPI Y2745C102 100 3,900 SH SOLE N/A 3,900 0 HOLLY ENERGY PARTNERS L P COM UT LTD PTN 435763107 130,426 2,651,470 SH SOLE N/A 2,501,383 150,087 INERGY L P UNIT LTD PTNR 456615103 99,695 3,984,623 SH SOLE N/A 3,984,623 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 64,948 949,812 SH SOLE N/A 764,315 185,497 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 232,262 3,957,432 SH SOLE N/A 3,829,477 127,955 KINDER MORGAN INC DEL COM 49456B101 16,446 635,229 SH SOLE N/A 526,043 109,186 LEGACY RESERVES LP UNIT LP INT 524707304 3,315 127,750 SH SOLE N/A 127,750 0 LINN ENERGY LLC UNIT LTD LIAB 536020100 8,434 236,525 SH SOLE N/A 236,525 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 360,825 5,973,918 SH SOLE N/A 5,362,934 610,984 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 156,313 3,401,803 SH SOLE N/A 3,239,335 162,468 MURPHY OIL CORP COM 626717102 4 100 SH SOLE N/A 100 0 NATIONAL FUEL GAS CO N J COM 636180101 369 7,580 SH SOLE N/A 7,580 0 NATIONAL OILWELL VARCO INC COM 637071101 5 100 SH SOLE N/A 100 0 NAVIOS MARITIME PARTNERS L P UNIT LPI Y62267102 3,042 228,748 SH SOLE N/A 228,748 0 NEWFIELD EXPL CO COM 651290108 58 1,470 SH SOLE N/A 1,470 0 NEXTERA ENERGY INC COM 65339F101 151 2,800 SH SOLE N/A 2,800 0 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI 654678101 20,630 1,772,353 SH SOLE N/A 1,772,353 0 NISOURCE INC COM 65473P105 688 32,200 SH SOLE N/A 32,200 0 NOBLE ENERGY INC COM 655044105 30 430 SH SOLE N/A 430 0 NUSTAR ENERGY LP UNIT COM 67058H102 133,987 2,562,874 SH SOLE N/A 2,535,059 27,815 OCCIDENTAL PETE CORP DEL COM 674599105 45 635 SH SOLE N/A 635 0 OILTANKING PARTNERS L P UNIT LTD 678049107 19,569 819,150 SH SOLE N/A 736,300 82,850 ONEOK INC NEW COM 682680103 911 13,800 SH SOLE N/A 13,800 0 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 314,329 6,742,374 SH SOLE N/A 6,312,444 429,930 PAA NAT GAS STORAGE L P COM UNIT LTD 693139107 31,983 1,962,158 SH SOLE N/A 1,962,158 0 PENN WEST PETE LTD NEW COM 707887105 30 2,020 SH SOLE N/A 2,020 0 PIONEER NAT RES CO COM 723787107 62 940 SH SOLE N/A 940 0 PIONEER SOUTHWST ENRG PRTNR UNIT LP INT 72388B106 3,647 150,900 SH SOLE N/A 150,900 0 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 238,479 4,047,509 SH SOLE N/A 3,692,239 355,270 PLAINS EXPL& PRODTN CO COM 726505100 53 2,315 SH SOLE N/A 2,315 0 QEP RES INC COM 74733V100 28 1,040 SH SOLE N/A 1,040 0 QUESTAR CORP COM 748356102 731 41,300 SH SOLE N/A 41,300 0 QUICKSILVER RESOURCES INC COM 74837R104 69 9,075 SH SOLE N/A 9,075 0 RANGE RES CORP COM 75281A109 108 1,850 SH SOLE N/A 1,850 0 REGENCY ENERGY PARTNERS L P COM UNITS L P 75885Y107 298,345 13,318,958 SH SOLE N/A 12,656,160 662,798 SEMPRA ENERGY COM 816851109 314 6,100 SH SOLE N/A 6,100 0 SOUTHERN CO COM 842587107 157 3,700 SH SOLE N/A 3,700 0 SOUTHERN UN CO NEW COM 844030106 462 11,400 SH SOLE N/A 11,400 0 SOUTHWESTERN ENERGY CO COM 845467109 84 2,530 SH SOLE N/A 2,530 0 SPECTRA ENERGY CORP COM 847560109 917 37,400 SH SOLE N/A 37,400 0 SPECTRA ENERGY PARTNERS LP COM 84756N109 113,895 4,037,396 SH SOLE N/A 3,867,826 169,570 SUNOCO LOGISTICS PRTNRS L P COM UNITS 86764L108 235,736 2,663,982 SH SOLE N/A 2,483,983 179,999 TALISMAN ENERGY INC COM 87425E103 54 4,370 SH SOLE N/A 4,370 0 TARGA RES CORP COM 87612G101 152 5,100 SH SOLE N/A 5,100 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 202,719 6,165,411 SH SOLE N/A 5,808,456 356,955 TC PIPELINES LP UT COM LTD PRT 87233Q108 140,021 3,193,912 SH SOLE N/A 3,137,142 56,770 TEEKAY LNG PARTNERS L P PRTNRSP UNITS Y8564M105 1,665 53,500 SH SOLE N/A 53,500 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 2,824 114,870 SH SOLE N/A 114,870 0 TESORO LOGISTICS LP COM UNIT LP 88160T107 21,734 913,194 SH SOLE N/A 829,146 84,048 TRANSCANADA CORP COM 89353D107 688 17,000 SH SOLE N/A 17,000 0 ULTRA PETROLEUM CORP COM 903914109 24 865 SH SOLE N/A 865 0 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 33 1,250 SH SOLE N/A 1,250 0 WESTERN GAS PARTNERS LP COM UNIT LP IN 958254104 127,277 3,768,928 SH SOLE N/A 3,428,973 339,955 WILLIAMS COS INC DEL COM 969457100 1,132 46,500 SH SOLE N/A 46,500 0 WILLIAMS PARTNERS L P COM UNIT L P 96950F104 427,532 7,882,220 SH SOLE N/A 7,294,862 587,358 WISCONSIN ENERGY CORP COM 976657106 310 9,900 SH SOLE N/A 9,900 0 ---------- ----------- --- ---- ----- ----------- ------- 6,083,969 157,561,254 148,480,018 9,081,236 ========== =========== =========== =======