-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SchmEjDabVbsaOThXxhcEa6KXgDlOdldp4Xj2gc6RpEquDi5kdTuplVy1kdtefsU c2asyKmasZWYy07VfQmQ9A== 0001280054-09-000011.txt : 20091113 0001280054-09-000011.hdr.sgml : 20091113 20091113130222 ACCESSION NUMBER: 0001280054-09-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: METROPOLITAN CAPITAL ADVISORS INC CENTRAL INDEX KEY: 0001280054 IRS NUMBER: 133673512 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10700 FILM NUMBER: 091180357 BUSINESS ADDRESS: STREET 1: 660 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 BUSINESS PHONE: 2124868100 MAIL ADDRESS: STREET 1: 660 MADISON AVE STREET 2: 20TH FL CITY: NEW YORK STATE: NY ZIP: 10021 13F-HR 1 form13fmcainc93009.txt SUBMISSION-INFORMATION-FILE TYPE 13F-HR CONFIRMING-COPY NO SROS NONE FILER FILER-CIK 0001280054 FILER-CCC *t7ujpkq SUBMISSION-CONTACT CONTACT-NAME Greg Drechsler CONTACT-PHONE 212-829-9509 NOTIFY-INTERNET gdrechsler@metrocap.net RETURN-COPY NO PERIOD 09-30-2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ____ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Metropolitan Capital Advisors, Inc. Address: 660 Madison Avenue, 18th Floor New York, NY 10065 Form 13F File Number: 28-10700 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Karen Finerman Title: President Phone: (212) 486-8100 Signature, Place, and Date of Signing: /s/ Karen Finerman New York, NY November 13, 2009 [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report). [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 42 Form 13F Information Table Value Total: 80,469 (x$1000) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. FORM 13F INFORMATION TABLE NAME OF REPORTING MANAGER: METROPOLITAN CAPITAL ADVISORS, INC. As of 09/30/09 Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER VALUE (x$1000) Shares or PrIncipal Amount SH/ PRN PUT/ CALL Investment Discretion Other Managers Voting Authority Aeropostale Inc. COM 007865108 1,208 27,800 SHARES-DEFINED 27,800 Allegheny Energy Inc. COM 017361106 2,338 88,150 SHARES-DEFINED 88,150 American Axle & Mfg Holdings COM 024061103 445 62,800 SHARES-DEFINED 62,800 Anadarko Petroleum Corp COM 032511107 1,487 23,700 SHARES-DEFINED 23,700 Bank of America Corp. COM 060505104 2,357 139,300 SHARES-DEFINED 139,300 Bank of America Corp. COM 060505104 946 55,900 CALL SHARES-DEFINED 55,900 Becton, Dickinson Co. COM 075887109 1,695 24,300 SHARES-DEFINED 24,300 Best Buy Inc. COM 086516101 634 16,900 SHARES-DEFINED 16,900 Blockbuster Inc. CL B 093679207 410 683,709 SHARES-DEFINED 683,709 Burger King Holdings Inc. COM 121208201 1,653 94,000 SHARES-DEFINED 94,000 Cell Genesys, Inc. COM 150921104 12 33,400 SHARES-DEFINED 33,400 Children's Place COM 168905107 1,007 33,600 SHARES-DEFINED 33,600 Cisco Systems Inc. COM 17275R102 1,246 52,950 SHARES-DEFINED 52,950 Clorox Co. COM 189054109 988 16,800 SHARES-DEFINED 16,800 Cyberonics Inc. COM 23251P102 4,662 292,499 SHARES-DEFINED 292,499 Darden Restaurants, Inc. COM 237194105 1,526 44,700 SHARES-DEFINED 44,700 DigitalGlobe Inc. COM NEW 25389M877 353 15,790 SHARES-DEFINED 15,790 First Advantage Corporation CL A 31845F100 4,027 217,100 SHARES-DEFINED 217,100 Flowserve Corp. COM 34354P105 2,999 30,430 SHARES-DEFINED 30,430 FTI Consulting Inc. COM 302941AB5 1,185 27,800 SHARES-DEFINED 27,800 Gamestop Corp. CL A 36467W109 519 19,600 SHARES-DEFINED 19,600 Golar LNG Ltd. SHS G9456A100 12,624 1,141,380 SHARES-DEFINED 1,141,380 Grupo Aeroportuario SPON ADR B 400506101 1,119 39,700 SHARES-DEFINED 39,700 iShares Nasdaq Biotechnology NASDQ BIO INDEX 464287556 3,783 46,500 SHARES-DEFINED 46,500 Kraft Foods Inc. CL A 50075N104 898 34,200 SHARES-DEFINED 34,200 Marathon Oil Corp. COM 565849106 1,203 37,700 SHARES-DEFINED 37,700 Microsoft Corp. COM 594918104 1,232 47,900 SHARES-DEFINED 47,900 Nisource Inc. COM 65473P105 522 37,600 SHARES-DEFINED 37,600 Nokia Corp. SPONSORED ADR 654902204 1,902 130,100 SHARES-DEFINED 130,100 Petroleo Brasileiro SPONSORED ADR 71654V408 1,695 36,925 SHARES-DEFINED 36,925 Philip Morris International COM 718172109 1,696 34,800 SHARES-DEFINED 34,800 Phoenix Companies Inc. COM 71902E109 475 146,000 SHARES-DEFINED 146,000 Pride International Inc. COM 74153Q102 1,663 54,631 SHARES-DEFINED 54,631 Regions Financial Corp. COM 7591EP100 248 40,000 SHARES-DEFINED 40,000 Saks Incorporated COM 79377W108 343 50,300 SHARES-DEFINED 50,300 Target Corporation COM 87612E106 1,554 33,300 SHARES-DEFINED 33,300 TJX Companies Inc. COM 872540109 832 22,400 SHARES-DEFINED 22,400 Transocean Ltd. SHS G90073100 2,016 23,565 SHARES-DEFINED 23,565 Wal-Mart COM 931142103 8,088 164,750 SHARES-DEFINED 164,750 Wells Fargo 7.50% Pfd L PERP PFD CNV A 949746804 2,398 2,685 SHARES-DEFINED 2,685 Western Union Company COM 959802109 552 29,200 SHARES-DEFINED 29,200 Yum! Brands Inc. COM 988498101 3,930 116,400 SHARES-DEFINED 116,400 -----END PRIVACY-ENHANCED MESSAGE-----