0001279891-18-000004.txt : 20180214 0001279891-18-000004.hdr.sgml : 20180214 20180214121526 ACCESSION NUMBER: 0001279891-18-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180214 DATE AS OF CHANGE: 20180214 EFFECTIVENESS DATE: 20180214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WOLVERINE ASSET MANAGEMENT LLC CENTRAL INDEX KEY: 0001279891 IRS NUMBER: 020611276 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10687 FILM NUMBER: 18609637 BUSINESS ADDRESS: STREET 1: 175 W. JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60064 BUSINESS PHONE: 3128844400 MAIL ADDRESS: STREET 1: 175 WEST JACKSON STREET 2: SUITE 340 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001279891 XXXXXXXX 12-31-2017 12-31-2017 WOLVERINE ASSET MANAGEMENT LLC

175 WEST JACKSON SUITE 340 CHICAGO IL 60604

13F HOLDINGS REPORT 028-10687 N Niraj Patel 312-884-3745 Niraj Patel Chicago IL 02-14-2018 1 1427 9882507 false 1 0001542456 028-17506 Wolverine Holdings, L.P. INFORMATION TABLE 2 form13fInfoTablefinalQ42017.xml ADVANCED MICRO DEVICES INC COM 007903107 5703 554800 SH Call DFND 1 0 0 0 ARRAY BIOPHARMA INC COM 04269X105 860 67200 SH Call DFND 1 0 0 0 HERBALIFE LTD COM USD SHS G4412G101 3629 53600 SH Call DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 23 400 SH Call DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC COM CL A 46333X108 20 1400 SH Call DFND 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 7483 182000 SH Call DFND 1 0 0 0 OPKO HEALTH INC COM 68375N103 196 40000 SH Call DFND 1 0 0 0 RADIUS HEALTH INC COM NEW 750469207 60 1900 SH Call DFND 1 0 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 3083 148400 SH Call DFND 1 0 0 0 LAM RESEARCH CORP COM 512807108 1840 10000 SH Call DFND 1 0 0 0 WEBSTER FINL CORP CONN COM 947890109 1684 30000 SH Call DFND 1 0 0 0 CITIGROUP INC COM NEW 172967424 19562 262900 SH Call DFND 1 0 0 0 AMGEN INC COM 031162100 782 4500 SH Call DFND 1 0 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 929 26800 SH Call DFND 1 0 0 0 BB&T CORP COM 054937107 880 17700 SH Call DFND 1 0 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 8444 137800 SH Call DFND 1 0 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1982 10000 SH Call DFND 1 0 0 0 CELGENE CORP COM 151020104 156 1500 SH Call DFND 1 0 0 0 CANADIAN SOLAR INC COM 136635109 1686 100000 SH Call DFND 1 0 0 0 EXACT SCIENCES CORP COM 30063P105 288 5500 SH Call DFND 1 0 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 645 51700 SH Call DFND 1 0 0 0 FIRST SOLAR INC COM 336433107 1012 15000 SH Call DFND 1 0 0 0 GILEAD SCIENCES INC COM 375558103 1733 24200 SH Call DFND 1 0 0 0 IMMUNOMEDICS INC COM 452907108 98 6100 SH Call DFND 1 0 0 0 INCYTE CORP COM 45337C102 2954 31200 SH Call DFND 1 0 0 0 MERCK & CO INC COM 58933Y105 4163 74000 SH Call DFND 1 0 0 0 MYLAN N V SHS EURO N59465109 114 2700 SH Call DFND 1 0 0 0 SAREPTA THERAPEUTICS INC COM 803607100 556 10000 SH Call DFND 1 0 0 0 ALLERGAN PLC SHS G0177J108 17862 109200 SH Call DFND 1 0 0 0 ADVAXIS INC COM NEW 007624208 29 10300 SH Call DFND 1 0 0 0 BANK AMER CORP COM 060505104 14 500 SH Call DFND 1 0 0 0 ZIONS BANCORPORATION COM 989701107 874 17200 SH Call DFND 1 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 8379 190000 SH Call DFND 1 0 0 0 DISH NETWORK CORP CL A 25470M109 10505 220000 SH Call DFND 1 0 0 0 ENSCO PLC SHS CLASS A G3157S106 177 30100 SH Call DFND 1 0 0 0 FORESIGHT ENERGY LP COM UNT RP INT 34552U104 437 100000 SH Call DFND 1 0 0 0 GOGO INC COM 38046C109 128 11400 SH Call DFND 1 0 0 0 PENNEY J C INC COM 708160106 429 136000 SH Call DFND 1 0 0 0 MERCADOLIBRE INC COM 58733R102 629 2000 SH Call DFND 1 0 0 0 RENT A CTR INC NEW COM 76009N100 1665 150000 SH Call DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 39 3700 SH Call DFND 1 0 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 3334 65000 SH Call DFND 1 0 0 0 SQUARE INC CL A 852234103 3467 100000 SH Call DFND 1 0 0 0 TESLA INC COM 88160R101 38202 122700 SH Call DFND 1 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 356 85400 SH Call DFND 1 0 0 0 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SH Call DFND 1 0 0 0 WABTEC CORP COM 929740108 1539 18900 SH Call DFND 1 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 929 12800 SH Call DFND 1 0 0 0 WAL-MART STORES INC COM 931142103 2468 25000 SH Call DFND 1 0 0 0 EXXON MOBIL CORP COM 30231G102 1538 18400 SH Call DFND 1 0 0 0 ZYNGA INC CL A 98986T108 800 200000 SH Call DFND 1 0 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1089 275000 SH Call DFND 1 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 12932 75000 SH Call DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 1621 20000 SH Call DFND 1 0 0 0 DYNEGY INC NEW DEL COM 26817R108 203 17200 SH Call DFND 1 0 0 0 KINDER MORGAN INC DEL COM 49456B101 899 49800 SH Call DFND 1 0 0 0 WPX ENERGY INC COM 98212B103 1 100 SH Call DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 111 10000 SH Call DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 987 22500 SH Call DFND 1 0 0 0 CIENA CORP COM NEW 171779309 1232 58900 SH Call DFND 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 3681 50000 SH Call DFND 1 0 0 0 AMERICAN 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DLY EMKT 3X NEW 25459Y470 86 9600 SH Call DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 3642 51800 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 12843 367700 SH Call DFND 1 0 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 72 1800 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 581 8500 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 474 26700 SH Call DFND 1 0 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 3181 67200 SH Call DFND 1 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 11481 195100 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 5488 70500 SH Call DFND 1 0 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 18444 53400 SH Call DFND 1 0 0 0 DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 526 16600 SH Call DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 124325 969700 SH Call DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 9679 76300 SH Call DFND 1 0 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W163 2269 222300 SH Call DFND 1 0 0 0 PROSHARES TR II VIX SH TRM FUTRS 74347W171 3951 170700 SH Call DFND 1 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 8750 313400 SH Call DFND 1 0 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 7443 87700 SH Call DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 115 1600 SH Call DFND 1 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 1859 50000 SH Call DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 422012 1581400 SH Put DFND 1 0 0 0 ACORDA THERAPEUTICS INC COM 00484M106 1864 86900 SH Put DFND 1 0 0 0 ADVANCED MICRO DEVICES INC COM 007903107 26109 2539800 SH Put DFND 1 0 0 0 ARRAY BIOPHARMA INC COM 04269X105 2833 221400 SH Put DFND 1 0 0 0 ENDO INTL PLC SHS G30401106 589 76000 SH Put DFND 1 0 0 0 AMICUS THERAPEUTICS INC COM 03152W109 46 3200 SH Put DFND 1 0 0 0 GAIN CAP HLDGS INC COM 36268W100 375 37500 SH Put DFND 1 0 0 0 HERBALIFE LTD COM USD SHS G4412G101 31767 469100 SH Put DFND 1 0 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 2395 41000 SH Put 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Put DFND 1 0 0 0 RENT A CTR INC NEW COM 76009N100 555 50000 SH Put DFND 1 0 0 0 REVLON INC CL A NEW 761525609 545 25000 SH Put DFND 1 0 0 0 RH COM 74967X103 3017 35000 SH Put DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 14230 1332400 SH Put DFND 1 0 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 1359 26500 SH Put DFND 1 0 0 0 SINA CORP ORD G81477104 4012 40000 SH Put DFND 1 0 0 0 SANCHEZ ENERGY CORP COM 79970Y105 30 5700 SH Put DFND 1 0 0 0 SQUARE INC CL A 852234103 3467 100000 SH Put DFND 1 0 0 0 SSR MNG INC COM 784730103 852 97000 SH Put DFND 1 0 0 0 TAILORED BRANDS INC COM 87403A107 545 25000 SH Put DFND 1 0 0 0 TESLA INC COM 88160R101 230399 740000 SH Put DFND 1 0 0 0 UNISYS CORP COM NEW 909214306 2088 256200 SH Put DFND 1 0 0 0 WEIBO CORP SPONSORED ADR 948596101 1262 12200 SH Put DFND 1 0 0 0 WORKDAY INC CL A 98138H101 620 6100 SH Put DFND 1 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 6597 1582100 SH Put DFND 1 0 0 0 WESTMORELAND COAL CO COM 960878106 280 231500 SH Put DFND 1 0 0 0 ULTRA PETROLEUM CORP COM NEW 903914208 49 5500 SH Put DFND 1 0 0 0 ALTABA INC COM 021346101 239627 3430600 SH Put DFND 1 0 0 0 ISHARES INC MSCI AUST ETF 464286103 1160 50100 SH Put DFND 1 0 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 2302 29500 SH Put DFND 1 0 0 0 CURRENCYSHS JAPANESE YEN TR JAPANESE YEN 23130A102 4257 50000 SH Put DFND 1 0 0 0 TIME WARNER INC COM NEW 887317303 4573 50000 SH Put DFND 1 0 0 0 GRAINGER W W INC COM 384802104 4937 20900 SH Put DFND 1 0 0 0 ISHARES TR 20 YR TR BD ETF 464287432 28594 225400 SH Put DFND 1 0 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 71961 472000 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULTRA QQQ 74347R206 373 5100 SH Put DFND 1 0 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 23145 148600 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DRX S&P500BULL 25459W862 21433 483500 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 138625 1266800 SH Put DFND 1 0 0 0 PROSHARES TR II SHT VIX ST TRM 74347W627 155352 1211700 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 323277 4600500 SH Put DFND 1 0 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 138026 995000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY SM CAP BEA 25490K521 33 2700 SH Put DFND 1 0 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 50748 362100 SH Put DFND 1 0 0 0 PROSHARES TR PSHS ULTRUSS2000 74347R842 7 100 SH Put DFND 1 0 0 0 BARRICK GOLD CORP COM 067901108 1447 100000 SH Put DFND 1 0 0 0 AMAZON COM INC COM 023135106 18945 16200 SH Put DFND 1 0 0 0 ACTIVISION BLIZZARD INC COM 00507V109 1032 16300 SH Put DFND 1 0 0 0 BOEING CO COM 097023105 12002 40700 SH Put DFND 1 0 0 0 BED BATH & BEYOND INC COM 075896100 3188 145000 SH Put DFND 1 0 0 0 BAIDU INC SPON ADR REP A 056752108 33281 142100 SH Put DFND 1 0 0 0 COEUR MNG INC COM NEW 192108504 23 3100 SH Put DFND 1 0 0 0 CLEVELAND CLIFFS INC COM 185899101 1710 237300 SH Put DFND 1 0 0 0 COMCAST CORP NEW CL A 20030N101 2002 50000 SH Put DFND 1 0 0 0 CABOT OIL & GAS CORP COM 127097103 4004 140000 SH Put DFND 1 0 0 0 CONOCOPHILLIPS COM 20825C104 1646 30000 SH Put DFND 1 0 0 0 COSTCO WHSL CORP NEW COM 22160K105 11762 63200 SH Put DFND 1 0 0 0 CVS HEALTH CORP COM 126650100 1413 19500 SH Put DFND 1 0 0 0 CHEVRON CORP NEW COM 166764100 676 5400 SH Put DFND 1 0 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 1725 230000 SH Put DFND 1 0 0 0 CAESARS ENTMT CORP COM 127686103 1138 90000 SH Put DFND 1 0 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 5716 300400 SH Put DFND 1 0 0 0 DEERE & CO COM 244199105 3912 25000 SH Put DFND 1 0 0 0 DISNEY WALT CO COM DISNEY 254687106 3225 30000 SH Put DFND 1 0 0 0 EBAY INC COM 278642103 3019 80000 SH Put DFND 1 0 0 0 ENCANA CORP COM 292505104 666 50000 SH Put DFND 1 0 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 1880 20000 SH Put DFND 1 0 0 0 ELDORADO GOLD CORP NEW COM 284902103 71 50000 SH Put DFND 1 0 0 0 EOG RES INC COM 26875P101 4316 40000 SH Put DFND 1 0 0 0 FACEBOOK INC CL A 30303M102 10587 60000 SH Put DFND 1 0 0 0 FREEPORT-MCMORAN INC CL B 35671D857 2660 140300 SH Put DFND 1 0 0 0 FIREEYE INC COM 31816Q101 710 50000 SH Put DFND 1 0 0 0 GENERAL ELECTRIC CO COM 369604103 9290 532400 SH Put DFND 1 0 0 0 GENERAL MLS INC COM 370334104 2549 43000 SH Put DFND 1 0 0 0 GOLAR LNG LTD BERMUDA SHS G9456A100 50 1700 SH Put DFND 1 0 0 0 GNC HLDGS INC COM CL A 36191G107 354 96000 SH Put DFND 1 0 0 0 GAP INC DEL COM 364760108 5194 152500 SH Put DFND 1 0 0 0 GRUBHUB INC COM 400110102 359 5000 SH Put DFND 1 0 0 0 HALLIBURTON CO COM 406216101 2707 55400 SH Put DFND 1 0 0 0 HANNON ARMSTRONG SUST INFR C COM 41068X100 8805 366000 SH Put DFND 1 0 0 0 HOME DEPOT INC COM 437076102 6159 32500 SH Put DFND 1 0 0 0 HUNTSMAN CORP COM 447011107 3329 100000 SH Put DFND 1 0 0 0 ICONIX BRAND GROUP INC COM 451055107 31 24700 SH Put DFND 1 0 0 0 INFOSYS LTD SPONSORED ADR 456788108 6488 400000 SH Put DFND 1 0 0 0 JD COM INC SPON ADR CL A 47215P106 10976 265000 SH Put DFND 1 0 0 0 NORDSTROM INC COM 655664100 1895 40000 SH Put DFND 1 0 0 0 KRAFT HEINZ CO COM 500754106 85 1100 SH Put DFND 1 0 0 0 COCA COLA CO COM 191216100 3964 86400 SH Put DFND 1 0 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 3584 100000 SH Put DFND 1 0 0 0 CHENIERE ENERGY INC COM NEW 16411R208 145 2700 SH Put DFND 1 0 0 0 LAS VEGAS SANDS CORP COM 517834107 1362 19600 SH Put DFND 1 0 0 0 MACYS INC COM 55616P104 251 10000 SH Put DFND 1 0 0 0 MCDONALDS CORP COM 580135101 17212 100000 SH Put DFND 1 0 0 0 MGM RESORTS INTERNATIONAL COM 552953101 834 25000 SH Put DFND 1 0 0 0 MARATHON PETE CORP COM 56585A102 8643 131000 SH Put DFND 1 0 0 0 MICROSOFT CORP COM 594918104 15859 185400 SH Put DFND 1 0 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L203 1615 50000 SH Put DFND 1 0 0 0 NOBLE ENERGY INC COM 655044105 3496 120000 SH Put DFND 1 0 0 0 NETFLIX INC COM 64110L106 2188 11400 SH Put DFND 1 0 0 0 NIKE INC CL B 654106103 8131 130000 SH Put DFND 1 0 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 269 16500 SH Put DFND 1 0 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 14978 575000 SH Put DFND 1 0 0 0 ORACLE CORP COM 68389X105 368 7800 SH Put DFND 1 0 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 3683 50000 SH Put DFND 1 0 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 446 45000 SH Put DFND 1 0 0 0 PALO ALTO NETWORKS INC COM 697435105 1521 10500 SH Put DFND 1 0 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 3104 301700 SH Put DFND 1 0 0 0 PRICELINE GRP INC COM NEW 741503403 20852 12000 SH Put DFND 1 0 0 0 PEPSICO INC COM 713448108 827 6900 SH Put DFND 1 0 0 0 PROCTER AND GAMBLE CO COM 742718109 2297 25000 SH Put DFND 1 0 0 0 POLARIS INDS INC COM 731068102 7439 60000 SH Put DFND 1 0 0 0 PAYPAL HLDGS INC COM 70450Y103 9202 125000 SH Put DFND 1 0 0 0 RALPH LAUREN CORP CL A 751212101 808 7800 SH Put DFND 1 0 0 0 RANGE RES CORP COM 75281A109 725 42500 SH Put DFND 1 0 0 0 STARBUCKS CORP COM 855244109 17791 309800 SH Put DFND 1 0 0 0 SEADRILL LIMITED SHS G7945E105 11 50000 SH Put DFND 1 0 0 0 FANG HLDGS LTD ADR 30711Y102 55 10000 SH Put DFND 1 0 0 0 SCHLUMBERGER LTD COM 806857108 4602 68300 SH Put DFND 1 0 0 0 SNAP INC CL A 83304A106 5452 373200 SH Put DFND 1 0 0 0 STEEL DYNAMICS INC COM 858119100 4313 100000 SH Put DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 149 5500 SH Put DFND 1 0 0 0 TARGET CORP COM 87612E106 619 9500 SH Put DFND 1 0 0 0 TRIPADVISOR INC COM 896945201 861 25000 SH Put DFND 1 0 0 0 TYSON FOODS INC CL A 902494103 648 8000 SH Put DFND 1 0 0 0 TWITTER INC COM 90184L102 2794 116400 SH Put DFND 1 0 0 0 TEXTRON INC COM 883203101 135 2400 SH Put DFND 1 0 0 0 UNDER ARMOUR INC CL A 904311107 2271 157400 SH Put DFND 1 0 0 0 ULTA BEAUTY INC COM 90384S303 2236 10000 SH Put DFND 1 0 0 0 VISA INC COM CL A 92826C839 8346 73200 SH Put DFND 1 0 0 0 VALE S A ADR 91912E105 18467 1510000 SH Put DFND 1 0 0 0 VIPSHOP HLDGS LTD SPONSORED ADR 92763W103 5477 467400 SH Put DFND 1 0 0 0 VALERO ENERGY CORP NEW COM 91913Y100 9191 100000 SH Put DFND 1 0 0 0 WAYFAIR INC CL A 94419L101 1677 20900 SH Put DFND 1 0 0 0 WABTEC CORP COM 929740108 81 1000 SH Put DFND 1 0 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 3616 49800 SH Put DFND 1 0 0 0 WASTE MGMT INC DEL COM 94106L109 6472 75000 SH Put DFND 1 0 0 0 WYNN RESORTS LTD COM 983134107 5984 35500 SH Put DFND 1 0 0 0 UNITED STATES STL CORP NEW COM 912909108 7879 223900 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 10484 145100 SH Put DFND 1 0 0 0 EXXON MOBIL CORP COM 30231G102 7234 86500 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 14819 398600 SH Put DFND 1 0 0 0 ZILLOW GROUP INC CL A 98954M101 2521 61900 SH Put DFND 1 0 0 0 ZYNGA INC CL A 98986T108 400 100000 SH Put DFND 1 0 0 0 CHESAPEAKE ENERGY CORP COM 165167107 1782 450000 SH Put DFND 1 0 0 0 AMERICAN TOWER CORP NEW COM 03027X100 984 6900 SH Put DFND 1 0 0 0 ARCONIC INC COM 03965L100 138 5100 SH Put DFND 1 0 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 253403 1469600 SH Put DFND 1 0 0 0 BELDEN INC COM 077454106 1836 23800 SH Put DFND 1 0 0 0 BLACK HILLS CORP COM 092113109 15027 250000 SH Put DFND 1 0 0 0 DOMINION ENERGY INC COM 25746U109 656 8100 SH Put DFND 1 0 0 0 HESS CORP COM 42809H107 1457 30700 SH Put DFND 1 0 0 0 KINDER MORGAN INC DEL COM 49456B101 4517 250000 SH Put DFND 1 0 0 0 NEW YORK TIMES CO CL A 650111107 205 11100 SH Put DFND 1 0 0 0 STERICYCLE INC COM 858912108 659 9700 SH Put DFND 1 0 0 0 SOUTHWESTERN ENERGY CO COM 845467109 2587 463700 SH Put DFND 1 0 0 0 WPX ENERGY INC COM 98212B103 6853 487100 SH Put DFND 1 0 0 0 ANTHEM INC COM 036752103 11250 50000 SH Put DFND 1 0 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 9110 1347700 SH Put DFND 1 0 0 0 SEARS HLDGS CORP COM 812350106 354 99100 SH Put DFND 1 0 0 0 BLACKBERRY LTD COM 09228F103 1275 114200 SH Put DFND 1 0 0 0 AVIS BUDGET GROUP COM 053774105 109 2500 SH Put DFND 1 0 0 0 CIENA CORP COM NEW 171779309 1056 50500 SH Put DFND 1 0 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 62 14700 SH Put DFND 1 0 0 0 ENDOLOGIX INC COM 29266S106 116 21800 SH Put DFND 1 0 0 0 HARMONIC INC COM 413160102 585 139500 SH Put DFND 1 0 0 0 INVACARE CORP COM 461203101 114 6800 SH Put DFND 1 0 0 0 KINDRED HEALTHCARE INC COM 494580103 3 400 SH Put DFND 1 0 0 0 K2M GROUP HLDGS INC COM 48273J107 39 2200 SH Put DFND 1 0 0 0 LUMENTUM HLDGS INC COM 55024U109 2694 55100 SH Put DFND 1 0 0 0 MAXWELL TECHNOLOGIES INC COM 577767106 522 90700 SH Put DFND 1 0 0 0 NCR CORP NEW COM 62886E108 870 25600 SH Put DFND 1 0 0 0 TELADOC INC COM 87918A105 3805 109200 SH Put DFND 1 0 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 3001 198000 SH Put DFND 1 0 0 0 TTM TECHNOLOGIES INC COM 87305R109 81 5200 SH Put DFND 1 0 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 1326 60000 SH Put DFND 1 0 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 7742 148800 SH Put DFND 1 0 0 0 ABBOTT LABS COM 002824100 399 7000 SH Put DFND 1 0 0 0 CERNER CORP COM 156782104 3369 50000 SH Put DFND 1 0 0 0 CISCO SYS INC COM 17275R102 6587 172000 SH Put DFND 1 0 0 0 CSX CORP COM 126408103 2062 37500 SH Put DFND 1 0 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1960 35000 SH Put DFND 1 0 0 0 HCA HEALTHCARE INC COM 40412C101 1914 21800 SH Put DFND 1 0 0 0 INFINERA CORPORATION COM 45667G103 313 49500 SH Put DFND 1 0 0 0 JETBLUE AIRWAYS CORP COM 477143101 2234 100000 SH Put DFND 1 0 0 0 SOUTHWEST AIRLS CO COM 844741108 654 10000 SH Put DFND 1 0 0 0 MIMEDX GROUP INC COM 602496101 2298 182300 SH Put DFND 1 0 0 0 NORFOLK SOUTHERN CORP COM 655844108 7360 50800 SH Put DFND 1 0 0 0 OASIS PETE INC NEW COM 674215108 210 25000 SH Put DFND 1 0 0 0 QUALCOMM INC COM 747525103 9743 152200 SH Put DFND 1 0 0 0 ROKU INC COM CL A 77543R102 1553 30000 SH Put DFND 1 0 0 0 SPRINT CORP COM SER 1 85207U105 633 107500 SH Put DFND 1 0 0 0 AT&T INC COM 00206R102 777 20000 SH Put DFND 1 0 0 0 UNITED CONTL HLDGS INC COM 910047109 2244 33300 SH Put DFND 1 0 0 0 UNION PAC CORP COM 907818108 3352 25000 SH Put DFND 1 0 0 0 UNITED PARCEL SERVICE INC CL B 911312106 59 500 SH Put DFND 1 0 0 0 XPO LOGISTICS INC COM 983793100 8243 90000 SH Put DFND 1 0 0 0 CINCINNATI BELL INC NEW COM NEW 171871502 104 5000 SH Put DFND 1 0 0 0 WELLS FARGO CO NEW COM 949746101 5181 85400 SH Put DFND 1 0 0 0 BECTON DICKINSON & CO COM 075887109 3510 16400 SH Put DFND 1 0 0 0 T MOBILE US INC COM 872590104 1555 24500 SH Put DFND 1 0 0 0 AUTOZONE INC COM 053332102 3556 5000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 440 3500 SH Put DFND 1 0 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 7058 149800 SH Put DFND 1 0 0 0 ISHARES TR MSCI EAFE ETF 464287465 32483 462000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 12920 369900 SH Put DFND 1 0 0 0 ISHARES INC MSCI BRAZIL ETF 464286400 9214 227800 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY FIN BULL NEW 25459Y694 1435 21000 SH Put DFND 1 0 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 14527 625100 SH Put DFND 1 0 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 3795 111200 SH Put DFND 1 0 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 25162 203500 SH Put DFND 1 0 0 0 ISHARES TR U.S. REAL ES ETF 464287739 2430 30000 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 1571 88500 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 10433 220400 SH Put DFND 1 0 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 23787 404200 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 1276 16400 SH Put DFND 1 0 0 0 DIREXION SHS ETF TR DLY GOLD INDX 3X 25460E844 925 29200 SH Put DFND 1 0 0 0 UNITED STATES OIL FUND LP UNITS 91232N108 1748 145600 SH Put DFND 1 0 0 0 PROSHARES TR II ULTRA VIX SHORT 74347W163 1357 133000 SH Put DFND 1 0 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 9947 356300 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 661 23700 SH Put DFND 1 0 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2275 40000 SH Put DFND 1 0 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 2630 158356 SH DFND 1 158356 0 0 ISHARES S&P GSCI COMMODITY I UNIT BEN INT 46428R107 1316 80849 SH DFND 1 80849 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 244 5188 SH DFND 1 5188 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 12056 262616 SH DFND 1 262616 0 0 ISHARES INC MSCI EURZONE ETF 464286608 799 18433 SH DFND 1 18433 0 0 ISHARES TR EUROPE ETF 464287861 537 11374 SH DFND 1 11374 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 4053 68532 SH DFND 1 68532 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 19148 319511 SH DFND 1 319511 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 124 1710 SH DFND 1 1710 0 0 ISHARES TR U.S. REAL ES ETF 464287739 17 212 SH DFND 1 212 0 0 VANGUARD INDEX FDS REIT ETF 922908553 156 1888 SH DFND 1 1888 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 776 5085 SH DFND 1 5085 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 13234 98268 SH DFND 1 98268 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1554 11053 SH DFND 1 11053 0 0 ISHARES TR S&P 500 VAL ETF 464287408 277 2430 SH DFND 1 2430 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 2498 20098 SH DFND 1 20098 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 2773 26089 SH DFND 1 26089 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1295 10301 SH DFND 1 10301 0 0 ARES COML REAL ESTATE CORP COM 04013V108 860 66713 SH DFND 1 66713 0 0 GRANITE PT MTG TR INC COM 38741L107 1396 78736 SH DFND 1 78736 0 0 KKR REAL ESTATE FIN TR INC COM 48251K100 727 36365 SH DFND 1 36365 0 0 RESOURCE CAP CORP COM NEW 76120W708 177 18966 SH DFND 1 18966 0 0 TPG RE FIN TR INC COM 87266M107 1182 62095 SH DFND 1 62095 0 0 ACORDA THERAPEUTICS INC NOTE 1.750% 6/1 00484MAA4 13449 15810000 PRN DFND 1 0 0 0 ARRAY BIOPHARMA INC NOTE 2.625%12/0 04269XAB1 9838 8715000 PRN DFND 1 0 0 0 ASCENT CAP GROUP INC NOTE 4.000% 7/1 043632AA6 1870 2417000 PRN DFND 1 0 0 0 ALLEGHENY TECHNOLOGIES INC NOTE 4.750% 7/0 01741RAG7 70447 37979000 PRN DFND 1 0 0 0 BROADSOFT INC NOTE 1.000% 9/0 11133BAD4 43904 29590000 PRN DFND 1 0 0 0 ALON USA ENERGY INC NOTE 3.000% 9/1 020520AB8 24273 18285000 PRN DFND 1 0 0 0 ENCORE CAP GROUP INC NOTE 3.000% 7/0 292554AF9 35715 32107000 PRN DFND 1 0 0 0 ENDOLOGIX INC NOTE 2.250%12/1 29266SAA4 101 104000 PRN DFND 1 0 0 0 EVOLENT HEALTH INC NOTE 2.000%12/0 30050BAB7 9566 10000000 PRN DFND 1 0 0 0 IMMUNOMEDICS INC NOTE 4.750% 2/1 452907AK4 12121 3750000 PRN DFND 1 0 0 0 KEYW HLDG CORP NOTE 2.500% 7/1 493723AA8 8124 8850000 PRN DFND 1 0 0 0 K2M GROUP HLDGS INC NOTE 4.125% 8/1 48273JAB3 13972 12500000 PRN DFND 1 0 0 0 MEDICINES CO NOTE 2.500% 1/1 584688AE5 42069 39660000 PRN DFND 1 0 0 0 NUVASIVE INC NOTE 2.250% 3/1 670704AG0 41885 35686000 PRN DFND 1 0 0 0 PDL BIOPHARMA INC NOTE 2.750%12/0 69329YAG9 16507 16852000 PRN DFND 1 0 0 0 PTC THERAPEUTICS INC NOTE 3.000% 8/1 69366JAB7 3946 5079000 PRN DFND 1 0 0 0 QUIDEL CORP NOTE 3.250%12/1 74838JAA9 26229 17397000 PRN DFND 1 0 0 0 RADIUS HEALTH INC NOTE 3.000% 9/0 750469AA6 22583 24000000 PRN DFND 1 0 0 0 SUCAMPO PHARMACEUTICALS INC NOTE 3.250%12/1 864909AB2 33085 27196000 PRN DFND 1 0 0 0 TESLA INC NOTE 2.375% 3/1 88160RAD3 113583 97533000 PRN DFND 1 0 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 211424 792267 SH DFND 1 792267 0 0 FRONTIER COMMUNICATIONS CORP PFD CONV SER-A 35906A207 4265 410926 SH DFND 1 410926 0 0 ARLINGTON ASSET INVT CORP CL A NEW 041356205 10118 858946 SH DFND 1 858946 0 0 ANWORTH MORTGAGE ASSET CP COM 037347101 2862 526245 SH DFND 1 526245 0 0 ARMOUR RESIDENTIAL REIT INC COM NEW 042315507 754 29349 SH DFND 1 29349 0 0 CHERRY HILL MTG INVT CORP COM 164651101 3159 175651 SH DFND 1 175651 0 0 CAPSTEAD MTG CORP COM NO PAR 14067E506 26222 3031551 SH DFND 1 3031551 0 0 DYNEX CAP INC COM NEW 26817Q506 306 43675 SH DFND 1 43675 0 0 ELLINGTON RESIDENTIAL MTG RE COM SHS BEN INT 288578107 5877 488124 SH DFND 1 488124 0 0 ESSENT GROUP LTD COM G3198U102 1832 42211 SH DFND 1 42211 0 0 MTGE INVT CORP COM 55378A105 20675 1117583 SH DFND 1 1117583 0 0 PENNYMAC MTG INVT TR COM 70931T103 23062 1435148 SH DFND 1 1435148 0 0 RADIAN GROUP INC COM 750236101 3565 172983 SH DFND 1 172983 0 0 REDWOOD TR INC COM 758075402 14805 999010 SH DFND 1 999010 0 0 WESTERN ASSET MTG CAP CORP COM 95790D105 4615 463822 SH DFND 1 463822 0 0 AMGEN INC COM 031162100 58921 338823 SH DFND 1 338823 0 0 DOWDUPONT INC COM 26078J100 63741 895000 SH DFND 1 895000 0 0 EQUINIX INC COM PAR $0.001 29444U700 16633 36700 SH DFND 1 36700 0 0 HOME DEPOT INC COM 437076102 127066 670428 SH DFND 1 670428 0 0 LOCKHEED MARTIN CORP COM 539830109 22601 70400 SH DFND 1 70400 0 0 NVIDIA CORP COM 67066G104 29065 150208 SH DFND 1 150208 0 0 EXXON MOBIL CORP COM 30231G102 127778 1527722 SH DFND 1 1527722 0 0 ADAMS DIVERSIFIED EQUITY FD COM 006212104 508 33834 SH DFND 1 33834 0 0 ASA GOLD AND PRECIOUS MTLS L SHS G3156P103 3762 332359 SH DFND 1 332359 0 0 ADVENT CLAYMORE CV SECS & IN COM 00764C109 3066 193118 SH DFND 1 193118 0 0 ABERDEEN CHILE FD INC COM 00301W105 430 48185 SH DFND 1 48185 0 0 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 705 58372 SH DFND 1 58372 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 882 3568 SH DFND 1 3568 0 0 DUFF & PHELPS GLB UTL INC FD COM 26433C105 746 48082 SH DFND 1 48082 0 0 ISHARES TR SELECT DIVID ETF 464287168 99 1013 SH DFND 1 1013 0 0 EATON VANCE TX ADV GLBL DIV COM 27828S101 698 40283 SH DFND 1 40283 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 457 29734 SH DFND 1 29734 0 0 ISHARES INC MSCI AUST ETF 464286103 323 13945 SH DFND 1 13945 0 0 SPROTT FOCUS TR INC COM 85208J109 962 121551 SH DFND 1 121551 0 0 GENERAL AMERN INVS INC COM 368802104 3445 100156 SH DFND 1 100156 0 0 ABERDEEN GTR CHINA FD INC COM 003031101 107 8598 SH DFND 1 8598 0 0 GABELLI DIVD & INCOME TR COM 36242H104 881 37671 SH DFND 1 37671 0 0 GABELLI GLB SML & MD CP VAL COM 36249W104 28 2276 SH DFND 1 2276 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 4823 213911 SH DFND 1 213911 0 0 HANCOCK JOHN INV TRUST TAX ADV GLB SH 41013P749 1637 185707 SH DFND 1 185707 0 0 VOYA ASIA PAC DIVID EQUITY I COM 92912J102 489 46661 SH DFND 1 46661 0 0 ABERDEEN INDONESIA FD INC COM 00305P106 226 29598 SH DFND 1 29598 0 0 INDIA FD INC COM 454089103 2508 96034 SH DFND 1 96034 0 0 CBRE CLARION GLOBAL REAL EST COM 12504G100 876 110731 SH DFND 1 110731 0 0 MORGAN STANLEY INDIA INVS FD COM 61745C105 2230 67296 SH DFND 1 67296 0 0 BROOKFIELD GLOBL LISTED INFR COM SHS 11273Q109 2686 207775 SH DFND 1 207775 0 0 NEW IRELAND FUND INC COM 645673104 647 51646 SH DFND 1 51646 0 0 ABERDEEN ISRAEL FUND INC COM 00301L109 41 2166 SH DFND 1 2166 0 0 NUVEEN ALL CAP ENE MLP OPPO COM 67075E108 53 6300 SH DFND 1 6300 0 0 NUVEEN REAL ASSET INC & GROW COM 67074Y105 282 15862 SH DFND 1 15862 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 2134 36275 SH DFND 1 36275 0 0 MORGAN STANLEY EMER MKTS FD COM 61744G107 2238 125145 SH DFND 1 125145 0 0 MEXICO EQUITY & INCOME FD COM 592834105 389 38005 SH DFND 1 38005 0 0 MEXICO FD INC COM 592835102 3221 204556 SH DFND 1 204556 0 0 ALLIANZGI NFJ DIVID INT & PR COM 01883A107 1320 101179 SH DFND 1 101179 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1137 7300 SH DFND 1 7300 0 0 ROYCE GLOBAL VALUE TR INC COM 78081T104 425 39332 SH DFND 1 39332 0 0 COHEN & STEERS QUALITY RLTY COM 19247L106 2466 195005 SH DFND 1 195005 0 0 ABERDEEN SINGAPORE FD INC COM 003244100 1252 100838 SH DFND 1 100838 0 0 TEMPLETON DRAGON FD INC COM 88018T101 3333 154997 SH DFND 1 154997 0 0 TEKLA WORLD HEALTHCARE FD BEN INT SHS 87911L108 2212 162528 SH DFND 1 162528 0 0 TAIWAN FD INC COM 874036106 698 33492 SH DFND 1 33492 0 0 REAVES UTIL INCOME FD COM SH BEN INT 756158101 3958 127939 SH DFND 1 127939 0 0 CURRENCYSHARES AUSTRALIAN DL AUSTRALIAN DOL 23129U101 33 427 SH DFND 1 427 0 0 WESTERN ASSET HIGH INCM FD I COM 95766J102 2096 300796 SH DFND 1 300796 0 0 MFS SPL VALUE TR SH BEN INT 55274E102 72 12191 SH DFND 1 12191 0 0 ISHARES TR S&P US PFD STK 464288687 1198 31477 SH DFND 1 31477 0 0 INVESCO SR INCOME TR COM 46131H107 1498 341443 SH DFND 1 341443 0 0 EATON VANCE NJ MUNI INCOME T SH BEN INT 27826V106 501 42695 SH DFND 1 42695 0 0 EATON VANCE OH MUNI INCOME T SH BEN INT 27826G109 226 17367 SH DFND 1 17367 0 0 NEUBERGER BERMAN NY INT MUN COM 64124K102 796 65482 SH DFND 1 65482 0 0 INVESCO PA VALUE MUN INCOME COM 46132K109 1103 90859 SH DFND 1 90859 0 0 ISHARES TR GLOBAL FINLS ETF 464287333 6 100 SH DFND 1 100 0 0 B2GOLD CORP NOTE 3.250%10/0 11777QAB6 11878 11186000 PRN DFND 1 0 0 0 COMERICA INC *W EXP 11/14/201 200340115 89 1542 SH DFND 1 1542 0 0 DISH NETWORK CORP CL A 25470M109 5448 114101 SH DFND 1 114101 0 0 EMERGENT BIOSOLUTIONS INC COM 29089Q105 69 1498 SH DFND 1 1498 0 0 ENDO INTL PLC SHS G30401106 1244 160560 SH DFND 1 160560 0 0 HERBALIFE LTD COM USD SHS G4412G101 27393 404518 SH DFND 1 404518 0 0 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1 464337AJ3 58140 55044000 PRN DFND 1 0 0 0 INPHI CORP NOTE 1.125%12/0 45772FAB3 55995 48173000 PRN DFND 1 0 0 0 IRONWOOD PHARMACEUTICALS INC DBCV 2.250% 6/1 46333XAD0 41869 35968000 PRN DFND 1 0 0 0 KINDRED HEALTHCARE INC COM 494580103 631 65096 SH DFND 1 65096 0 0 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0 528872AB0 17361 12250000 PRN DFND 1 0 0 0 MEDICINES CO NOTE 2.750% 7/1 584688AG0 29732 32315000 PRN DFND 1 0 0 0 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 595112AV5 53437 14208000 PRN DFND 1 0 0 0 MICRON TECHNOLOGY INC COM 595112103 4365 106173 SH DFND 1 106173 0 0 NOVAVAX INC NOTE 3.750% 2/0 670002AB0 13084 28000000 PRN DFND 1 0 0 0 NEVRO CORP NOTE 1.750% 6/0 64157FAA1 23937 22972000 PRN DFND 1 0 0 0 OCWEN FINL CORP COM NEW 675746309 17 5591 SH DFND 1 5591 0 0 PROTALIX BIOTHERAPEUTICS INC NOTE 7.500%11/1 74365AAD3 3544 3742000 PRN DFND 1 0 0 0 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/0 73640QAB1 20530 21514000 PRN DFND 1 0 0 0 SILVER STD RES INC NOTE 2.875% 2/0 82823LAC0 19918 20250000 PRN DFND 1 0 0 0 THERAVANCE BIOPHARMA INC NOTE 3.250%11/0 88339KAA0 26424 24100000 PRN DFND 1 0 0 0 IGI LABORATORIES INC NOTE 3.750%12/1 449575AB5 13624 15351000 PRN DFND 1 0 0 0 TRONOX LTD SHS CL A Q9235V101 625 30500 SH DFND 1 30500 0 0 TOWER SEMICONDUCTOR LTD SHS NEW M87915274 325 9557 SH DFND 1 9557 0 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 75419 61645000 PRN DFND 1 0 0 0 JUST ENERGY GROUP INC COM 48213W101 13 3200 SH DFND 1 3200 0 0 RUBICON TECHNOLOGY INC COM NEW 78112T206 267 33490 SH DFND 1 33490 0 0 ULTRA PETROLEUM CORP COM NEW 903914208 5698 628967 SH DFND 1 628967 0 0 ANALOG DEVICES INC COM 032654105 1311 14734 SH DFND 1 14734 0 0 ADVANCED ENERGY INDS COM 007973100 42 632 SH DFND 1 632 0 0 APPLIED MATLS INC COM 038222105 34 672 SH DFND 1 672 0 0 CIRRUS LOGIC INC COM 172755100 29 573 SH DFND 1 573 0 0 CYPRESS SEMICONDUCTOR CORP COM 232806109 163 10724 SH DFND 1 10724 0 0 FACEBOOK INC CL A 30303M102 26085 147825 SH DFND 1 147825 0 0 KLA-TENCOR CORP COM 482480100 43 418 SH DFND 1 418 0 0 LAM RESEARCH CORP COM 512807108 3729 20264 SH DFND 1 20264 0 0 MKS INSTRUMENT INC COM 55306N104 12 137 SH DFND 1 137 0 0 3M CO COM 88579Y101 30346 128933 SH DFND 1 128933 0 0 MONOLITHIC PWR SYS INC COM 609839105 11 101 SH DFND 1 101 0 0 SEMTECH CORP COM 816850101 1484 43414 SH DFND 1 43414 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 35 379 SH DFND 1 379 0 0 TERADYNE INC COM 880770102 31 751 SH DFND 1 751 0 0 TEXAS INSTRS INC COM 882508104 31 297 SH DFND 1 297 0 0 MIZUHO FINL GROUP INC SPONSORED ADR 60687Y109 637 175000 SH DFND 1 175000 0 0 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 581 80000 SH DFND 1 80000 0 0 SUMITOMO MITSUI FINL GROUP I SPONSORED ADR 86562M209 1086 125000 SH DFND 1 125000 0 0 GENERAL MTRS CO COM 37045V100 9798 239038 SH DFND 1 239038 0 0 AMAZON COM INC COM 023135106 21726 18578 SH DFND 1 18578 0 0 FIRST DATA CORP NEW COM CL A 32008D106 417 25000 SH DFND 1 25000 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 363 1427 SH DFND 1 1427 0 0 SILVER RUN ACQUISITION COM CL A 82812A103 5820 587325 SH DFND 1 587325 0 0 GRAN TIERRA ENERGY INC COM 38500T101 135 50000 SH DFND 1 50000 0 0 PROSHARES TR PSHS ULT S&P 500 74347R107 5044 46100 SH DFND 1 46100 0 0 PROSHARES TR ULTRAPRO QQQ 74347X831 9075 65421 SH DFND 1 65421 0 0 AMTRUST FINL SVCS INC COM 032359309 147 14685 SH DFND 1 14685 0 0 BB&T CORP COM 054937107 1787 35954 SH DFND 1 35954 0 0 BIOGEN INC COM 09062X103 748 2350 SH DFND 1 2350 0 0 CELGENE CORP COM 151020104 568 5445 SH DFND 1 5445 0 0 CIT GROUP INC COM NEW 125581801 34 709 SH DFND 1 709 0 0 CLOVIS ONCOLOGY INC COM 189464100 160 2363 SH DFND 1 2363 0 0 EXELIXIS INC COM 30161Q104 46 1542 SH DFND 1 1542 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1695 135772 SH DFND 1 135772 0 0 GILEAD SCIENCES INC COM 375558103 8054 112429 SH DFND 1 112429 0 0 INCYTE CORP COM 45337C102 38 407 SH DFND 1 407 0 0 INTEL CORP COM 458140100 7670 166166 SH DFND 1 166166 0 0 KERYX BIOPHARMACEUTICALS INC COM 492515101 135 29066 SH DFND 1 29066 0 0 LILLY ELI & CO COM 532457108 14 177 SH DFND 1 177 0 0 MICROCHIP TECHNOLOGY INC COM 595017104 2211 25164 SH DFND 1 25164 0 0 METLIFE INC COM 59156R108 2507 49592 SH DFND 1 49592 0 0 MERCK & CO INC COM 58933Y105 3957 70339 SH DFND 1 70339 0 0 MORGAN STANLEY COM NEW 617446448 154 2954 SH DFND 1 2954 0 0 MYLAN N V SHS EURO N59465109 622 14717 SH DFND 1 14717 0 0 NEWLINK GENETICS CORP COM 651511107 0 2 SH DFND 1 2 0 0 OREXIGEN THERAPEUTICS INC COM NEW 686164302 16 12989 SH DFND 1 12989 0 0 PFIZER INC COM 717081103 2960 81738 SH DFND 1 81738 0 0 RAMBUS INC DEL COM 750917106 115 8134 SH DFND 1 8134 0 0 SUNPOWER CORP COM 867652406 54 6439 SH DFND 1 6439 0 0 TRAVELERS COMPANIES INC COM 89417E109 87 646 SH DFND 1 646 0 0 US BANCORP DEL COM NEW 902973304 302 5642 SH DFND 1 5642 0 0 UNIVERSAL INS HLDGS INC COM 91359V107 1 63 SH DFND 1 63 0 0 BANK AMER CORP 7.25%CNV PFD L 060505682 484 367 SH DFND 1 367 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 2603 1988 SH DFND 1 1988 0 0 ALLERGAN PLC SHS G0177J108 2227 13615 SH DFND 1 13615 0 0 DYNEGY INC NEW DEL UNIT 07/01/20191 26817R405 52771 668025 SH DFND 1 668025 0 0 RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 22529 155515 SH DFND 1 155515 0 0 T MOBILE US INC COM 872590104 8844 139269 SH DFND 1 139269 0 0 VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 17528 172341 SH DFND 1 172341 0 0 ANTHEM INC UNIT 05/01/20188 036752202 15941 284789 SH DFND 1 284789 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 11512 173960 SH DFND 1 173960 0 0 AMERICAN SUPERCONDUCTOR CORP SHS NEW 030111207 861 237369 SH DFND 1 237369 0 0 AQUA METALS INC COM 03837J101 1887 886160 SH DFND 1 886160 0 0 CUI GLOBAL INC COM NEW 126576206 1393 506805 SH DFND 1 506805 0 0 HYDROGENICS CORP NEW COM NEW 448883207 1750 157726 SH DFND 1 157726 0 0 PROFIRE ENERGY INC COM 74316X101 494 257563 SH DFND 1 257563 0 0 RLJ ENTMT INC COM NEW 74965F203 8 2400 SH DFND 1 2400 0 0 ADVANCED ACCELERATOR APPLIC SPONSORED ADS 00790T100 8451 103553 SH DFND 1 103553 0 0 AKORN INC COM 009728106 4049 125645 SH DFND 1 125645 0 0 BANK MUTUAL CORP NEW COM 063750103 1061 99648 SH DFND 1 99648 0 0 CAVIUM INC COM 14964U108 5227 62355 SH DFND 1 62355 0 0 CLIFTON BANCORP INC COM 186873105 1077 62985 SH DFND 1 62985 0 0 ENZYMOTEC LTD SHS M4059L101 138 11700 SH DFND 1 11700 0 0 GENWORTH FINL INC COM CL A 37247D106 156 50196 SH DFND 1 50196 0 0 JA SOLAR HOLDINGS CO LTD SPON ADR REP5ORD 466090206 1694 227110 SH DFND 1 227110 0 0 MAINSOURCE FINANCIAL GP INC COM 56062Y102 167 4614 SH DFND 1 4614 0 0 NXP SEMICONDUCTORS N V COM N6596X109 1637 13981 SH DFND 1 13981 0 0 IGNYTA INC COM 451731103 7159 268137 SH DFND 1 268137 0 0 SIGMA DESIGNS INC COM 826565103 1729 248899 SH DFND 1 248899 0 0 SUN BANCORP INC COM NEW 86663B201 1071 44089 SH DFND 1 44089 0 0 XENITH BANKSHARES INC NEW COM NEW 984102202 992 29339 SH DFND 1 29339 0 0 XCERRA CORP COM 98400J108 204 20855 SH DFND 1 20855 0 0 AETNA INC NEW COM 00817Y108 76190 422364 SH DFND 1 422364 0 0 AFLAC INC COM 001055102 72857 830000 SH DFND 1 830000 0 0 BOEING CO COM 097023105 41429 140483 SH DFND 1 140483 0 0 ROCKWELL COLLINS INC COM 774341101 54248 400000 SH DFND 1 400000 0 0 CITRIX SYS INC COM 177376100 48419 550217 SH DFND 1 550217 0 0 ALPHABET INC CAP STK CL C 02079K107 21821 20854 SH DFND 1 20854 0 0 ALPHABET INC CAP STK CL A 02079K305 52712 50040 SH DFND 1 50040 0 0 HONEYWELL INTL INC COM 438516106 58911 384140 SH DFND 1 384140 0 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FINL CORP *W EXP 11/14/201 14040H139 1338 23092 SH DFND 1 23092 0 0 FIRST FINL BANCORP OH *W EXP 12/23/201 320209117 1 100 SH DFND 1 100 0 0 GENERAL MTRS CO *W EXP 07/10/201 37045V126 24 1049 SH DFND 1 1049 0 0 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/201 416515120 514 9990 SH DFND 1 9990 0 0 JPMORGAN CHASE & CO COM 46625H100 5135 48024 SH DFND 1 48024 0 0 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 932 14041 SH DFND 1 14041 0 0 EASTMAN KODAK CO *W EXP 09/03/201 277461133 0 312 SH DFND 1 312 0 0 LINCOLN NATL CORP IND COM 534187109 780 10148 SH DFND 1 10148 0 0 M & T BK CORP *W EXP 12/23/201 55261F112 1484 15209 SH DFND 1 15209 0 0 NEXTDECADE CORP *W EXP 07/23/202 65342K113 23 38607 SH DFND 1 38607 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 2 4127 SH DFND 1 4127 0 0 PNC FINL SVCS GROUP INC *W EXP 12/31/201 693475121 13260 170624 SH DFND 1 170624 0 0 SIGNATURE BK NEW YORK N Y *W EXP 12/12/201 82669G112 368 3408 SH DFND 1 3408 0 0 STONE ENERGY CORP *W EXP 02/28/202 861642114 928 185795 SH DFND 1 185795 0 0 SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 179 46252 SH DFND 1 46252 0 0 SUNTRUST BKS INC *W EXP 12/31/201 867914129 137 4322 SH DFND 1 4322 0 0 SUNTRUST BKS INC *W EXP 11/14/201 867914111 7843 383085 SH DFND 1 383085 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 351 119317 SH DFND 1 119317 0 0 TEXAS CAPITAL BANCSHARES INC *W EXP 01/16/201 88224Q115 38509 517983 SH DFND 1 517983 0 0 TCF FINL CORP *W EXP 11/14/201 872275128 323 84838 SH DFND 1 84838 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 273 117518 SH DFND 1 117518 0 0 VALLEY NATL BANCORP *W EXP 11/14/201 919794131 0 5399 SH DFND 1 5399 0 0 WASHINGTON FED INC *W EXP 11/14/201 938824117 19 1100 SH DFND 1 1100 0 0 WELLS FARGO CO NEW *W EXP 10/28/201 949746119 1478 53774 SH DFND 1 53774 0 0 WINTRUST FINL CORP *W EXP 12/19/201 97650W157 6 100 SH DFND 1 100 0 0 ZIONS BANCORPORATION *W EXP 11/14/201 989701131 7193 487687 SH DFND 1 487687 0 0 ZIONS BANCORPORATION *W EXP 05/22/202 989701115 30730 1672402 SH DFND 1 1672402 0 0 ADVENT CLAY CONV SEC INC FD COM 007639107 2764 461574 SH DFND 1 461574 0 0 BANCROFT FUND LTD COM 059695106 950 43672 SH DFND 1 43672 0 0 BLACKROCK ENHANCED EQT DIV T COM 09251A104 272 29557 SH DFND 1 29557 0 0 MORGAN STANLEY CHINA A SH FD COM 617468103 3548 151783 SH DFND 1 151783 0 0 CLEARBRIDGE ENERGY MLP TR FD COM 18469Q108 1520 130871 SH DFND 1 130871 0 0 DUFF & PHELPS SLCT ENGY MLP COM 26433F108 1634 279421 SH DFND 1 279421 0 0 FIRST TR/ABERDEEN EMERG OPT COM 33731K102 835 51176 SH DFND 1 51176 0 0 FIRST TRUST SPECIALTY FINANC COM BEN INTR 33733G109 727 118464 SH DFND 1 118464 0 0 GABELLI EQUITY TR INC COM 362397101 74 12047 SH DFND 1 12047 0 0 GOLDMAN SACHS MLP ENERGY REN COM 38148G107 2874 467435 SH DFND 1 467435 0 0 GAMCO GLOBAL GOLD NAT RES & COM SH BEN INT 36465A109 2376 456075 SH DFND 1 456075 0 0 GAMCO NAT RES GOLD & INCOME SH BEN INT 36465E101 638 95155 SH DFND 1 95155 0 0 ASIA TIGERS FD INC COM 04516T105 31 2529 SH DFND 1 2529 0 0 MILLER HOWARD HIGH INC EQTY COM SHS BEN IN 600379101 1018 81637 SH DFND 1 81637 0 0 NUVEEN DIVERSIFIED DIV INCM COM 6706EP105 124 10123 SH DFND 1 10123 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 351 29746 SH DFND 1 29746 0 0 KAYNE ANDERSON ENRGY TTL RT COM 48660P104 1283 127593 SH DFND 1 127593 0 0 ABERDEEN LATIN AMER EQTY FD COM 00306K106 396 14854 SH DFND 1 14854 0 0 TORTOISE ENERGY INDEPENDENC COM 89148K101 2505 188643 SH DFND 1 188643 0 0 RMR REAL ESTATE INCOME FUND COM 76970B101 2157 113043 SH DFND 1 113043 0 0 LMP CAP & INCOME FD INC COM 50208A102 1315 94297 SH DFND 1 94297 0 0 TEKLA HEALTHCARE OPPORTUNIT SHS 879105104 942 53820 SH DFND 1 53820 0 0 APOLLO SR FLOATING RATE FD I COM 037636107 2018 124437 SH DFND 1 124437 0 0 APOLLO TACTICAL INCOME FD IN COM 037638103 838 53250 SH DFND 1 53250 0 0 BARINGS GLOBAL SHORT DURATIO COM 06760L100 56 2922 SH DFND 1 2922 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 264 79889 SH DFND 1 79889 0 0 DOUBLELINE OPPORTUNISTIC CR COM 258623107 232 10466 SH DFND 1 10466 0 0 DREYFUS HIGH YIELD STRATEGIE SH BEN INT 26200S101 1046 313355 SH DFND 1 313355 0 0 DEUTSCHE HIGH INCOME OPPORT COM 25158Y102 277 18483 SH DFND 1 18483 0 0 DOUBLELINE INCOME SOLUTIONS COM 258622109 995 49329 SH DFND 1 49329 0 0 DUFF & PHELPS UTIL CORP BD T COM 26432K108 217 24546 SH DFND 1 24546 0 0 WELLS FARGO INCOME OPPORTUNI WF INC OPPTY FD 94987B105 277 33048 SH DFND 1 33048 0 0 MORGAN STANLEY EM MKTS DM DE COM 617477104 1405 182497 SH DFND 1 182497 0 0 STONE HBR EMERG MKTS TL INC COM 86164W100 486 31234 SH DFND 1 31234 0 0 EATON VANCE FLTG RATE INCOM COM SHS BEN INT 278284104 1670 102418 SH DFND 1 102418 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 919 63699 SH DFND 1 63699 0 0 EATON VANCE FLTING RATE INC COM 278279104 2292 159978 SH DFND 1 159978 0 0 WESTERN ASSET GLB HI INCOME COM 95766B109 434 42558 SH DFND 1 42558 0 0 EATON VANCE SR INCOME TR SH BEN INT 27826S103 1430 219355 SH DFND 1 219355 0 0 EATON VANCE LTD DUR INCOME F COM 27828H105 394 28922 SH DFND 1 28922 0 0 FIRST TR ABERDEEN GLBL OPP F COM SHS 337319107 764 65529 SH DFND 1 65529 0 0 ABERDEEN ASIA PACIFIC INCOM COM 003009107 129 26597 SH DFND 1 26597 0 0 FIRST TR SR FLG RTE INCM FD COM 33733U108 1021 79220 SH DFND 1 79220 0 0 FLAHERTY&CRMN PFD SEC INCOM COM 338478100 321 15715 SH DFND 1 15715 0 0 FIRST TR STRATEGIC HIGH INC COM SHS NEW 337353304 1977 153623 SH DFND 1 153623 0 0 FIRST TR SR FLOATING RATE 20 COM SHS 33740K101 2129 233270 SH DFND 1 233270 0 0 FIRST TR HIGH INCOME L/S FD COM 33738E109 1364 82379 SH DFND 1 82379 0 0 GDL FUND COM SH BEN IT 361570104 92 9469 SH DFND 1 9469 0 0 GUGGENHEIM CR ALLOCATION FD COM 40168G108 568 25919 SH DFND 1 25919 0 0 PRUDENTIAL GLB SHT DUR HG YL COM 74433A109 2068 143568 SH DFND 1 143568 0 0 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 29 2703 SH DFND 1 2703 0 0 CLOUGH GLOBAL EQUITY FD COM 18914C100 99 7431 SH DFND 1 7431 0 0 CLOUGH GLOBAL DIVND AND INC COM 18913Y103 168 12614 SH DFND 1 12614 0 0 EAGLE CAP GROWTH FD INC COM 269451100 23 2902 SH DFND 1 2902 0 0 WESTERN ASSET HIGH INCM OPP COM 95766K109 277 54715 SH DFND 1 54715 0 0 PIONEER DIV HIGH INCOME TRUS COM 723653101 1051 66757 SH DFND 1 66757 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 0 100 SH DFND 1 100 0 0 WESTERN ASSET HGH YLD DFNDFD COM 95768B107 68 4508 SH DFND 1 4508 0 0 PRUDENTIAL SHT DURATION HG Y COM 74442F107 287 19492 SH DFND 1 19492 0 0 IVY HIGH INC OPPORTUNITIES F COM 465893105 1444 95538 SH DFND 1 95538 0 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 984 119775 SH DFND 1 119775 0 0 NUVEEN SHT DUR CR OPP FD COM 67074X107 536 32262 SH DFND 1 32262 0 0 KKR INCOME OPPORTUNITIES FD COM 48249T106 66 4139 SH DFND 1 4139 0 0 DEUTSCHE MULTI-MKT INCOME TR SHS 25160E102 15 1749 SH DFND 1 1749 0 0 MADISON CVRED CALL & EQ STR COM 557437100 663 85896 SH DFND 1 85896 0 0 FLAHERTY & CRUMRINE PFD INC COM 33848E106 137 11603 SH DFND 1 11603 0 0 PIONEER FLOATING RATE TR COM 72369J102 335 29261 SH DFND 1 29261 0 0 PIONEER HIGH INCOME TR COM 72369H106 256 26403 SH DFND 1 26403 0 0 VOYA PRIME RATE TR SH BEN INT 92913A100 1773 349887 SH DFND 1 349887 0 0 WESTERN ASSET CORPORATE LN F COM 95790J102 1278 121533 SH DFND 1 121533 0 0 THL CR SR LN FD COM 87244R103 1708 101316 SH DFND 1 101316 0 0 ALLIANCEBERNSTEIN NATL MUNI COM 01864U106 138 10308 SH DFND 1 10308 0 0 BLACKROCK MUNIC INCM INVST T SH BEN INT 09248H105 142 10162 SH DFND 1 10162 0 0 BLACKROCK MUNICIPAL BOND TR COM 09249H104 966 63765 SH DFND 1 63765 0 0 BLACKROCK CALIF MUN INCOME T SH BEN INT 09248E102 866 62877 SH DFND 1 62877 0 0 BLACKROCK MUNI INCOME TR II COM 09249N101 1268 87875 SH DFND 1 87875 0 0 BLACKROCK N J MUN INCOME TR SH BEN INT 09248J101 27 1839 SH DFND 1 1839 0 0 BLACKROCK N Y MUN INCOME TR SH BEN INT 09248L106 66 4647 SH DFND 1 4647 0 0 BLACKROCK MUN 2030 TAR TERM COM SHS BEN IN 09257P105 1636 73253 SH DFND 1 73253 0 0 BLACKROCK MD MUNICIPAL BOND COM 09249L105 270 19883 SH DFND 1 19883 0 0 MFS CALIF MUN FD COM 59318C106 39 3461 SH DFND 1 3461 0 0 EATON VANCE CA MUNI INCOME T SH BEN INT 27826F101 429 35359 SH DFND 1 35359 0 0 DREYFUS MUN BD INFRSTRCTR FD SHS 26203D101 136 10501 SH DFND 1 10501 0 0 DTF TAX-FREE INCOME INC COM 23334J107 1437 102307 SH DFND 1 102307 0 0 EATON VANCE PA MUN BD FD COM 27828W102 100 8052 SH DFND 1 8052 0 0 EATON VANCE MI MUNI INCOME T SH BEN INT 27826D106 282 22000 SH DFND 1 22000 0 0 EATON VANCE N J MUN BD FD COM 27828R103 374 30133 SH DFND 1 30133 0 0 EATON VANCE MUNI INCOME TRUS SH BEN INT 27826U108 1401 113030 SH DFND 1 113030 0 0 EATON VANCE NY MUNI INCOME T SH BEN INT 27826W104 244 19199 SH DFND 1 19199 0 0 FEDERATED PREM MUN INC FD COM 31423P108 15 1106 SH DFND 1 1106 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189F361 254 8155 SH DFND 1 8155 0 0 DEUTSCHE STRATEGIC MUN INCOM COM 25159F102 1034 87811 SH DFND 1 87811 0 0 DEUTSCHE MUN INCOME COM 25160C106 1234 103709 SH DFND 1 103709 0 0 EATON VANCE MASS MUN BD FD COM 27828K108 175 13319 SH DFND 1 13319 0 0 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 381 26026 SH DFND 1 26026 0 0 BLACKROCK MUNIHOLDINGS FD IN COM 09253N104 166 10080 SH DFND 1 10080 0 0 BLACKROCK MUNIHLDGS NY QLTY COM 09255C106 658 49177 SH DFND 1 49177 0 0 EATON VANCE MA MUNI INCOME T SH BEN INT 27826E104 333 25462 SH DFND 1 25462 0 0 BLACKROCK MUNI N Y INTER DUR COM 09255F109 275 20242 SH DFND 1 20242 0 0 WESTERN ASST MN PRT FD INC COM 95766P108 798 52416 SH DFND 1 52416 0 0 WESTERN ASSET MUN DEF OPP TR COM 95768A109 630 30171 SH DFND 1 30171 0 0 BLACKROCK MUNIHLDGS FD II IN COM 09253P109 638 43174 SH DFND 1 43174 0 0 BLACKROCK MUNIYIELD QLTY FD COM 09254E103 118 8564 SH DFND 1 8564 0 0 MANAGED DURATION INVT GRD FU COM 56165R103 406 30279 SH DFND 1 30279 0 0 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 1239 86591 SH DFND 1 86591 0 0 NEUBERGER BERMAN CA INT MUN COM 64123C101 948 69740 SH DFND 1 69740 0 0 NUVEEN NEW JERSEY MUN VALUE SHS 670702109 225 16034 SH DFND 1 16034 0 0 NUVEEN GEORGIA QLTY MUN INC COM 67072B107 115 9204 SH DFND 1 9204 0 0 NUVEEN MINESOTA QLT MUN INC SHS 670734102 464 31611 SH DFND 1 31611 0 0 NUVEEN MARYLAND QLT MUN INC COM 67061Q107 1323 105217 SH DFND 1 105217 0 0 NUVEEN NORTH CAROLINA QLTY M COM 67060P100 134 10449 SH DFND 1 10449 0 0 NUVEEN NY MUN VALUE FD COM 67062M105 186 19609 SH DFND 1 19609 0 0 NUVEEN MISSOURI QLT MUN INC COM 67060Q108 119 8584 SH DFND 1 8584 0 0 NUVEEN VIRGINIA QLTY MUNCPL COM 67064R102 425 33216 SH DFND 1 33216 0 0 NUVEEN PENNSYLVANIA QLT MUN COM 670972108 795 60500 SH DFND 1 60500 0 0 NUVEEN CONNECTICUT QLTY MUN COM 67060D107 1573 132020 SH DFND 1 132020 0 0 NUVEEN MICHIGAN QLT MUN INC COM 670979103 779 58805 SH DFND 1 58805 0 0 NUVEEN OHIO QLTY MUN INCOME COM 670980101 105 7225 SH DFND 1 7225 0 0 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 39 2668 SH DFND 1 2668 0 0 NUVEEN NEW JERSEY QULT MUN F COM 67069Y102 885 64683 SH DFND 1 64683 0 0 EATON VANCE N Y MUN BD FD II COM 27828T109 213 18452 SH DFND 1 18452 0 0 NUVEEN NEW YORK MUN VALUE FD COM 670706100 136 9491 SH DFND 1 9491 0 0 PIMCO MUNICIPAL INCOME FD COM 72200R107 147 11373 SH DFND 1 11373 0 0 PIMCO CALIF MUN INCOME FD II COM 72201C109 139 13362 SH DFND 1 13362 0 0 WESTERN ASSET INTM MUNI FD I COM 958435109 273 29332 SH DFND 1 29332 0 0 DELAWARE INV MN MUN INC FD I COM 24610V103 600 44609 SH DFND 1 44609 0 0 INVESCO MUN OPPORTUNITY TR COM 46132C107 1448 116791 SH DFND 1 116791 0 0 VOYA EMERGING MKTS HIGH DIVI COM 92912P108 1713 192534 SH DFND 1 192534 0 0 NUVEEN ENERGY MLP TOTL RTRNF COM 67074U103 2742 240776 SH DFND 1 240776 0 0 ISHARES TR MSCI EAFE ETF 464287465 69 982 SH DFND 1 982 0 0 AK STL HLDG CORP COM 001547108 2255 398446 SH DFND 1 398446 0 0 AMC ENTMT HLDGS INC CL A COM 00165C104 774 51293 SH DFND 1 51293 0 0 ACCURAY INC NOTE 3.500% 2/0 004397AF2 11514 11500000 PRN DFND 1 0 0 0 AVON PRODS INC COM 054303102 438 203967 SH DFND 1 203967 0 0 BRISTOW GROUP INC COM 110394103 2008 149100 SH DFND 1 149100 0 0 CALAMP CORP NOTE 1.625% 5/1 128126AB5 10349 9873000 PRN DFND 1 0 0 0 SEACOR HOLDINGS INC NOTE 3.000%11/1 81170YAB5 5313 5573000 PRN DFND 1 0 0 0 SEACOR HOLDINGS INC COM 811904101 303 6569 SH DFND 1 6569 0 0 CLEVELAND CLIFFS INC COM 185899101 462 64117 SH DFND 1 64117 0 0 CONNS INC COM 208242107 1392 39179 SH DFND 1 39179 0 0 CONSTELLIUM NV CL A N22035104 3399 304900 SH DFND 1 304900 0 0 CARRIAGE SVCS INC NOTE 2.750% 3/1 143905AM9 9986 7995000 PRN DFND 1 0 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 1487 33725 SH DFND 1 33725 0 0 DENBURY RES INC COM NEW 247916208 622 281817 SH DFND 1 281817 0 0 DYNEGY INC NEW DEL COM 26817R108 651 55013 SH DFND 1 55013 0 0 ENDOLOGIX INC NOTE 3.250%11/0 29266SAB2 112 125000 PRN DFND 1 0 0 0 BOTTOMLINE TECH DEL INC COM 101388106 653 18841 SH DFND 1 18841 0 0 ENSCO PLC SHS CLASS A G3157S106 883 149425 SH DFND 1 149425 0 0 EVERBRIDGE INC NOTE 1.500%11/0 29978AAA2 13831 12450000 PRN DFND 1 0 0 0 EVERI HLDGS INC COM 30034T103 1322 175460 SH DFND 1 175460 0 0 GREEN PLAINS INC NOTE 3.250%10/0 393222AD6 33364 31351000 PRN DFND 1 0 0 0 HALCON RES CORP COM PAR NEW 40537Q605 55 7283 SH DFND 1 7283 0 0 HERBALIFE LTD NOTE 2.000% 8/1 42703MAB9 10248 10200000 PRN DFND 1 0 0 0 HERTZ GLOBAL HLDGS INC COM 42806J106 1551 70193 SH DFND 1 70193 0 0 J2 GLOBAL INC COM 48123V102 222 2968 SH DFND 1 2968 0 0 51JOB INC NOTE 3.250% 4/1 316827AC8 8173 5550000 PRN DFND 1 0 0 0 51JOB INC SP ADR REP COM 316827104 2897 47617 SH DFND 1 47617 0 0 JONES ENERGY INC COM CL A 48019R108 6 6117 SH DFND 1 6117 0 0 KNOWLES CORP NOTE 3.250%11/0 49926DAB5 12163 10950000 PRN DFND 1 0 0 0 LAYNE CHRISTENSEN CO NOTE 8.000% 5/0 521050AD6 6475 5250000 PRN DFND 1 0 0 0 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/1 53220KAD0 16604 9075000 PRN DFND 1 0 0 0 MERCADOLIBRE INC NOTE 2.250% 7/0 58733RAB8 84562 33725000 PRN DFND 1 0 0 0 MOLINA HEALTHCARE INC NOTE 1.125% 1/1 60855RAC4 9552 5000000 PRN DFND 1 0 0 0 MERITOR INC NOTE 7.875% 3/0 59001KAC4 16939 7840000 PRN DFND 1 0 0 0 PROS HOLDINGS INC NOTE 2.000%12/0 74346YAB9 23423 22365000 PRN DFND 1 0 0 0 PARTY CITY HOLDCO INC COM 702149105 1794 128666 SH DFND 1 128666 0 0 RITE AID CORP COM 767754104 1177 597581 SH DFND 1 597581 0 0 RENT A CTR INC NEW COM 76009N100 521 47022 SH DFND 1 47022 0 0 RENEWABLE ENERGY GROUP INC MTNF 2.750% 6/1 75972AAA1 57 55000 PRN DFND 1 0 0 0 RENEWABLE ENERGY GROUP INC NOTE 4.000% 6/1 75972AAC7 17326 13577000 PRN DFND 1 0 0 0 REGAL ENTMT GROUP CL A 758766109 1829 79494 SH DFND 1 79494 0 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 20125 15455000 PRN DFND 1 0 0 0 TRANSOCEAN LTD REG SHS H8817H100 2776 259953 SH DFND 1 259953 0 0 SCIENTIFIC GAMES CORP CL A 80874P109 4444 86634 SH DFND 1 86634 0 0 SIGNET JEWELERS LIMITED SHS G81276100 1017 18000 SH DFND 1 18000 0 0 SANCHEZ ENERGY CORP COM 79970Y105 22 4148 SH DFND 1 4148 0 0 SPECTRUM PHARMACEUTICALS INC NOTE 2.750%12/1 84763AAB4 4674 2519000 PRN DFND 1 0 0 0 TRIUMPH GROUP INC NEW COM 896818101 1 73 SH DFND 1 73 0 0 TAILORED BRANDS INC COM 87403A107 2163 99111 SH DFND 1 99111 0 0 TTM TECHNOLOGIES INC NOTE 1.750%12/1 87305RAD1 49450 28841000 PRN DFND 1 0 0 0 UNISYS CORP NOTE 5.500% 3/0 909214BS6 27179 24170000 PRN DFND 1 0 0 0 WORKDAY INC NOTE 0.750% 7/1 98138HAC5 7072 5637000 PRN DFND 1 0 0 0 WEATHERFORD INTL LTD NOTE 5.875% 7/0 947075AH0 3576 3299000 PRN DFND 1 0 0 0 WEATHERFORD INTL PLC ORD SHS G48833100 923 221395 SH DFND 1 221395 0 0 ENERGY XXI GULF COAST INC COM 29276K101 3257 567527 SH DFND 1 567527 0 0 GOODRICH PETE CORP COM PAR 382410843 1284 117768 SH DFND 1 117768 0 0 PEABODY ENERGY CORP NEW COM 704551100 2852 72446 SH DFND 1 72446 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 48 17547 SH DFND 1 17547 0 0 ALTABA INC COM 021346101 141500 2025771 SH DFND 1 2025771 0 0 AGCO CORP COM 001084102 2000 28000 SH DFND 1 28000 0 0 DEERE & CO COM 244199105 20 129 SH DFND 1 129 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1483 25000 SH DFND 1 25000 0 0 WISDOMTREE TR JAPAN HDG FINL 97717W463 389 15000 SH DFND 1 15000 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 1031 8803 SH DFND 1 8803 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 415 1639 SH DFND 1 1639 0 0 ANSYS INC COM 03662Q105 62 426 SH DFND 1 426 0 0 SMITH A O COM 831865209 1 28 SH DFND 1 28 0 0 ACTIVISION BLIZZARD INC COM 00507V109 2504 39548 SH DFND 1 39548 0 0 BARNES GROUP INC COM 067806109 10 166 SH DFND 1 166 0 0 BROWN FORMAN CORP CL B 115637209 9 135 SH DFND 1 135 0 0 CATERPILLAR INC DEL COM 149123101 3559 22587 SH DFND 1 22587 0 0 CAMPBELL SOUP CO COM 134429109 59 1244 SH DFND 1 1244 0 0 COPART INC COM 217204106 101 2347 SH DFND 1 2347 0 0 CRANE CO COM 224399105 14 168 SH DFND 1 168 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 34 488 SH DFND 1 488 0 0 DOLLAR GEN CORP NEW COM 256677105 85 922 SH DFND 1 922 0 0 DOLLAR TREE INC COM 256746108 63 593 SH DFND 1 593 0 0 DELUXE CORP COM 248019101 109 1422 SH DFND 1 1422 0 0 DOVER CORP COM 260003108 3008 29787 SH DFND 1 29787 0 0 ELECTRONIC ARTS INC COM 285512109 633 6027 SH DFND 1 6027 0 0 EBAY INC COM 278642103 339 9006 SH DFND 1 9006 0 0 FASTENAL CO COM 311900104 104 1919 SH DFND 1 1919 0 0 FAIR ISAAC CORP COM 303250104 7 50 SH DFND 1 50 0 0 FORTINET INC COM 34959E109 27 639 SH DFND 1 639 0 0 FORTIVE CORP COM 34959J108 2167 29961 SH DFND 1 29961 0 0 GRACO INC COM 384109104 7 166 SH DFND 1 166 0 0 HUBBELL INC COM 443510607 914 6759 SH DFND 1 6759 0 0 IDEX CORP COM 45167R104 24 187 SH DFND 1 187 0 0 INGREDION INC COM 457187102 100 722 SH DFND 1 722 0 0 INTUIT COM 461202103 20 132 SH DFND 1 132 0 0 JOHNSON CTLS INTL PLC SHS G51502105 721 18922 SH DFND 1 18922 0 0 KB HOME COM 48666K109 35 1112 SH DFND 1 1112 0 0 COCA COLA CO COM 191216100 2378 51842 SH DFND 1 51842 0 0 LKQ CORP COM 501889208 109 2686 SH DFND 1 2686 0 0 LOGMEIN INC COM 54142L109 8 78 SH DFND 1 78 0 0 MASTERCARD INCORPORATED CL A 57636Q104 91 606 SH DFND 1 606 0 0 MANHATTAN ASSOCS INC COM 562750109 13 282 SH DFND 1 282 0 0 MASCO CORP COM 574599106 338 7698 SH DFND 1 7698 0 0 MATTEL INC COM 577081102 177 11544 SH DFND 1 11544 0 0 M D C HLDGS INC COM 552676108 19 622 SH DFND 1 622 0 0 MAXIMUS INC COM 577933104 10 153 SH DFND 1 153 0 0 MONSTER BEVERAGE CORP NEW COM 61174X109 56 899 SH DFND 1 899 0 0 MICROSOFT CORP COM 594918104 5244 61313 SH DFND 1 61313 0 0 MSC INDL DIRECT INC CL A 553530106 92 955 SH DFND 1 955 0 0 NU SKIN ENTERPRISES INC CL A 67018T105 103 1514 SH DFND 1 1514 0 0 NVR INC COM 62944T105 56 16 SH DFND 1 16 0 0 OLLIES BARGAIN OUTLT HLDGS I COM 681116109 98 1855 SH DFND 1 1855 0 0 ORACLE CORP COM 68389X105 1888 39935 SH DFND 1 39935 0 0 PAYCHEX INC COM 704326107 55 820 SH DFND 1 820 0 0 PULTE GROUP INC COM 745867101 7 238 SH DFND 1 238 0 0 PAYPAL HLDGS INC COM 70450Y103 1308 17771 SH DFND 1 17771 0 0 ROLLINS INC COM 775711104 104 2243 SH DFND 1 2243 0 0 REPUBLIC SVCS INC COM 760759100 79 1177 SH DFND 1 1177 0 0 SANDERSON FARMS INC COM 800013104 187 1351 SH DFND 1 1351 0 0 BOSTON BEER INC CL A 100557107 1 6 SH DFND 1 6 0 0 SOLAREDGE TECHNOLOGIES INC COM 83417M104 5 148 SH DFND 1 148 0 0 SPROUTS FMRS MKT INC COM 85208M102 1248 51256 SH DFND 1 51256 0 0 SYNOPSYS INC COM 871607107 23 279 SH DFND 1 279 0 0 STANLEY BLACK & DECKER INC COM 854502101 10951 64539 SH DFND 1 64539 0 0 TARGET CORP COM 87612E106 2048 31401 SH DFND 1 31401 0 0 TOLL BROTHERS INC COM 889478103 42 895 SH DFND 1 895 0 0 TREX CO INC COM 89531P105 99 918 SH DFND 1 918 0 0 TORO CO COM 891092108 5 89 SH DFND 1 89 0 0 UNITED NAT FOODS INC COM 911163103 3 62 SH DFND 1 62 0 0 WASTE MGMT INC DEL COM 94106L109 5848 67769 SH DFND 1 67769 0 0 WOODWARD INC COM 980745103 21 287 SH DFND 1 287 0 0 ULTA BEAUTY INC COM 90384S303 720 3223 SH DFND 1 3223 0 0 ZILLOW GROUP INC CL A 98954M101 796 19562 SH DFND 1 19562 0 0 CASA SYS INC COM 14713L102 266 15000 SH DFND 1 15000 0 0 DENALI THERAPEUTICS INC COM 24823R105 249 15966 SH DFND 1 15966 0 0 FORESCOUT TECHNOLOGIES INC COM 34553D101 478 15000 SH DFND 1 15000 0 0 ORTHOPEDIATRICS CORP COM 68752L100 383 20000 SH DFND 1 20000 0 0 MONGODB INC CL A 60937P106 445 15000 SH DFND 1 15000 0 0 RHYTHM PHARMACEUTICALS INC COM 76243J105 435 15000 SH DFND 1 15000 0 0 SENDGRID INC COM 816883102 419 17500 SH DFND 1 17500 0 0 SWITCH INC CL A 87105L104 454 25000 SH DFND 1 25000 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 776 5060 SH DFND 1 5060 0 0 ALCOA CORP COM 013872106 2165 40200 SH DFND 1 40200 0 0 AMERICAN WOODMARK CORP COM 030506109 1107 8500 SH DFND 1 8500 0 0 AIR PRODS & CHEMS INC COM 009158106 2789 17000 SH DFND 1 17000 0 0 AXALTA COATING SYS LTD COM G0750C108 1302 40255 SH DFND 1 40255 0 0 BEACON ROOFING SUPPLY INC COM 073685109 1530 24000 SH DFND 1 24000 0 0 BALL CORP COM 058498106 1514 40000 SH DFND 1 40000 0 0 BWX TECHNOLOGIES INC COM 05605H100 604 10000 SH DFND 1 10000 0 0 CF INDS HLDGS INC COM 125269100 425 10000 SH DFND 1 10000 0 0 D R HORTON INC COM 23331A109 510 10000 SH DFND 1 10000 0 0 F M C CORP COM NEW 302491303 946 10000 SH DFND 1 10000 0 0 GENERAL ELECTRIC CO COM 369604103 5366 307549 SH DFND 1 307549 0 0 GRACE W R & CO DEL NEW COM 38388F108 7384 105300 SH DFND 1 105300 0 0 HUNTSMAN CORP COM 447011107 5467 164249 SH DFND 1 164249 0 0 INTL PAPER CO COM 460146103 4190 72327 SH DFND 1 72327 0 0 LEIDOS HLDGS INC COM 525327102 2130 33000 SH DFND 1 33000 0 0 LENNAR CORP CL A 526057104 993 15716 SH DFND 1 15716 0 0 L3 TECHNOLOGIES INC COM 502413107 2176 11000 SH DFND 1 11000 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 1379 12509 SH DFND 1 12509 0 0 MARTIN MARIETTA MATLS INC COM 573284106 1105 5000 SH DFND 1 5000 0 0 MONSANTO CO NEW COM 61166W101 8480 72621 SH DFND 1 72621 0 0 NUCOR CORP COM 670346105 6230 97993 SH DFND 1 97993 0 0 PENTAIR PLC SHS G7S00T104 494 7000 SH DFND 1 7000 0 0 ROCKWELL AUTOMATION INC COM 773903109 5497 28000 SH DFND 1 28000 0 0 RAYTHEON CO COM NEW 755111507 4097 21815 SH DFND 1 21815 0 0 SCHULMAN A INC COM 808194104 465 12500 SH DFND 1 12500 0 0 SHERWIN WILLIAMS CO COM 824348106 2255 5500 SH DFND 1 5500 0 0 VULCAN MATLS CO COM 929160109 26 205 SH DFND 1 205 0 0 XYLEM INC COM 98419M100 2046 30000 SH DFND 1 30000 0 0 ANDEAVOR COM 03349M105 5145 45000 SH DFND 1 45000 0 0 BAKER HUGHES A GE CO CL A 05722G100 1572 49695 SH DFND 1 49695 0 0 BAIDU INC SPON ADR REP A 056752108 20993 89634 SH DFND 1 89634 0 0 CVS HEALTH CORP COM 126650100 477 6584 SH DFND 1 6584 0 0 NOW INC COM 67011P100 1109 100575 SH DFND 1 100575 0 0 ENERPLUS CORP COM 292766102 742 75849 SH DFND 1 75849 0 0 TECHNIPFMC PLC COM G87110105 2504 80000 SH DFND 1 80000 0 0 HESS CORP COM 42809H107 1467 30909 SH DFND 1 30909 0 0 KINDER MORGAN INC DEL COM 49456B101 3903 216039 SH DFND 1 216039 0 0 KROGER CO COM 501044101 411 15000 SH DFND 1 15000 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 529 50000 SH DFND 1 50000 0 0 LEAR CORP COM NEW 521865204 1766 10000 SH DFND 1 10000 0 0 NOBLE ENERGY INC COM 655044105 3669 125917 SH DFND 1 125917 0 0 NABORS INDUSTRIES LTD SHS G6359F103 512 75000 SH DFND 1 75000 0 0 PARSLEY ENERGY INC CL A 701877102 2208 75000 SH DFND 1 75000 0 0 RPC INC COM 749660106 1266 49616 SH DFND 1 49616 0 0 SL GREEN RLTY CORP COM 78440X101 2857 28307 SH DFND 1 28307 0 0 TECK RESOURCES LTD CL B 878742204 1308 50000 SH DFND 1 50000 0 0 VALERO ENERGY CORP NEW COM 91913Y100 371 4041 SH DFND 1 4041 0 0 WESTLAKE CHEM CORP COM 960413102 2130 20000 SH DFND 1 20000 0 0 CIMAREX ENERGY CO COM 171798101 3660 30000 SH DFND 1 30000 0 0 PROSHARES TR ULTSHRT QQQ 74348A426 24 1800 SH DFND 1 1800 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 210 4400 SH DFND 1 4400 0 0 DIREXION SHS ETF TR DLY S&P500 BR 3X 25460E885 702 23440 SH DFND 1 23440 0 0 PROSHARES TR ULTRAPRO SHORT Q 74348A160 2471 114900 SH DFND 1 114900 0 0 PROSHARES TR ULTRPRO S&P500 74347X864 7956 56773 SH DFND 1 56773 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 500 13467 SH DFND 1 13467 0 0 PROSHARES TR ULTRASHRT S&P500 74347B383 25 625 SH DFND 1 625 0 0 DIREXION SHS ETF TR DLY SMCAP BULL3X 25459W847 9570 136200 SH DFND 1 136200 0 0 BARRICK GOLD CORP COM 067901108 307 21251 SH DFND 1 21251 0 0 APACHE CORP COM 037411105 5 132 SH DFND 1 132 0 0 ANADARKO PETE CORP COM 032511107 668 12470 SH DFND 1 12470 0 0 BED BATH & BEYOND INC COM 075896100 2412 109700 SH DFND 1 109700 0 0 BEST BUY INC COM 086516101 8949 130702 SH DFND 1 130702 0 0 BP PLC SPONSORED ADR 055622104 531 12638 SH DFND 1 12638 0 0 CHICAGO BRIDGE & IRON CO N V COM 167250109 649 40243 SH DFND 1 40243 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 62 938 SH DFND 1 938 0 0 CHARTER COMMUNICATIONS INC N CL A 16119P108 306 912 SH DFND 1 912 0 0 CLEAN ENERGY FUELS CORP COM 184499101 36 18182 SH DFND 1 18182 0 0 COMCAST CORP NEW CL A 20030N101 480 12004 SH DFND 1 12004 0 0 CABOT OIL & GAS CORP COM 127097103 3172 110926 SH DFND 1 110926 0 0 CONOCOPHILLIPS COM 20825C104 1246 22702 SH DFND 1 22702 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 143 19126 SH DFND 1 19126 0 0 TABLEAU SOFTWARE INC CL A 87336U105 1737 25112 SH DFND 1 25112 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 1731 90997 SH DFND 1 90997 0 0 DILLARDS INC CL A 254067101 375 6250 SH DFND 1 6250 0 0 DEVON ENERGY CORP NEW COM 25179M103 45 1111 SH DFND 1 1111 0 0 ENCANA CORP COM 292505104 182 13665 SH DFND 1 13665 0 0 NEW ORIENTAL ED & TECH GRP I SPON ADR 647581107 31 332 SH DFND 1 332 0 0 ELDORADO GOLD CORP NEW COM 284902103 67 47552 SH DFND 1 47552 0 0 EOG RES INC COM 26875P101 1982 18375 SH DFND 1 18375 0 0 FREEPORT-MCMORAN INC CL B 35671D857 751 39632 SH DFND 1 39632 0 0 FIREEYE INC COM 31816Q101 0 20 SH DFND 1 20 0 0 GNC HLDGS INC COM CL A 36191G107 104 28394 SH DFND 1 28394 0 0 GAP INC DEL COM 364760108 73 2156 SH DFND 1 2156 0 0 IAC INTERACTIVECORP COM 44919P508 439 3597 SH DFND 1 3597 0 0 JD COM INC SPON ADR CL A 47215P106 3049 73619 SH DFND 1 73619 0 0 NORDSTROM INC COM 655664100 794 16760 SH DFND 1 16760 0 0 L BRANDS INC COM 501797104 2285 37947 SH DFND 1 37947 0 0 LIBERTY GLOBAL PLC SHS CL A G5480U104 661 18446 SH DFND 1 18446 0 0 CHENIERE ENERGY INC COM NEW 16411R208 0 3 SH DFND 1 3 0 0 LAS VEGAS SANDS CORP COM 517834107 8 129 SH DFND 1 129 0 0 MACYS INC COM 55616P104 115 4602 SH DFND 1 4602 0 0 MGM RESORTS INTERNATIONAL COM 552953101 170 5117 SH DFND 1 5117 0 0 ALTRIA GROUP INC COM 02209S103 1517 21248 SH DFND 1 21248 0 0 MARATHON PETE CORP COM 56585A102 364 5520 SH DFND 1 5520 0 0 NOBLE CORP PLC SHS USD G65431101 0 127 SH DFND 1 127 0 0 NEWMONT MINING CORP COM 651639106 376 10045 SH DFND 1 10045 0 0 NETFLIX INC COM 64110L106 281 1464 SH DFND 1 1464 0 0 NRG ENERGY INC COM NEW 629377508 988 34694 SH DFND 1 34694 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 12 780 SH DFND 1 780 0 0 OASIS PETE INC NEW COM 674215108 177 21079 SH DFND 1 21079 0 0 PLATFORM SPECIALTY PRODS COR COM 72766Q105 152 15390 SH DFND 1 15390 0 0 PALO ALTO NETWORKS INC COM 697435105 2197 15161 SH DFND 1 15161 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 305 29696 SH DFND 1 29696 0 0 PG&E CORP COM 69331C108 154 3443 SH DFND 1 3443 0 0 PRICELINE GRP INC COM NEW 741503403 14961 8610 SH DFND 1 8610 0 0 PINNACLE FOODS INC DEL COM 72348P104 3814 64137 SH DFND 1 64137 0 0 RALPH LAUREN CORP CL A 751212101 106 1026 SH DFND 1 1026 0 0 RANGE RES CORP COM 75281A109 676 39668 SH DFND 1 39668 0 0 STARBUCKS CORP COM 855244109 13903 242101 SH DFND 1 242101 0 0 SEADRILL LIMITED SHS G7945E105 7 33709 SH DFND 1 33709 0 0 FANG HLDGS LTD ADR 30711Y102 58 10521 SH DFND 1 10521 0 0 SNAP INC CL A 83304A106 637 43635 SH DFND 1 43635 0 0 SOUTHERN CO COM 842587107 314 6545 SH DFND 1 6545 0 0 STAMPS COM INC COM NEW 852857200 108 578 SH DFND 1 578 0 0 TJX COS INC NEW COM 872540109 211 2767 SH DFND 1 2767 0 0 TOTAL S A SPONSORED ADR 89151E109 1023 18510 SH DFND 1 18510 0 0 TRIPADVISOR INC COM 896945201 412 11956 SH DFND 1 11956 0 0 TYSON FOODS INC CL A 902494103 11 143 SH DFND 1 143 0 0 TWITTER INC COM 90184L102 361 15077 SH DFND 1 15077 0 0 UNDER ARMOUR INC CL A 904311107 379 26312 SH DFND 1 26312 0 0 WAYFAIR INC CL A 94419L101 622 7758 SH DFND 1 7758 0 0 WILLIAMS COS INC DEL COM 969457100 362 11892 SH DFND 1 11892 0 0 WEYERHAEUSER CO COM 962166104 198 5639 SH DFND 1 5639 0 0 WYNN RESORTS LTD COM 983134107 57 342 SH DFND 1 342 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 8052 111444 SH DFND 1 111444 0 0 YY INC ADS REPCOM CLA 98426T106 4182 36991 SH DFND 1 36991 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 313 8476 SH DFND 1 8476 0 0 BUNGE LIMITED COM G16962105 1601 23870 SH DFND 1 23870 0 0 PEABODY ENERGY CORP NEW 8.5% PFD CONV A 704551407 17 234 SH DFND 1 234 0 0 EPR PPTYS COM SH BEN INT 26884U109 99 1523 SH DFND 1 1523 0 0 WELLTOWER INC COM 95040Q104 1960 30743 SH DFND 1 30743 0 0 LEXINGTON REALTY TRUST COM 529043101 74 7672 SH DFND 1 7672 0 0 RAMCO-GERSHENSON PPTYS TR COM SH BEN INT 751452202 1356 92089 SH DFND 1 92089 0 0 WHEELER REAL ESTATE INVT TR PFD CNV SER D 963025606 1774 88271 SH DFND 1 88271 0 0 AMERICAN TOWER CORP NEW DEP PFD CONV SE 03027X407 14056 111596 SH DFND 1 111596 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 6869 6069 SH DFND 1 6069 0 0 DTE ENERGY CO COM 233331107 672 6140 SH DFND 1 6140 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 2797 40060 SH DFND 1 40060 0 0 NEXTERA ENERGY INC COM 65339F101 89 572 SH DFND 1 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0 0 CALPINE CORP COM NEW 131347304 7162 473429 SH DFND 1 473429 0 0 DELTIC TIMBER CORP COM 247850100 1736 18968 SH DFND 1 18968 0 0 ENBRIDGE INC COM 29250N105 579 14808 SH DFND 1 14808 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 518 15004 SH DFND 1 15004 0 0 GENER8 MARITIME INC COM Y26889108 66 10100 SH DFND 1 10100 0 0 GREAT PLAINS ENERGY INC COM 391164100 21 680 SH DFND 1 680 0 0 KIMBERLY CLARK CORP COM 494368103 301 2500 SH DFND 1 2500 0 0 MARRIOTT INTL INC NEW CL A 571903202 128 944 SH DFND 1 944 0 0 MONEYGRAM INTL INC COM NEW 60935Y208 219 16625 SH DFND 1 16625 0 0 NRG YIELD INC CL C 62942X405 208 11014 SH DFND 1 11014 0 0 ORBITAL ATK INC COM 68557N103 7985 60724 SH DFND 1 60724 0 0 PENN NATL GAMING INC COM 707569109 6 210 SH DFND 1 210 0 0 PHILIP MORRIS INTL INC COM 718172109 126 1200 SH DFND 1 1200 0 0 POTASH CORP SASK INC COM 73755L107 25 1242 SH DFND 1 1242 0 0 QEP RES INC COM 74733V100 33 3500 SH DFND 1 3500 0 0 SCRIPPS NETWORKS INTERACT IN CL A COM 811065101 915 10725 SH DFND 1 10725 0 0 SPARTON CORP COM 847235108 2869 124417 SH DFND 1 124417 0 0 SILVER SPRING NETWORKS INC COM 82817Q103 6976 429582 SH DFND 1 429582 0 0 SUNCOR ENERGY INC NEW COM 867224107 84 2310 SH DFND 1 2310 0 0 TRIBUNE MEDIA CO CL A 896047503 4918 115817 SH DFND 1 115817 0 0 WGL HLDGS INC COM 92924F106 4195 48874 SH DFND 1 48874 0 0 WESTAR ENERGY INC COM 95709T100 40 764 SH DFND 1 764 0 0 APARTMENT INVT & MGMT CO CL A 03748R101 567 12975 SH DFND 1 12975 0 0 AMERICAN HOMES 4 RENT CL A 02665T306 605 27743 SH DFND 1 27743 0 0 AVALONBAY CMNTYS INC COM 053484101 268 1507 SH DFND 1 1507 0 0 EQUITY RESIDENTIAL SH BEN INT 29476L107 910 14279 SH DFND 1 14279 0 0 ESSEX PPTY TR INC COM 297178105 240 996 SH DFND 1 996 0 0 HCP INC COM 40414L109 692 26570 SH DFND 1 26570 0 0 HEALTHCARE RLTY TR COM 421946104 204 6362 SH DFND 1 6362 0 0 SABRA HEALTH CARE REIT INC COM 78573L106 514 27428 SH DFND 1 27428 0 0 DIAMONDROCK HOSPITALITY CO COM 252784301 2362 209214 SH DFND 1 209214 0 0 HOST HOTELS & 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3143 145784 SH DFND 1 145784 0 0 KILROY RLTY CORP COM 49427F108 272 3654 SH DFND 1 3654 0 0 CORPORATE OFFICE PPTYS TR SH BEN INT 22002T108 1394 47753 SH DFND 1 47753 0 0 PIEDMONT OFFICE REALTY TR IN COM CL A 720190206 989 50447 SH DFND 1 50447 0 0 PARAMOUNT GROUP INC COM 69924R108 1259 79471 SH DFND 1 79471 0 0 VORNADO RLTY TR SH BEN INT 929042109 574 7351 SH DFND 1 7351 0 0 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 355 11424 SH DFND 1 11424 0 0 AMERICAN ASSETS TR INC COM 024013104 3070 80300 SH DFND 1 80300 0 0 ACADIA RLTY TR COM SH BEN INT 004239109 1439 52628 SH DFND 1 52628 0 0 BRIXMOR PPTY GROUP INC COM 11120U105 569 30517 SH DFND 1 30517 0 0 CBL & ASSOC PPTYS INC COM 124830100 1872 330764 SH DFND 1 330764 0 0 DDR CORP COM 23317H102 2856 318859 SH DFND 1 318859 0 0 KIMCO RLTY CORP COM 49446R109 270 14880 SH DFND 1 14880 0 0 MACERICH CO COM 554382101 3 52 SH DFND 1 52 0 0 TANGER FACTORY OUTLET CTRS I COM 875465106 436 16469 SH DFND 1 16469 0 0 TAUBMAN CTRS INC COM 876664103 543 8303 SH DFND 1 8303 0 0 DYNEGY INC NEW DEL *W EXP 02/02/202 26817R157 121 638175 SH DFND 1 638175 0 0 NXT ID INC *W EXP 02/09/201 67091J123 3 5600 SH DFND 1 5600 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R117 80 35342 SH DFND 1 35342 0 0 TIDEWATER INC NEW *W EXP 07/31/202 88642R125 61 30814 SH DFND 1 30814 0 0 WILLSCOT CORP *W EXP 09/10/202 971375118 37 26042 SH DFND 1 26042 0 0 CURRENCYSHS BRIT POUND STER BRIT POUND STE 23129S106 8199 62500 SH DFND 1 62500 0 0 ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 125488 83516000 PRN DFND 1 0 0 0 CIENA CORP DEBT 4.000%12/1 171779AK7 15041 11500000 PRN DFND 1 0 0 0 HARMONIC INC NOTE 4.000%12/0 413160AB8 13984 13880000 PRN DFND 1 0 0 0 INVACARE CORP NOTE 5.000% 2/1 461203AF8 11482 9289000 PRN DFND 1 0 0 0 MEDIDATA SOLUTIONS INC NOTE 1.000% 8/0 58471AAB1 2316 2000000 PRN DFND 1 0 0 0 SINA CORP NOTE 1.000%12/0 82922RAD5 9946 9000000 PRN DFND 1 0 0 0 VEECO INSTRS INC DEL NOTE 2.700% 1/1 922417AD2 3284 3780000 PRN DFND 1 0 0 0 GOGO INC COM 38046C109 1765 156527 SH DFND 1 156527 0 0 INTERCEPT PHARMACEUTICALS IN COM 45845P108 1916 32807 SH DFND 1 32807 0 0 UNDER ARMOUR INC CL C 904311206 333 25000 SH DFND 1 25000 0 0 ROKU INC COM CL A 77543R102 4 94 SH DFND 1 94 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 13672 234983 SH DFND 1 234983 0 0 AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 14 50000 SH DFND 1 50000 0 0 ANDINA ACQUISITION CORP II UNIT 99/99/9999 G0441P112 15 1000 SH DFND 1 1000 0 0 BISON CAP ACQUISITION CORP UNIT 99/99/9999T G1142P120 1546 150613 SH DFND 1 150613 0 0 BARINGTON HILCO ACQUISITION COM 06759V101 10 1000 SH DFND 1 1000 0 0 BARINGTON HILCO ACQUISITION RIGHT 02/13/2017 06759V119 5 32575 SH DFND 1 32575 0 0 BARINGTON HILCO ACQUISITION *W EXP 02/11/201 06759V127 3 47768 SH DFND 1 47768 0 0 BLACK RIDGE ACQUISITION CORP COM 09216T107 1447 150000 SH DFND 1 150000 0 0 BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 28 100000 SH DFND 1 100000 0 0 BLACK RIDGE ACQUISITION CORP UNIT 10/05/2022 09216T206 304 30000 SH DFND 1 30000 0 0 BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 33 100000 SH DFND 1 100000 0 0 CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 2302 230000 SH DFND 1 230000 0 0 CM SEVEN STAR ACQUISITION CO UNIT 08/21/2022 G2345N128 1543 155000 SH DFND 1 155000 0 0 CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 3 10000 SH DFND 1 10000 0 0 CONSTELLATION ALPHA CAP CORP UNIT 99/99/9999 G2379F124 2850 280000 SH DFND 1 280000 0 0 CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 4 20000 SH DFND 1 20000 0 0 DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 488 50000 SH DFND 1 50000 0 0 DRAPER OAKWOOD TECHNOLOGY RIGHT 09/19/2018 26146L129 50 101500 SH DFND 1 101500 0 0 DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 946 89800 SH DFND 1 89800 0 0 DRAPER OAKWOOD TECHNOLOGY *W EXP 09/19/202 26146L111 34 50800 SH DFND 1 50800 0 0 ELECTRUM SPL ACQUISITION COR *W EXP 99/99/999 G3105C112 116 287363 SH DFND 1 287363 0 0 ESTRE AMBIENTAL INC SHS G3206V100 0 1 SH DFND 1 1 0 0 ESTRE AMBIENTAL INC *W EXP 12/21/202 G3206V118 203 271886 SH DFND 1 271886 0 0 FINTECH ACQUISITION CORP II COM 31810G109 2157 217500 SH DFND 1 217500 0 0 FEDERAL STR ACQUISITION CORP CL A 31421V107 1942 200000 SH DFND 1 200000 0 0 FEDERAL STR ACQUISITION CORP UNIT 99/99/9999 31421V206 1547 151000 SH DFND 1 151000 0 0 GORES HLDGS II INC COM CL A 382867109 3131 315000 SH DFND 1 315000 0 0 GORES HLDGS II INC UNIT 99/99/9999 382867208 2072 200000 SH DFND 1 200000 0 0 GORES HLDGS II INC *W EXP 03/06/202 382867117 339 216500 SH DFND 1 216500 0 0 GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 2115 213000 SH DFND 1 213000 0 0 GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 593 57567 SH DFND 1 57567 0 0 GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 86 64015 SH DFND 1 64015 0 0 HENNESSY CAP ACQUSTON CORP I COM 42588L105 980 100000 SH DFND 1 100000 0 0 HENNESSY CAP ACQUSTON CORP I UNIT 06/15/2024 42588L204 1451 140000 SH DFND 1 140000 0 0 HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 186 220000 SH DFND 1 220000 0 0 HUNTER MARITIME ACQUISITION CL A Y37828111 0 100 SH DFND 1 100 0 0 HUNTER MARITIME ACQUISITION *W EXP 99/99/999 Y37828129 0 2250 SH DFND 1 2250 0 0 HAYMAKER ACQUISITION CORP COM CLASS A 420870107 956 100000 SH DFND 1 100000 0 0 HAYMAKER ACQUISITION UNIT 10/19/2022 420870206 3356 339000 SH DFND 1 339000 0 0 INDUSTREA ACQUISITION CORP CL A 45579J104 243 25000 SH DFND 1 25000 0 0 INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 753 75000 SH DFND 1 75000 0 0 INDUSTREA ACQUISITION CORP *W EXP 08/01/202 45579J112 10 25000 SH DFND 1 25000 0 0 SOCIAL CAP HEDOSOPHIA HLDGS CL A G8250R103 43 4285 SH DFND 1 4285 0 0 SOCIAL CAP HEDOSOPHIA HLDGS UNIT 99/99/9999 G8250R111 5420 511400 SH DFND 1 511400 0 0 SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 99/99/999 G8250R129 0 303 SH DFND 1 303 0 0 JENSYN ACQUISITION CORP RIGHT 99/99/9999 47632B128 0 500 SH DFND 1 500 0 0 JENSYN ACQUISITION CORP UNIT 99/99/9999 47632B201 9 900 SH DFND 1 900 0 0 JENSYN ACQUISITION CORP *W EXP 03/07/202 47632B110 0 1000 SH DFND 1 1000 0 0 KAYNE ANDERSON ACQUISITION COM CL A 48661U102 485 50000 SH DFND 1 50000 0 0 KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 3938 395464 SH DFND 1 395464 0 0 KBL MERGER CORP IV UNIT 01/15/2024 48242A203 50 5000 SH DFND 1 5000 0 0 LANDCADIA HLDGS INC CL A 51476W107 2133 214652 SH DFND 1 214652 0 0 LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 53 76000 SH DFND 1 76000 0 0 LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 1491 150000 SH DFND 1 150000 0 0 M III ACQUISITION CORP UNIT 99/99/9999T 55378T203 165 15600 SH DFND 1 15600 0 0 MOSAIC ACQUISITION CORP SHS CL A G62848109 484 50000 SH DFND 1 50000 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 304 30000 SH DFND 1 30000 0 0 MOSAIC ACQUISITION CORP *W EXP 99/99/999 G62848125 62 50000 SH DFND 1 50000 0 0 MATLIN & PARTNERS ACQUISITIO CL A 57682V106 1464 150000 SH DFND 1 150000 0 0 MATLIN & PARTNERS ACQUISITIO UNIT 05/28/2021A 57682V205 1322 130303 SH DFND 1 130303 0 0 MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 9 22000 SH DFND 1 22000 0 0 NATIONAL ENERGY SERVICES REU SHS G6375R107 358 36000 SH DFND 1 36000 0 0 NATIONAL ENERGY SERVICES REU *W EXP 05/05/202 G6375R115 5 7200 SH DFND 1 7200 0 0 OSPREY ENERGY ACQUISITION CO UNIT 07/21/2022 688397207 3692 371150 SH DFND 1 371150 0 0 REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 994 100000 SH DFND 1 100000 0 0 SABAN CAP ACQUISITION CORP COM CL A 78516C106 495 50000 SH DFND 1 50000 0 0 SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 2640 251000 SH DFND 1 251000 0 0 SILVER RUN ACQUISITION UNIT 99/99/9999 82812A202 324 31000 SH DFND 1 31000 0 0 STELLAR ACQUISITION III INC UNIT 03/22/2022 Y8172W123 3 300 SH DFND 1 300 0 0 SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 747 75000 SH DFND 1 75000 0 0 TPG PACE ENERGY HLDGS CORP CL A 872656103 487 50000 SH DFND 1 50000 0 0 TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 3339 325800 SH DFND 1 325800 0 0 TPG PACE HLDGS CORP UNIT 99/99/9999 G89827102 2261 218468 SH DFND 1 218468 0 0 VANTAGE ENERGY ACQUISITION COM CL A 92211L105 2187 225000 SH DFND 1 225000 0 0 VANTAGE ENERGY ACQUISITION UNIT 04/12/2024 92211L204 1727 169495 SH DFND 1 169495 0 0 PENSARE ACQUISITION CORP COM 70957E105 483 50000 SH DFND 1 50000 0 0 PENSARE ACQUISITION CORP UNIT 07/27/2022 70957E204 2064 200000 SH DFND 1 200000 0 0 PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 27 50000 SH DFND 1 50000 0 0 JM GLOBAL HLDG CO *W EXP 07/09/202 46590H119 1 5281 SH DFND 1 5281 0 0 ADVAXIS INC COM NEW 007624208 6 2389 SH DFND 1 2389 0 0 SEARS HLDGS CORP COM 812350106 19 5400 SH DFND 1 5400 0 0 ISHARES TR GLB INFRASTR ETF 464288372 511 11321 SH DFND 1 11321 0 0 COMMUNITY HEALTH SYS INC NEW COM 203668108 636 149346 SH DFND 1 149346 0 0 ENVISION HEALTHCARE CORP COM 29414D100 968 28012 SH DFND 1 28012 0 0 LUMENTUM HLDGS INC COM 55024U109 646 13227 SH DFND 1 13227 0 0 INSULET CORP NOTE 1.250% 9/1 45784PAF8 9534 7291000 PRN DFND 1 0 0 0 QUORUM HEALTH CORP COM 74909E106 560 89903 SH DFND 1 89903 0 0 SURGERY PARTNERS INC COM 86881A100 2090 172744 SH DFND 1 172744 0 0 TENET HEALTHCARE CORP COM NEW 88033G407 537 35430 SH DFND 1 35430 0 0 NII HLDGS INC COM PAR 62913F508 28 66995 SH DFND 1 66995 0 0 APPLE INC COM 037833100 101 600 SH DFND 1 600 0 0 AMN HEALTHCARE SERVICES INC COM 001744101 12 250 SH DFND 1 250 0 0 COGNEX CORP COM 192422103 86 1421 SH DFND 1 1421 0 0 CHEMED CORP NEW COM 16359R103 29 120 SH DFND 1 120 0 0 CIGNA CORPORATION COM 125509109 26 129 SH DFND 1 129 0 0 CENTENE CORP DEL COM 15135B101 23 234 SH DFND 1 234 0 0 QUEST DIAGNOSTICS INC COM 74834L100 1019 10353 SH DFND 1 10353 0 0 FLIR SYS INC COM 302445101 53 1155 SH DFND 1 1155 0 0 FABRINET SHS G3323L100 26 937 SH DFND 1 937 0 0 HEALTHEQUITY INC COM 42226A107 92 1973 SH DFND 1 1973 0 0 IPG PHOTONICS CORP COM 44980X109 102 480 SH DFND 1 480 0 0 KEMET CORP COM NEW 488360207 43 2897 SH DFND 1 2897 0 0 NORFOLK SOUTHERN CORP COM 655844108 46790 322916 SH DFND 1 322916 0 0 NETAPP INC COM 64110D104 96 1743 SH DFND 1 1743 0 0 OLD DOMINION FGHT LINES INC COM 679580100 38 289 SH DFND 1 289 0 0 ROGERS CORP COM 775133101 45 278 SH DFND 1 278 0 0 UNITEDHEALTH GROUP INC COM 91324P102 19 89 SH DFND 1 89 0 0 UNION PAC CORP COM 907818108 1962 14632 SH DFND 1 14632 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 46 233 SH DFND 1 233 0 0 WESTERN DIGITAL CORP COM 958102105 99 1247 SH DFND 1 1247 0 0 HARRIS CORP DEL COM 413875105 1699 12000 SH DFND 1 12000 0 0 AIR TRANSPORT SERVICES GRP I COM 00922R105 930 40203 SH DFND 1 40203 0 0 FEDEX CORP COM 31428X106 3309 13262 SH DFND 1 13262 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 1052 10000 SH DFND 1 10000 0 0 ON TRACK INNOVATION LTD SHS M8791A109 40 30000 SH DFND 1 30000 0 0 QUALCOMM INC COM 747525103 5762 90012 SH DFND 1 90012 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 2201 42307 SH DFND 1 42307 0 0 ABBOTT LABS COM 002824100 0 5 SH DFND 1 5 0 0 CERNER CORP COM 156782104 294 4368 SH DFND 1 4368 0 0 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 138 1559 SH DFND 1 1559 0 0 CISCO SYS INC COM 17275R102 4278 111707 SH DFND 1 111707 0 0 CENTURYLINK INC COM 156700106 34 2089 SH DFND 1 2089 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 643 11488 SH DFND 1 11488 0 0 FINISAR CORP COM NEW 31787A507 33 1652 SH DFND 1 1652 0 0 INFINERA CORPORATION COM 45667G103 309 48845 SH DFND 1 48845 0 0 JETBLUE AIRWAYS CORP COM 477143101 102 4577 SH DFND 1 4577 0 0 SOUTHWEST AIRLS CO COM 844741108 1287 19677 SH DFND 1 19677 0 0 MIMEDX GROUP INC COM 602496101 880 69826 SH DFND 1 69826 0 0 SPRINT CORP COM SER 1 85207U105 444 75413 SH DFND 1 75413 0 0 UNITED CONTL HLDGS INC COM 910047109 50 756 SH DFND 1 756 0 0 ALMOST FAMILY INC COM 020409108 5013 90583 SH DFND 1 90583 0 0 MAGICJACK VOCALTEC LTD SHS M6787E101 318 37743 SH DFND 1 37743 0 0 GENERAL COMMUNICATION INC CL A 369385109 2653 67993 SH DFND 1 67993 0 0 HAWAIIAN TELCOM HOLDCO INC COM 420031106 3808 123422 SH DFND 1 123422 0 0 NXSTAGE MEDICAL INC COM 67072V103 2800 115580 SH DFND 1 115580 0 0 STRAIGHT PATH COMMUNICATNS I CL B 862578101 1108 6100 SH DFND 1 6100 0 0 EASTMAN KODAK CO *W EXP 09/03/201 277461141 0 824 SH DFND 1 824 0 0 VANECK VECTORS ETF TR GOLD MINERS ETF 92189F106 4521 194577 SH DFND 1 194577 0 0 TESARO INC NOTE 3.000%10/0 881569AA5 75548 30519000 PRN DFND 1 0 0 0 HEALTHWAYS INC NOTE 1.500% 7/0 422245AB6 26274 14000000 PRN DFND 1 0 0 0 EP ENERGY CORP CL A 268785102 134 56892 SH DFND 1 56892 0 0 VALEANT PHARMACEUTICALS INTL COM 91911K102 9468 455646 SH DFND 1 455646 0 0 XPO LOGISTICS INC COM 983793100 915 10000 SH DFND 1 10000 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 29225 191693 SH DFND 1 191693 0 0 VANECK VECTORS ETF TR OIL SVCS ETF 92189F718 5541 212719 SH DFND 1 212719 0 0 ABBVIE INC COM 00287Y109 3868 40000 SH DFND 1 40000 0 0 GENERAL MLS INC COM 370334104 889 15000 SH DFND 1 15000 0 0 INFOSYS LTD SPONSORED ADR 456788108 772 47600 SH DFND 1 47600 0 0 NIKE INC CL B 654106103 2189 35000 SH DFND 1 35000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 7428 391991 SH DFND 1 391991 0 0 CITIGROUP INC COM NEW 172967424 1860 25000 SH DFND 1 25000 0 0 BARCLAYS BK PLC IPATH S&P500 VIX 06746L422 7438 266405 SH DFND 1 266405 0 0 VANECK VECTORS ETF TR RUSSIA ETF 92189F403 13 646 SH DFND 1 646 0 0 DIREXION SHS ETF TR DLY EMG MK BL 3X 25490K281 250 1995 SH DFND 1 1995 0 0 DIREXION SHS ETF TR DLY EMKT 3X NEW 25459Y470 57 6315 SH DFND 1 6315 0 0 DIREXION SHS ETF TR DAILY FINL BEAR 25490K539 285 24440 SH DFND 1 24440 0 0 SPDR INDEX SHS FDS EURO STOXX 50 78463X202 1351 33200 SH DFND 1 33200 0 0 VANECK VECTORS ETF TR JR GOLD MINERS E 92189F791 4523 132547 SH DFND 1 132547 0 0 DIREXION SHS ETF TR DLY JR GOLD 3X 25460E877 268 5225 SH DFND 1 5225 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 1145 24200 SH DFND 1 24200 0 0 PROSHARES TR PSHS ULTSH 20YRS 74347B201 370 10971 SH DFND 1 10971 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2452 19333 SH DFND 1 19333 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 253 9074 SH DFND 1 9074 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 500 8800 SH DFND 1 8800 0 0 DIREXION SHS ETF TR DLY ENRGY BULL3X 25459W888 1108 31744 SH DFND 1 31744 0 0 DIREXION SHS ETF TR DAILY JR BULL 3X 25460E851 6 366 SH DFND 1 366 0 0 DIREXION SHS ETF TR SP BIOTCH BL NEW 25490K323 615 7900 SH DFND 1 7900 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 60 1300 SH DFND 1 1300 0 0 VALE S A ADR 91912E105 3182 260250 SH DFND 1 260250 0 0 HEALTHSOUTH CORP COM NEW 421924309 25 512 SH DFND 1 512 0 0