-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JgWdxpENwrW8YAgj2Aqs9W6o7XRQ9IBbZpa1n6STUluPQAw12MLrEDAMmaytv4wS +RxkN1IsSsC8rKbE4HJmOQ== 0000902664-05-002205.txt : 20051114 0000902664-05-002205.hdr.sgml : 20051111 20051114152902 ACCESSION NUMBER: 0000902664-05-002205 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20050930 FILED AS OF DATE: 20051114 DATE AS OF CHANGE: 20051114 EFFECTIVENESS DATE: 20051114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEVEL GLOBAL INVESTORS LP CENTRAL INDEX KEY: 0001279573 IRS NUMBER: 113684852 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10737 FILM NUMBER: 051200954 MAIL ADDRESS: STREET 1: 537 STEAMBOAT ROAD CITY: GREENWICH STATE: CT ZIP: 06830 13F-HR 1 form13fhr.txt ADAM JAFFE FORM 13F-HR FORM 13F INFORMATION TABLE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2005 ------------------------ Check here if Amendment [ ]; Amendment Number: ----- This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Level Global Investors, L.P. -------------------------------------------------- Address: 537 Steamboat Road -------------------------------------------------- Greenwich, Connecticut 06830 -------------------------------------------------- Form 13F File Number: 028-10737 ------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Adam Jaffe -------------------------------------------------- Title: Chief Operating Officer -------------------------------------------------- Phone: 203-863-5808 -------------------------------------------------- Signature, Place, and Date of Signing: /s/ Adam Jaffe Greenwich, Connecticut 11/14/05 ------------------------ ------------------------------ ---------- Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) 2 Report Summary: Number of Other Included Managers: 0 ------------- Form 13F Information Table Entry Total: 98 ------------- Form 13F Information Table Value Total: 1,072,504 ------------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE 3 FORM 13F INFORMATION TABLE
INVEST- MENT OTHER NAME OF TITLE VALUE SHRS OR SH/ PUT/ DISCR- MANA- ISSUER OF CLASS CUSIP (X $1000) PRN AMT PRN CALL ETION GERS SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ ACCREDITED HOME LENDRS HLDG COM 00437P107 3,516 100,000 SH SOLE 100,000 ADOBE SYS INC COM 00724F101 18,209 610,000 SH SOLE 610,000 ADOBE SYS INC COM 00724F901 625 300,000 SH CALL SOLE 300,000 ADVANCED MICRO DEVICES INC COM 007903107 7,560 300,000 SH SOLE 300,000 ALLSTATE CORP COM 020002101 24,881 450,000 SH SOLE 450,000 ALLSTATE CORP COM 020002901 781 220,000 SH CALL SOLE 220,000 AMR CORP COM 001765106 2,795 250,000 SH SOLE 250,000 AON CORP COM 037389103 11,228 350,000 SH SOLE 350,000 ARENA PHARMACEUTICALS INC COM 040047102 3,960 400,000 SH SOLE 400,000 AUTODESK INC COM 052769106 13,932 300,000 SH SOLE 300,000 BANCO ITAU HLDG FINANCIERA S SP ADR 500 PFD 059602201 4,746 40,000 SH SOLE 40,000 BIOGEN IDEC INC COM 09062X103 5,922 150,000 SH SOLE 150,000 BIRCH MTN RES LTD COM 09066X109 3,800 800,000 SH SOLE 800,000 BLOCK H&R INC COM 093671105 2 67,000 SH CALL SOLE 67,000 BROADCOM CORP CL A 111320107 12,903 275,000 SH SOLE 275,000 BUSINESS OBJECTS S A SPONSORED ADR 12328X107 24,332 700,000 SH SOLE 700,000 CITRIX SYS INC COM 177376100 2,514 100,000 SH SOLE 100,000 COGENT INC COM 19239Y108 18,406 775,000 SH SOLE 775,000 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 14,676 315,000 SH SOLE 315,000 COMPUWARE CORP COM 205638109 7,600 800,000 SH SOLE 800,000 COMVERSE TECHNOLOGY INC COM PAR $0.10 205862402 7,881 300,000 SH SOLE 300,000 CONOCOPHILLIPS COM 20825C104 4,195 60,000 SH SOLE 60,000 CORNING INC COM 219350955 200 500,000 SH PUT SOLE 500,000 CTRIP COM INTL LTD ADR 22943F100 24,030 375,000 SH SOLE 375,000 DIGITAS INC COM 25388K104 17,665 1,555,000 SH SOLE 1,555,000 DISNEY WALT CO COM DISNEY 254687106 4,826 200,000 SH SOLE 200,000 EBAY INC COM 278642103 35,020 850,000 SH SOLE 850,000 EBAY INC COM 278642903 1,553 500,000 SH CALL SOLE 500,000 ELECTRONIC ARTS INC COM 285512909 365 200,000 SH CALL SOLE 200,000 FEDERATED INVS INC PA CL B 314211103 16,615 500,000 SH SOLE 500,000 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415V109 23,373 874,100 SH SOLE 874,100 GAP INC DEL COM 364760108 3,486 200,000 SH SOLE 200,000 GLOBAL INDS LTD COM 379336100 5,896 400,000 SH SOLE 400,000 GOOGLE INC CL A 38259P508 63,292 200,000 SH SOLE 200,000 HEWLETT PACKARD CO COM 428236103 36,500 1,250,000 SH SOLE 1,250,000 HORNBECK OFFSHORE SVCS INC N COM 440543106 1,465 40,000 SH SOLE 40,000 HUDSON CITY BANCORP COM 443683107 19,040 1,600,000 SH SOLE 1,600,000 INFOSYS TECHNOLOGIES LTD SPONSORED ADR 456788108 33,426 450,000 SH SOLE 450,000 INTERNATIONAL BUSINESS MACHS COM 459200101 24,066 300,000 SH SOLE 300,000 INTERNATIONAL BUSINESS MACHS COM 459200901 478 450,000 SH CALL SOLE 450,000 INTERNET SEC SYS INC COM 46060X107 16,807 700,000 SH SOLE 700,000 INTEROIL CORP COM 460951106 1,282 55,000 SH SOLE 55,000 INTEROIL CORP COM 460951906 115 100,000 SH CALL SOLE 100,000 KB HOME COM 48666K109 21,975 300,200 SH SOLE 300,200 KONGZHONG CORP SPONSORED ADR 50047P104 3,661 260,000 SH SOLE 260,000 LENNAR CORP CL A 526057104 2,988 50,000 SH SOLE 50,000 LEXAR MEDIA INC COM 52886P104 4,466 700,000 SH SOLE 700,000 LEXMARK INTL NEW CL A 529771107 15,263 250,000 SH SOLE 250,000 LIBERTY GLOBAL INC COM SER C 530555309 28,325 1,100,000 SH SOLE 1,100,000 LINKTONE LTD ADR 535925101 6,006 550,000 SH SOLE 550,000 M D C HLDGS INC COM 552676108 6,706 85,000 SH SOLE 85,000 MAXIM INTEGRATED PRODS INC COM 57772K101 6,398 150,000 SH SOLE 150,000 MCKESSON CORP COM 58155Q103 1,898 40,000 SH SOLE 40,000 MERCURY INTERACTIVE CORP COM 589405109 7,920 200,000 SH SOLE 200,000 MERRILL LYNCH & CO INC COM 590188108 21,473 350,000 SH SOLE 350,000 MICROSTRATEGY INC CL A NEW 594972958 551 475,000 SH PUT SOLE 475,000 MILLENNIUM PHARMACEUTICALS I COM 599902103 933 100,000 SH SOLE 100,000 MOTOROLA INC COM 620076109 57,278 2,600,000 SH SOLE 2,600,000 MOTOROLA INC COM 620076909 131 250,000 SH CALL SOLE 250,000 MYRIAD GENETICS INC COM 62855J104 2,186 100,000 SH SOLE 100,000 NETFLIX COM INC COM 64110L106 13,606 523,500 SH SOLE 523,500 NEUSTAR INC CL A 64126X201 7,946 248,400 SH SOLE 248,400 NOVELLUS SYS INC COM 670008101 12,540 500,000 SH SOLE 500,000 NPS PHARMACEUTICALS INC COM 62936P103 809 80,000 SH SOLE 80,000 OMI CORP NEW COM YG476W104 2,234 125,000 SH SOLE 125,000 ONYX PHARMACEUTICALS INC COM 683399109 2,996 120,000 SH SOLE 120,000 ORACLE CORP COM 68389X105 20,460 1,650,000 SH SOLE 1,650,000 OSI PHARMACEUTICALS INC COM 671040103 4,678 160,000 SH SOLE 160,000 PATTERSON UTI ENERGY INC COM 703481101 1,804 50,000 SH SOLE 50,000 QUALCOMM INC COM 747525103 45,869 1,025,000 SH SOLE 1,025,000 QUALCOMM INC COM 747525903 960 200,000 SH CALL SOLE 200,000 QUEST SOFTWARE INC COM 74834T103 1,507 100,000 SH SOLE 100,000 QUICKSILVER RESOURCES INC COM 74837R104 1,195 25,000 SH SOLE 25,000 RAYMOND JAMES FINANCIAL INC COM 754730109 3,212 100,000 SH SOLE 100,000 RESEARCH IN MOTION LTD COM 760975102 23,905 350,000 SH SOLE 350,000 RESEARCH IN MOTION LTD COM 760975902 15 200,000 SH CALL SOLE 200,000 SALESFORCE COM INC COM 79466L302 255 200,000 SH PUT SOLE 200,000 SANDISK CORP COM 80004C901 5,505 300,000 SH CALL SOLE 300,000 SATYAM COMPUTER SERVICES LTD ADR 804098101 31,362 1,037,800 SH SOLE 1,037,800 SCIENTIFIC GAMES CORP CL A 80874P109 11,470 370,000 SH SOLE 370,000 SHIP FINANCE INTERNATIONAL L SHS G81075106 5,200 260,000 SH SOLE 260,000 STANDARD PAC CORP NEW COM 85375C101 5,396 130,000 SH SOLE 130,000 SVB FINL GROUP COM 78486Q101 3,648 75,000 SH SOLE 75,000 SYMANTEC CORP COM 871503908 11 150,000 SH CALL SOLE 150,000 SYNAPTICS INC COM 87157D109 12,502 665,000 SH SOLE 665,000 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 11,045 500,000 SH SOLE 500,000 TERADYNE INC COM 880770102 3,300 200,000 SH SOLE 200,000 TEXAS INSTRS INC COM 882508104 13,560 400,000 SH SOLE 400,000 TIBCO SOFTWARE INC COM 88632Q103 27,170 3,250,000 SH SOLE 3,250,000 TRANSOCEAN INC ORD G90078109 3,066 50,000 SH SOLE 50,000 UNIBANCO-UNIAO DE BANCOS BRA GDR REP PFD UT 90458E107 15,780 300,000 SH SOLE 300,000 UNICA CORP COM 904583101 5,490 500,000 SH SOLE 500,000 UNISYS CORP COM 909214108 13,280 2,000,000 SH SOLE 2,000,000 VERISIGN INC COM 92343E102 9,082 425,000 SH SOLE 425,000 WASHINGTON MUT INC COM 939322103 17,649 450,000 SH SOLE 450,000 WEBSENSE INC COM 947684106 15,363 300,000 SH SOLE 300,000 WESTERN ALLIANCE BANCORP COM 957638109 2,810 100,000 SH SOLE 100,000 WYETH COM 983024100 3,702 80,000 SH SOLE 80,000
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