-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q2r6MPyMQXb1AxdY8rNrWwnfTcZhGb6Ivnlhwq3sMe0FZsVNYO8dFuobKgu5eYcM YrAO4ql3X72ERxv9m736aQ== 0000897069-09-001440.txt : 20091013 0000897069-09-001440.hdr.sgml : 20091012 20091013092452 ACCESSION NUMBER: 0000897069-09-001440 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091013 DATE AS OF CHANGE: 20091013 EFFECTIVENESS DATE: 20091013 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PERRITT CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001279342 IRS NUMBER: 363538658 STATE OF INCORPORATION: IL FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10646 FILM NUMBER: 091115541 BUSINESS ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126691650 MAIL ADDRESS: STREET 1: 300 SOUTH WACKER DRIVE STREET 2: SUITE 2880 CITY: CHICAGO STATE: IL ZIP: 60606 13F-HR 1 mtv100109.txt HOLDINGS REPORT --------------------------------------- OMB Number: 3235-0006 Expires: December 31, 2009 Estimated average burden hours per response ............. 22.6 --------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 ------------------ Check here if Amendment [ ]; Amendment Number: ------------ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Perritt Capital Management, Inc. Address: 300 South Wacker Drive, Suite 2880 Chicago, Illinois 60606 Form 13F File Number: 028-10646 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Robert A. Laatz Title: Secretary Phone: (312) 669-1650 Signature, Place, and Date of Signing: /s/ Robert A. Laatz Chicago, Illinois October 7, 2009 - -------------------------------------------------------------------------------- Robert A. Laatz Date Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------------------- Form 13F Information Table Entry Total: 275 ---------------------- Form 13F Information Table Value Total: $379,517 ---------------------- (thousands) List of Other Included Managers: NONE Page 1 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ 8x8, Inc. COM 282914100 348 395,000 SH SOLE 395,000 - ------------------------------------------------------------------------------------------------------------------------------------ A T & T COM 00206r102 473 17,521 SH SOLE 17,521 - ------------------------------------------------------------------------------------------------------------------------------------ Abbott Laboratories COM 002824100 573 11,575 SH SOLE 11,575 - ------------------------------------------------------------------------------------------------------------------------------------ Aceto Corporation COM 004446100 2,463 372,086 SH SOLE 372,086 - ------------------------------------------------------------------------------------------------------------------------------------ Acorn Factor Inc. COM 004848107 764 140,000 SH SOLE 140,000 - ------------------------------------------------------------------------------------------------------------------------------------ Actel Corporation COM 004934105 3,661 300,800 SH SOLE 300,800 - ------------------------------------------------------------------------------------------------------------------------------------ ADDvantage Technologies Group, COM 006743306 698 303,675 SH SOLE 303,675 - ------------------------------------------------------------------------------------------------------------------------------------ AdvanSource Biomaterials Corp. COM 00767t109 320 1,065,500 SH SOLE 1,065,500 - ------------------------------------------------------------------------------------------------------------------------------------ AEP Industries COM 001031103 2,937 73,600 SH SOLE 73,600 - ------------------------------------------------------------------------------------------------------------------------------------ AeroCentury Corp. COM 007737109 953 47,900 SH SOLE 47,900 - ------------------------------------------------------------------------------------------------------------------------------------ Alamo Group Inc COM 011311107 343 21,712 SH SOLE 21,712 - ------------------------------------------------------------------------------------------------------------------------------------ Albany Molecular Research COM 012423109 398 46,000 SH SOLE 46,000 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Healthcare Internationa COM 01923a109 282 100,811 SH SOLE 100,811 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Healthcare Products, Inc. COM 019222108 1,860 395,824 SH SOLE 395,824 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Motion Technologies, Inc. COM 019330109 459 184,929 SH SOLE 184,929 - ------------------------------------------------------------------------------------------------------------------------------------ Allied Nevada Gold Corp COM 019344100 2,806 286,653 SH SOLE 286,653 - ------------------------------------------------------------------------------------------------------------------------------------ Allis-Chalmers Energy Inc. COM 019645506 2,447 561,200 SH SOLE 561,200 - ------------------------------------------------------------------------------------------------------------------------------------ American Bio Medica Corp. COM 024600108 87 578,000 SH SOLE 578,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Medical Alert Corp. COM 027904101 342 58,000 SH SOLE 58,000 - ------------------------------------------------------------------------------------------------------------------------------------ American Software, Inc. COM 029683109 4,543 695,704 SH SOLE 695,704 - ------------------------------------------------------------------------------------------------------------------------------------ American Technology Corp. COM 030145205 492 278,000 SH SOLE 278,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 2 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Amgen COM 031162100 314 5,212 SH SOLE 5,212 - ------------------------------------------------------------------------------------------------------------------------------------ Anadigics, Inc. COM 032515108 1,884 400,000 SH SOLE 400,000 - ------------------------------------------------------------------------------------------------------------------------------------ Apache Corp. COM 037411105 360 3,922 SH SOLE 3,922 - ------------------------------------------------------------------------------------------------------------------------------------ ARI Network Services Inc. COM 001930205 238 265,000 SH SOLE 265,000 - ------------------------------------------------------------------------------------------------------------------------------------ Armanino Foods of Distinction COM 042166801 148 322,000 SH SOLE 322,000 - ------------------------------------------------------------------------------------------------------------------------------------ Astrata Group Inc. COM 04634r106 4 360,000 SH SOLE 360,000 - ------------------------------------------------------------------------------------------------------------------------------------ Astrata Group Warrants 0 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ Astro-Med Inc. COM 04638f108 2,132 310,335 SH SOLE 310,335 - ------------------------------------------------------------------------------------------------------------------------------------ ATC Technology COM 00211w104 1,345 68,045 SH SOLE 68,045 - ------------------------------------------------------------------------------------------------------------------------------------ AXT Inc. COM 00246W103 672 350,000 SH SOLE 350,000 - ------------------------------------------------------------------------------------------------------------------------------------ Baker Michael Corporation COM 057149106 4,404 121,200 SH SOLE 121,200 - ------------------------------------------------------------------------------------------------------------------------------------ Baldwin Technology Co. Inc. COM 058264102 435 235,000 SH SOLE 235,000 - ------------------------------------------------------------------------------------------------------------------------------------ Ballantyne of Omaha Inc. COM 058516105 671 193,300 SH SOLE 193,300 - ------------------------------------------------------------------------------------------------------------------------------------ Bank America New COM 060505104 174 10,275 SH SOLE 10,275 - ------------------------------------------------------------------------------------------------------------------------------------ Barrett Business Services, Inc. COM 068463108 3,001 283,672 SH SOLE 283,672 - ------------------------------------------------------------------------------------------------------------------------------------ Bioclinica, Inc. COM 09071b100 516 125,800 SH SOLE 125,800 - ------------------------------------------------------------------------------------------------------------------------------------ BioScrip Inc. COM 09069n108 6,058 896,100 SH SOLE 896,100 - ------------------------------------------------------------------------------------------------------------------------------------ Birner Dental Management Service COM 091283200 662 43,700 SH SOLE 43,700 - ------------------------------------------------------------------------------------------------------------------------------------ Bofi Holding Inc. COM 05566u108 619 73,500 SH SOLE 73,500 - ------------------------------------------------------------------------------------------------------------------------------------ Boots & Coots Intl Well Contro COM 099469504 523 325,000 SH SOLE 325,000 - ------------------------------------------------------------------------------------------------------------------------------------ Boston Private Financial Holdi COM 101119105 1,941 300,000 SH SOLE 300,000 - ------------------------------------------------------------------------------------------------------------------------------------ BP PLC F Sponsored ADR 055622104 569 10,688 SH SOLE 10,688 - ------------------------------------------------------------------------------------------------------------------------------------
Page 3 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ BrandPartners Group, Inc. COM 10531R107 112 1,600,654 SH SOLE 1,600,654 - ------------------------------------------------------------------------------------------------------------------------------------ Brigham Exploration Company COM 109178103 3,380 372,300 SH SOLE 372,300 - ------------------------------------------------------------------------------------------------------------------------------------ BSquare Corporation COM 11776u300 518 199,256 SH SOLE 199,256 - ------------------------------------------------------------------------------------------------------------------------------------ California Micro Devices Corp COM 130439102 642 199,300 SH SOLE 199,300 - ------------------------------------------------------------------------------------------------------------------------------------ Cal-Maine Foods Inc COM 128030202 2,677 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Carriage Services, Inc. COM 143905107 583 149,500 SH SOLE 149,500 - ------------------------------------------------------------------------------------------------------------------------------------ Castle A M & Co COM 148411101 1,669 167,900 SH SOLE 167,900 - ------------------------------------------------------------------------------------------------------------------------------------ CE Franklin Ltd. COM 125151100 3,858 559,200 SH SOLE 559,200 - ------------------------------------------------------------------------------------------------------------------------------------ Century Casinos, Inc. COM 156492100 2,159 744,622 SH SOLE 744,622 - ------------------------------------------------------------------------------------------------------------------------------------ Charles & Colvard Ltd. COM 159765106 294 515,000 SH SOLE 515,000 - ------------------------------------------------------------------------------------------------------------------------------------ Charles Schwab Inc COM 808513105 302 15,775 SH SOLE 15,775 - ------------------------------------------------------------------------------------------------------------------------------------ CHINA 3C GROUP 169362100 1,310 2,338,010 SH SOLE 2,338,010 - ------------------------------------------------------------------------------------------------------------------------------------ China Solar and Clean Energy 16943e105 62 131,046 SH SOLE 131,046 - ------------------------------------------------------------------------------------------------------------------------------------ Cisco Systems, Inc. COM 17275R102 451 19,145 SH SOLE 19,145 - ------------------------------------------------------------------------------------------------------------------------------------ Clearpoint Business Resources COM 185061108 1 12,000 SH SOLE 12,000 - ------------------------------------------------------------------------------------------------------------------------------------ Cogo Group COM 192448108 1,864 304,600 SH SOLE 304,600 - ------------------------------------------------------------------------------------------------------------------------------------ Colgate-Palmolive COM 194162103 399 5,235 SH SOLE 5,235 - ------------------------------------------------------------------------------------------------------------------------------------ Columbus McKinnon Corp COM 199333105 2,213 146,100 SH SOLE 146,100 - ------------------------------------------------------------------------------------------------------------------------------------ Comfort Systems USA, Inc. COM 199908104 3,851 332,300 SH SOLE 332,300 - ------------------------------------------------------------------------------------------------------------------------------------ Commonwealth Biotechnologies COM 202739108 184 275,400 SH SOLE 275,400 - ------------------------------------------------------------------------------------------------------------------------------------ Core Molding Technologies, Inc COM 218683100 365 112,000 SH SOLE 112,000 - ------------------------------------------------------------------------------------------------------------------------------------ Corning Inc COM 219350105 219 14,300 SH SOLE 14,300 - ------------------------------------------------------------------------------------------------------------------------------------
Page 4 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Courier Corporation COM 222660102 525 34,634 SH SOLE 34,634 - ------------------------------------------------------------------------------------------------------------------------------------ Covenant Transportation Group COM 22284p105 712 145,000 SH SOLE 145,000 - ------------------------------------------------------------------------------------------------------------------------------------ CPI Aerostructures, Inc. COM 125919308 726 99,500 SH SOLE 99,500 - ------------------------------------------------------------------------------------------------------------------------------------ CRM Holdings LTD COM G2554P103 513 518,500 SH SOLE 518,500 - ------------------------------------------------------------------------------------------------------------------------------------ Cryptologic Limited COM g3159c109 3,223 546,096 SH SOLE 546,096 - ------------------------------------------------------------------------------------------------------------------------------------ CSX Corporation COM 126408103 434 10,375 SH SOLE 10,375 - ------------------------------------------------------------------------------------------------------------------------------------ CTI Group Holdings Inc COM 126431105 41 431,740 SH SOLE 431,740 - ------------------------------------------------------------------------------------------------------------------------------------ Cutera, Inc. COM 232109108 1,003 115,900 SH SOLE 115,900 - ------------------------------------------------------------------------------------------------------------------------------------ CyberOptics Corporation COM 232517102 2,201 327,015 SH SOLE 327,015 - ------------------------------------------------------------------------------------------------------------------------------------ Cybex International Inc COM 23252e106 306 201,000 SH SOLE 201,000 - ------------------------------------------------------------------------------------------------------------------------------------ Digi International Inc. COM 253798102 881 103,400 SH SOLE 103,400 - ------------------------------------------------------------------------------------------------------------------------------------ Disney COM 254687106 236 8,600 SH SOLE 8,600 - ------------------------------------------------------------------------------------------------------------------------------------ Electric & Gas Technology Inc COM 284853306 1 192,307 SH SOLE 192,307 - ------------------------------------------------------------------------------------------------------------------------------------ Emerson Radio Corp. COM 291087203 886 692,300 SH SOLE 692,300 - ------------------------------------------------------------------------------------------------------------------------------------ Enterprise Products Partners COM 293792107 204 7,200 SH SOLE 7,200 - ------------------------------------------------------------------------------------------------------------------------------------ Envoy Capital Group Inc COM 29413B105 249 187,000 SH SOLE 187,000 - ------------------------------------------------------------------------------------------------------------------------------------ Espey Manufacturing & Electron COM 296650104 656 37,000 SH SOLE 37,000 - ------------------------------------------------------------------------------------------------------------------------------------ Evolving Systems, Inc. COM 30049R100 1,053 151,475 SH SOLE 151,475 - ------------------------------------------------------------------------------------------------------------------------------------ Exponent, Inc. COM 30214U102 2,752 97,700 SH SOLE 97,700 - ------------------------------------------------------------------------------------------------------------------------------------ Far East Energy Corp COM 307325100 247 449,479 SH SOLE 449,479 - ------------------------------------------------------------------------------------------------------------------------------------ Fedex Corporation COM 31428X106 411 5,460 SH SOLE 5,460 - ------------------------------------------------------------------------------------------------------------------------------------ Five Star Quality Care Inc. COM 33832d106 1,647 450,000 SH SOLE 450,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 5 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Flamel Technologies S.A. Sponsored ADR 338488109 442 50,500 SH SOLE 50,500 - ------------------------------------------------------------------------------------------------------------------------------------ Flanders Corporation COM 338494107 4,414 855,500 SH SOLE 855,500 - ------------------------------------------------------------------------------------------------------------------------------------ Flexible Solutions Internation COM 33938t104 277 220,000 SH SOLE 220,000 - ------------------------------------------------------------------------------------------------------------------------------------ Flexsteel Industries, Inc. COM 339382103 2,857 340,108 SH SOLE 340,108 - ------------------------------------------------------------------------------------------------------------------------------------ Force Protection Inc. COM 345203202 1,367 250,350 SH SOLE 250,350 - ------------------------------------------------------------------------------------------------------------------------------------ Fortune Industries Inc COM 34963x200 126 122,500 SH SOLE 122,500 - ------------------------------------------------------------------------------------------------------------------------------------ Freeseas COM y26496102 330 191,000 SH SOLE 191,000 - ------------------------------------------------------------------------------------------------------------------------------------ Frequency Electronics Inc COM 358010106 217 46,900 SH SOLE 46,900 - ------------------------------------------------------------------------------------------------------------------------------------ Friedman Industries COM 358435105 153 25,500 SH SOLE 25,500 - ------------------------------------------------------------------------------------------------------------------------------------ Fronteer Development Group Inc COM 35903q106 2,627 613,900 SH SOLE 613,900 - ------------------------------------------------------------------------------------------------------------------------------------ FSI International Inc. COM 302633102 1,160 999,929 SH SOLE 999,929 - ------------------------------------------------------------------------------------------------------------------------------------ Full House Resorts Inc. COM 359678109 480 177,000 SH SOLE 177,000 - ------------------------------------------------------------------------------------------------------------------------------------ Furmanite Corp COM 361086101 1,336 310,000 SH SOLE 310,000 - ------------------------------------------------------------------------------------------------------------------------------------ Furniture Brands International COM 360921100 4,327 782,500 SH SOLE 782,500 - ------------------------------------------------------------------------------------------------------------------------------------ Gasco Energy Inc COM 367220100 608 1,240,700 SH SOLE 1,240,700 - ------------------------------------------------------------------------------------------------------------------------------------ General Mills, Inc. COM 370334104 397 6,170 SH SOLE 6,170 - ------------------------------------------------------------------------------------------------------------------------------------ Gilat Satellite Networks Ltd. SHS NEW M51474118 1,937 460,000 SH SOLE 460,000 - ------------------------------------------------------------------------------------------------------------------------------------ Global Med Technologies Inc COM 37935e101 450 500,000 SH SOLE 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Globecomm Systems Inc. COM 37956X103 3,279 451,100 SH SOLE 451,100 - ------------------------------------------------------------------------------------------------------------------------------------ Golden Odyssey Mining Inc 38113r104 150 1,005,000 SH SOLE 1,005,000 - ------------------------------------------------------------------------------------------------------------------------------------ GP Strategies Corp COM 36225V104 3,735 498,600 SH SOLE 498,600 - ------------------------------------------------------------------------------------------------------------------------------------ Grupo TMM, S.A. SP ADR A SHS 40051D303 1,478 377,920 SH SOLE 377,920 - ------------------------------------------------------------------------------------------------------------------------------------
Page 6 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ GSI Group, Inc. COM 36229U102 313 417,896 SH SOLE 417,896 - ------------------------------------------------------------------------------------------------------------------------------------ GTSI Corp COM 36238k103 596 75,000 SH SOLE 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ Gulfmark Offshore, Inc. COM 402629109 1,964 60,000 SH SOLE 60,000 - ------------------------------------------------------------------------------------------------------------------------------------ Gulfport Energy Corporation COM 402635304 4,152 475,100 SH SOLE 475,100 - ------------------------------------------------------------------------------------------------------------------------------------ Hallador Petroleum COM 406092304 640 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Harmonic, Inc. COM 413160102 3,373 505,000 SH SOLE 505,000 - ------------------------------------------------------------------------------------------------------------------------------------ Hastings Entertainment COM 418365102 461 108,195 SH SOLE 108,195 - ------------------------------------------------------------------------------------------------------------------------------------ Hauppauge Digital, Inc. COM 419131107 366 315,700 SH SOLE 315,700 - ------------------------------------------------------------------------------------------------------------------------------------ Health Fitness Corporation COM 42217v201 456 81,500 SH SOLE 81,500 - ------------------------------------------------------------------------------------------------------------------------------------ Health Grades, Inc. COM 42218q102 6,301 1,272,846 SH SOLE 1,272,846 - ------------------------------------------------------------------------------------------------------------------------------------ HealthTronics Inc COM 42222l107 2,462 1,000,719 SH SOLE 1,000,719 - ------------------------------------------------------------------------------------------------------------------------------------ HearUSA Inc COM 422360305 620 500,000 SH SOLE 500,000 - ------------------------------------------------------------------------------------------------------------------------------------ Hennessy Advisors Inc COM 425885100 282 88,500 SH SOLE 88,500 - ------------------------------------------------------------------------------------------------------------------------------------ Hill International, Inc COM 431466101 2,334 328,800 SH SOLE 328,800 - ------------------------------------------------------------------------------------------------------------------------------------ Home Diagnostics Inc COM 437080104 3,162 467,800 SH SOLE 467,800 - ------------------------------------------------------------------------------------------------------------------------------------ Hooper Holmes Inc COM 439104100 2,833 2,920,500 SH SOLE 2,920,500 - ------------------------------------------------------------------------------------------------------------------------------------ Hurco Companies, Inc. COM 447324104 222 13,000 SH SOLE 13,000 - ------------------------------------------------------------------------------------------------------------------------------------ IA Global Inc. COM 44920e104 143 2,700,000 SH SOLE 2,700,000 - ------------------------------------------------------------------------------------------------------------------------------------ ICT Group, Inc. COM 44929Y101 3,644 347,012 SH SOLE 347,012 - ------------------------------------------------------------------------------------------------------------------------------------ Imax Corp COM 45245e109 2,911 309,300 SH SOLE 309,300 - ------------------------------------------------------------------------------------------------------------------------------------ Innodata Isogen Inc COM 457642205 874 110,000 SH SOLE 110,000 - ------------------------------------------------------------------------------------------------------------------------------------ International Absorbents Inc. COM 45885E203 490 140,000 SH SOLE 140,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 7 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ International Business Machine COM 459200101 541 4,525 SH SOLE 4,525 - ------------------------------------------------------------------------------------------------------------------------------------ iPass Inc. COM 46261v108 816 591,300 SH SOLE 591,300 - ------------------------------------------------------------------------------------------------------------------------------------ Iridex Corp COM 462684101 303 126,203 SH SOLE 126,203 - ------------------------------------------------------------------------------------------------------------------------------------ Isoray Inc COM 46489v104 230 209,000 SH SOLE 209,000 - ------------------------------------------------------------------------------------------------------------------------------------ Iteris Inc COM 46564t107 546 373,700 SH SOLE 373,700 - ------------------------------------------------------------------------------------------------------------------------------------ J P Morgan Chase & Co COM 46625H100 273 6,221 SH SOLE 6,221 - ------------------------------------------------------------------------------------------------------------------------------------ John B Sanfilippo & Son Inc COM 800422107 4,179 359,598 SH SOLE 359,598 - ------------------------------------------------------------------------------------------------------------------------------------ Johnson & Johnson COM 478160104 391 6,420 SH SOLE 6,420 - ------------------------------------------------------------------------------------------------------------------------------------ Kimball International Inc. COM 494274103 3,416 447,737 SH SOLE 447,737 - ------------------------------------------------------------------------------------------------------------------------------------ KMG Chemicals Inc COM 482564101 2,418 218,000 SH SOLE 218,000 - ------------------------------------------------------------------------------------------------------------------------------------ Kratos Defense & Security Solu COM 50077b108 577 66,000 SH SOLE 66,000 - ------------------------------------------------------------------------------------------------------------------------------------ KSW Inc COM 48268r106 639 166,000 SH SOLE 166,000 - ------------------------------------------------------------------------------------------------------------------------------------ LMI Aerospace, Inc. COM 502079106 201 20,000 SH SOLE 20,000 - ------------------------------------------------------------------------------------------------------------------------------------ Magellan Petroleum Corp COM 559091301 441 315,000 SH SOLE 315,000 - ------------------------------------------------------------------------------------------------------------------------------------ Magnetek Inc COM 559424106 552 354,000 SH SOLE 354,000 - ------------------------------------------------------------------------------------------------------------------------------------ Magnum Hunter Resources COM 55973B102 395 337,500 SH SOLE 337,500 - ------------------------------------------------------------------------------------------------------------------------------------ Man Sang International SHS g5808f102 326 128,400 SH SOLE 128,400 - ------------------------------------------------------------------------------------------------------------------------------------ Management Network Group, Inc. COM 561693102 1,102 1,722,200 SH SOLE 1,722,200 - ------------------------------------------------------------------------------------------------------------------------------------ Manitex COM 563420108 975 415,020 SH SOLE 415,020 - ------------------------------------------------------------------------------------------------------------------------------------ Matrix Service Co. COM 576853105 2,803 257,911 SH SOLE 257,911 - ------------------------------------------------------------------------------------------------------------------------------------ Measurement Specialties Inc. COM 583421102 672 65,800 SH SOLE 65,800 - ------------------------------------------------------------------------------------------------------------------------------------ Meridian Resource Corp. (TMR) COM 58977q109 512 1,250,000 SH SOLE 1,250,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 8 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Metalico Inc COM 591176102 152 36,400 SH SOLE 36,400 - ------------------------------------------------------------------------------------------------------------------------------------ Methode Electronics Inc. COM 591520200 2,194 253,000 SH SOLE 253,000 - ------------------------------------------------------------------------------------------------------------------------------------ MFRI, Inc. COM 552721102 2,057 286,500 SH SOLE 286,500 - ------------------------------------------------------------------------------------------------------------------------------------ Micronetics, Inc. COM 595125105 124 36,000 SH SOLE 36,000 - ------------------------------------------------------------------------------------------------------------------------------------ Microsoft Corp COM 594918104 289 11,246 SH SOLE 11,246 - ------------------------------------------------------------------------------------------------------------------------------------ Midas Inc COM 595626102 2,371 252,200 SH SOLE 252,200 - ------------------------------------------------------------------------------------------------------------------------------------ Middleby Corporation COM 596278101 1,881 34,200 SH SOLE 34,200 - ------------------------------------------------------------------------------------------------------------------------------------ Minnesota Mining & Manufacturing COM 604059105 551 7,465 SH SOLE 7,465 - ------------------------------------------------------------------------------------------------------------------------------------ Mitcham Industries, Inc. COM 606501104 2,832 456,845 SH SOLE 456,845 - ------------------------------------------------------------------------------------------------------------------------------------ Monmouth Real Estate Investment COM 609720107 2,367 340,100 SH SOLE 340,100 - ------------------------------------------------------------------------------------------------------------------------------------ Monterey Gourmet Foods Inc COM 612570101 796 396,000 SH SOLE 396,000 - ------------------------------------------------------------------------------------------------------------------------------------ Motorcar Parts of America, Inc COM 620071100 467 91,167 SH SOLE 91,167 - ------------------------------------------------------------------------------------------------------------------------------------ Nam Tai Electronics, Inc. COM PAR 629865205 1,906 353,000 SH SOLE 353,000 $0.02 - ------------------------------------------------------------------------------------------------------------------------------------ Napco Security Systems Inc COM 630402105 505 380,000 SH SOLE 380,000 - ------------------------------------------------------------------------------------------------------------------------------------ National Dentex Corp. COM 63563H109 1,471 172,800 SH SOLE 172,800 - ------------------------------------------------------------------------------------------------------------------------------------ Network Engines Inc. COM 64121A107 358 322,800 SH SOLE 322,800 - ------------------------------------------------------------------------------------------------------------------------------------ New Dragon Asia Corp. CLASS A 64378H102 229 1,408,500 SH SOLE 1,408,500 - ------------------------------------------------------------------------------------------------------------------------------------ Newpark Resources Inc. COM 651718504 3,443 1,072,443 SH SOLE 1,072,443 - ------------------------------------------------------------------------------------------------------------------------------------ Newtek Business Services Inc COM 652526104 503 825,000 SH SOLE 825,000 - ------------------------------------------------------------------------------------------------------------------------------------ Nicholas Financial, Inc. COM 65373J209 1,632 234,523 SH SOLE 234,523 - ------------------------------------------------------------------------------------------------------------------------------------ Nobility Homes Inc COM 654892108 313 34,800 SH SOLE 34,800 - ------------------------------------------------------------------------------------------------------------------------------------ North American Galvanizing COM 65686y109 4,271 703,666 SH SOLE 703,666 - ------------------------------------------------------------------------------------------------------------------------------------
Page 9 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Northern Technologies Internat COM 665809109 1,564 210,000 SH SOLE 210,000 - ------------------------------------------------------------------------------------------------------------------------------------ Northwest Pipe Company COM 667746101 1,955 58,300 SH SOLE 58,300 - ------------------------------------------------------------------------------------------------------------------------------------ NovaGold Resources Inc. COM 66987E206 2,255 440,500 SH SOLE 440,500 - ------------------------------------------------------------------------------------------------------------------------------------ NovaMed, Inc. COM 66986W108 747 165,000 SH SOLE 165,000 - ------------------------------------------------------------------------------------------------------------------------------------ OI Corporation COM 670841105 350 48,000 SH SOLE 48,000 - ------------------------------------------------------------------------------------------------------------------------------------ Omega Protein Corp. COM 68210p107 3,274 675,114 SH SOLE 675,114 - ------------------------------------------------------------------------------------------------------------------------------------ Omnova Solutions, Inc. COM 682129101 2,363 364,707 SH SOLE 364,707 - ------------------------------------------------------------------------------------------------------------------------------------ Ophthalmic Imaging Systems Inc COM 683737209 355 710,000 SH SOLE 710,000 - ------------------------------------------------------------------------------------------------------------------------------------ Oplink Communications Inc COM 68375q403 3,659 252,000 SH SOLE 252,000 - ------------------------------------------------------------------------------------------------------------------------------------ OSI Geospacial, Inc. 67103t101 89 470,000 SH SOLE 470,000 - ------------------------------------------------------------------------------------------------------------------------------------ Overhill Farms Inc COM 690212105 454 75,000 SH SOLE 75,000 - ------------------------------------------------------------------------------------------------------------------------------------ Oyo Geospace Corporation COM 671074102 3,100 120,000 SH SOLE 120,000 - ------------------------------------------------------------------------------------------------------------------------------------ Pacific Premier Bank Corp COM 69478x105 381 88,500 SH SOLE 88,500 - ------------------------------------------------------------------------------------------------------------------------------------ PC Mall, Inc. COM 69323K100 2,686 391,512 SH SOLE 391,512 - ------------------------------------------------------------------------------------------------------------------------------------ PCTEL Inc COM 69325q105 2,659 425,415 SH SOLE 425,415 - ------------------------------------------------------------------------------------------------------------------------------------ PDG Environmental, Inc. COM 693283103 50 553,000 SH SOLE 553,000 - ------------------------------------------------------------------------------------------------------------------------------------ Penford Corporation COM 707051108 2,388 333,100 SH SOLE 333,100 - ------------------------------------------------------------------------------------------------------------------------------------ Penn Treaty American Corp COM 707874400 249 1,080,500 SH SOLE 1,080,500 - ------------------------------------------------------------------------------------------------------------------------------------ Pepsico COM 713448108 538 9,177 SH SOLE 9,177 - ------------------------------------------------------------------------------------------------------------------------------------ Perceptron, Inc. COM 71361F100 623 143,000 SH SOLE 143,000 - ------------------------------------------------------------------------------------------------------------------------------------ Perma-Fix Environmental Service COM 714157104 4,412 1,885,500 SH SOLE 1,885,500 - ------------------------------------------------------------------------------------------------------------------------------------ Permian Basin Royalty Trust COM 714236106 128 10,000 SH SOLE 10,000 - ------------------------------------------------------------------------------------------------------------------------------------
Page 10 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Perry Ellis International, Inc COM 288853104 2,729 170,150 SH SOLE 170,150 - ------------------------------------------------------------------------------------------------------------------------------------ Pfizer COM 717081103 437 26,425 SH SOLE 26,425 - ------------------------------------------------------------------------------------------------------------------------------------ PHC Inc. CLASS A 693315103 366 300,000 SH SOLE 300,000 - ------------------------------------------------------------------------------------------------------------------------------------ PHI, Inc. COM 69336t205 3,042 150,000 SH SOLE 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ Polymet Mining Corp COM 731916102 1,671 635,200 SH SOLE 635,200 - ------------------------------------------------------------------------------------------------------------------------------------ PPG Industries Inc. COM 693506107 281 4,833 SH SOLE 4,833 - ------------------------------------------------------------------------------------------------------------------------------------ Proctor & Gamble Co. COM 742718109 405 6,988 SH SOLE 6,988 - ------------------------------------------------------------------------------------------------------------------------------------ Prudential Financial, Inc COM 744320102 279 5,600 SH SOLE 5,600 - ------------------------------------------------------------------------------------------------------------------------------------ Psychemedics Corporation COM 744375205 1,530 246,831 SH SOLE 246,831 - ------------------------------------------------------------------------------------------------------------------------------------ Questar Assessment COM 74837a101 49 122,855 SH SOLE 122,855 - ------------------------------------------------------------------------------------------------------------------------------------ Questcor Pharmaceuticlals COM 74835y101 1,932 350,000 SH SOLE 350,000 - ------------------------------------------------------------------------------------------------------------------------------------ RADVISION Ltd. ORD M81869105 3,470 391,700 SH SOLE 391,700 - ------------------------------------------------------------------------------------------------------------------------------------ Ramtron International Corp. COM 751907304 379 150,000 SH SOLE 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ RCM Technologies COM 749360400 939 419,135 SH SOLE 419,135 - ------------------------------------------------------------------------------------------------------------------------------------ RELM Wireless Corp COM 759525108 298 100,000 SH SOLE 100,000 - ------------------------------------------------------------------------------------------------------------------------------------ Rentrak Corporation COM 760174102 6,542 366,300 SH SOLE 366,300 - ------------------------------------------------------------------------------------------------------------------------------------ RF Monolithics, Inc. COM 74955F106 203 267,400 SH SOLE 267,400 - ------------------------------------------------------------------------------------------------------------------------------------ Rimage Corp. COM 766721104 4,396 257,250 SH SOLE 257,250 - ------------------------------------------------------------------------------------------------------------------------------------ Rockwell Medical Technologies COM 774374102 155 19,900 SH SOLE 19,900 - ------------------------------------------------------------------------------------------------------------------------------------ Rudolph Technologies Inc COM 781270103 1,975 266,860 SH SOLE 266,860 - ------------------------------------------------------------------------------------------------------------------------------------ Rush Enterprises, Inc. CLASS B 781846308 1,691 154,127 SH SOLE 154,127 - ------------------------------------------------------------------------------------------------------------------------------------ S & P Depository Receipts UNIT SER 1 78462F103 1,910 18,090 SH SOLE 18,090 - ------------------------------------------------------------------------------------------------------------------------------------
Page 11 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Sanders Morris Harris Group COM 80000Q104 3,276 554,241 SH SOLE 554,241 - ------------------------------------------------------------------------------------------------------------------------------------ Schmitt Industries Inc COM 806870200 273 68,110 SH SOLE 68,110 - ------------------------------------------------------------------------------------------------------------------------------------ SeaChange International Inc COM 811699107 1,166 155,500 SH SOLE 155,500 - ------------------------------------------------------------------------------------------------------------------------------------ Smith Micro Software Inc COM 832154108 4,433 358,686 SH SOLE 358,686 - ------------------------------------------------------------------------------------------------------------------------------------ Socket Mobile Inc COM 83368e200 214 66,006 SH SOLE 66,006 - ------------------------------------------------------------------------------------------------------------------------------------ SORL Auto Parts Inc COM 78461u101 3,657 710,081 SH SOLE 710,081 - ------------------------------------------------------------------------------------------------------------------------------------ Southwest Airlines Co COM 844741108 428 44,596 SH SOLE 44,596 - ------------------------------------------------------------------------------------------------------------------------------------ Sparton Corporation COM 847235108 770 185,600 SH SOLE 185,600 - ------------------------------------------------------------------------------------------------------------------------------------ Spectrum Controls, Inc. COM 847615101 475 56,000 SH SOLE 56,000 - ------------------------------------------------------------------------------------------------------------------------------------ Sport Supply Group Inc COM 84916A104 4,823 473,331 SH SOLE 473,331 - ------------------------------------------------------------------------------------------------------------------------------------ Star Bulk Carriers Corp COM Y8162K105 2,313 664,734 SH SOLE 664,734 - ------------------------------------------------------------------------------------------------------------------------------------ Star Gas Partners LP COM 85512c105 5,587 1,539,200 SH SOLE 1,539,200 - ------------------------------------------------------------------------------------------------------------------------------------ StealthGas Inc SHS y81669106 2,346 373,600 SH SOLE 373,600 - ------------------------------------------------------------------------------------------------------------------------------------ Steinway Musical Instruments COM 858495104 1,206 101,600 SH SOLE 101,600 - ------------------------------------------------------------------------------------------------------------------------------------ Sterling Construction Co Inc COM 859241101 2,722 152,000 SH SOLE 152,000 - ------------------------------------------------------------------------------------------------------------------------------------ Stewart Enterprises, Inc. COM 860370105 1,747 334,000 SH SOLE 334,000 - ------------------------------------------------------------------------------------------------------------------------------------ Stockhouse Inc. COM 861281103 29 840,000 SH SOLE 840,000 - ------------------------------------------------------------------------------------------------------------------------------------ T. Rowe Price Group, Inc. COM 741477103 510 11,150 SH SOLE 11,150 - ------------------------------------------------------------------------------------------------------------------------------------ T-3 Energy Services Inc. COM 87306e107 2,117 107,462 SH SOLE 107,462 - ------------------------------------------------------------------------------------------------------------------------------------ Tandy Brands Accessories COM 875378101 697 204,899 SH SOLE 204,899 - ------------------------------------------------------------------------------------------------------------------------------------ Techwell, Inc. COM 87874d101 1,884 171,600 SH SOLE 171,600 - ------------------------------------------------------------------------------------------------------------------------------------ Tejon Ranch Co. COM 879080109 958 37,288 SH SOLE 37,288 - ------------------------------------------------------------------------------------------------------------------------------------
Page 12 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Tengasco Inc. COM 88033r205 11 22,267 SH SOLE 22,267 - ------------------------------------------------------------------------------------------------------------------------------------ Tesco Corporation COM 88157K101 706 88,500 SH SOLE 88,500 - ------------------------------------------------------------------------------------------------------------------------------------ TGC Industries, Inc. COM 872417308 2,600 536,073 SH SOLE 536,073 - ------------------------------------------------------------------------------------------------------------------------------------ Tier Technologies Inc COM 88650q100 2,435 287,100 SH SOLE 287,100 - ------------------------------------------------------------------------------------------------------------------------------------ TOR Minerals International COM 890878101 120 244,400 SH SOLE 244,400 - ------------------------------------------------------------------------------------------------------------------------------------ TradeStation Group, Inc. COM 89267P105 2,135 262,000 SH SOLE 262,000 - ------------------------------------------------------------------------------------------------------------------------------------ Transcend Services, Inc. COM 893929208 524 30,000 SH SOLE 30,000 - ------------------------------------------------------------------------------------------------------------------------------------ TransGlobe Energy Corporation COM 893662106 1,644 460,600 SH SOLE 460,600 - ------------------------------------------------------------------------------------------------------------------------------------ Turbosonic Technologies, Inc. COM 900010109 698 573,000 SH SOLE 573,000 - ------------------------------------------------------------------------------------------------------------------------------------ Union Drilling Inc COM 90653p105 3,697 483,900 SH SOLE 483,900 - ------------------------------------------------------------------------------------------------------------------------------------ Universal Electronics, Inc. COM 913483103 3,354 164,250 SH SOLE 164,250 - ------------------------------------------------------------------------------------------------------------------------------------ Universal Power Corp COM 913788105 509 213,700 SH SOLE 213,700 - ------------------------------------------------------------------------------------------------------------------------------------ Universal Stainless & Alloy COM 913837100 292 16,000 SH SOLE 16,000 - ------------------------------------------------------------------------------------------------------------------------------------ US Home Systems Inc COM 90335c100 566 221,650 SH SOLE 221,650 - ------------------------------------------------------------------------------------------------------------------------------------ USA Truck, Inc. COM 902925106 2,184 172,000 SH SOLE 172,000 - ------------------------------------------------------------------------------------------------------------------------------------ Vaalco Energy, Inc COM 91851C201 2,708 588,700 SH SOLE 588,700 - ------------------------------------------------------------------------------------------------------------------------------------ Vasco Data Security Internatio COM 92230y104 1,336 180,100 SH SOLE 180,100 - ------------------------------------------------------------------------------------------------------------------------------------ Versant Corp COM 925284309 599 33,527 SH SOLE 33,527 - ------------------------------------------------------------------------------------------------------------------------------------ Versar COM 925297103 2,399 493,700 SH SOLE 493,700 - ------------------------------------------------------------------------------------------------------------------------------------ Virtual Radiologic Corporation COM 92826b104 3,588 275,400 SH SOLE 275,400 - ------------------------------------------------------------------------------------------------------------------------------------ Virtus Investment Partners COM 92828q109 343 22,000 SH SOLE 22,000 - ------------------------------------------------------------------------------------------------------------------------------------ Virtusa Corporation COM 92827p102 1,046 110,204 SH SOLE 110,204 - ------------------------------------------------------------------------------------------------------------------------------------
Page 13 of 13 09/30/2009 FORM 13F INFORMATION TABLE Name of Reporting Manager: Perritt Capital Management, Inc.
Column 1: Column 2: Column 3: Column 4: Column 5: Column 6: Column 7: Column 8: - ------------------------------------------------------------------------------------------------------------------------------------ Title Market of CUSIP Value Shares or Other Name of Issuer Class Number (x$1,000) Principal Amount Investment Discretion Managers Voting Authority - ------------------------------------------------------------------------------------------------------------------------------------ SH/ Put/ Shared- Shared- PRN Call Sole Defined Other Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ Vista Gold Corp. New COM 927926303 531 223,000 SH SOLE 223,000 - ------------------------------------------------------------------------------------------------------------------------------------ Vitran Corporation Inc. COM 92850E107 1,262 139,870 SH SOLE 139,870 - ------------------------------------------------------------------------------------------------------------------------------------ Vivus Inc COM 928551100 2,605 250,000 SH SOLE 250,000 - ------------------------------------------------------------------------------------------------------------------------------------ White Electronic Designs Corp COM 963801105 956 207,000 SH SOLE 207,000 - ------------------------------------------------------------------------------------------------------------------------------------ Willamette Valley Vineyards COM 969136100 380 91,500 SH SOLE 91,500 - ------------------------------------------------------------------------------------------------------------------------------------ Willbros Group, Inc. COM 969199108 2,284 150,000 SH SOLE 150,000 - ------------------------------------------------------------------------------------------------------------------------------------ Williams Controls Inc COM 969465103 548 61,000 SH SOLE 61,000 - ------------------------------------------------------------------------------------------------------------------------------------ Wonder Auto Technology Inc COM 978166106 672 56,000 SH SOLE 56,000 - ------------------------------------------------------------------------------------------------------------------------------------ Xeta Technologies COM 983909102 296 112,502 SH SOLE 112,502 - ------------------------------------------------------------------------------------------------------------------------------------ Yum Brands, Inc. COM 895953107 436 12,927 SH SOLE 12,927 - ------------------------------------------------------------------------------------------------------------------------------------ Zareba Systems Inc COM 989131107 352 71,000 SH SOLE 71,000 - ------------------------------------------------------------------------------------------------------------------------------------ Zygo Corp COM 989855101 1,407 207,500 SH SOLE 207,500 - ------------------------------------------------------------------------------------------------------------------------------------ TOTAL 379,517 - ------------------------------------------------------------------------------------------------------------------------------------
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