0001011438-11-000325.txt : 20111114 0001011438-11-000325.hdr.sgml : 20111111 20111114150414 ACCESSION NUMBER: 0001011438-11-000325 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MHR FUND MANAGEMENT LLC CENTRAL INDEX KEY: 0001277742 IRS NUMBER: 133902251 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10786 FILM NUMBER: 111201475 BUSINESS ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-728-5977 MAIL ADDRESS: STREET 1: C/O O'MELVENY & MYERS LLP STREET 2: TIMES SQUARE TOWER, 7 TIMES SQUARE CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SEEMORE ADVISORS LLC DATE OF NAME CHANGE: 20040128 13F-HR 1 form_13f-mhr.txt --------------------------- [ OMB APPROVAL ] [-------------------------] [OMB Number: 3235-0006] [Expires: August 31, 2012] [Estimated average burden ] [hours per response...23.5] --------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: MHR Fund Management LLC Address: c/o Akin, Gump, Strauss, Hauer, & Feld, L.L.P. One Bryant Park New York, NY 10036 Form 13F File Number: 28-10786 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Hal Goldstein Title: Vice President Signature, Place, and Date of Signing: /s/ Hal Goldstein New York, New York November 14, 2011 ------------------ ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ---------- Form 13F Information Table Entry Total: 10 ---------- Form 13F Information Table Value Total: $1,488,974 ---------- (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name ----- ----------------------- ------------- NONE MHR Fund Management LLC Form 13F Information Table Quarter ended September 30, 2011
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 TITLE OF VALUE SHRS or SH/ PUT/ INV/ OTHR VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (x$1000) PRN AMT PRN CALL DISC. MNGRS SOLE SHARED NONE ---------------------------- ------------- --------- ---------- ---------- --- ---- ---- ----- ---------- ------ ---- DYNAVAX TECHNOLOGIES CORP COM 268158102 $ 828 445,000 SH SOLE 445,000 ENSCO PLC SPONSORED ADR 29358Q109 $ 268,096 6,631,128 SH SOLE 6,631,128 KEY ENERGY SVCS INC COM 492914106 $ 161,561 17,024,343 SH SOLE 17,024,343 LEAP WIRELESS INTL INC COM NEW 521863308 $ 162,619 23,533,869 SH SOLE 23,533,869 LIONS GATE ENTMNT CORP COM NEW 535919203 $ 353,707 51,261,899 SH SOLE 51,261,899 LORAL SPACE & COMMUNICATNS INC COM 543881106 $ 407,299 8,129,719 SH SOLE 8,129,719 M & F WORLDWIDE CORP COM 552541104 $ 18,391 746,984 SH SOLE 746,984 METROPCS COMMUNICATIONS INC COM 591708102 $ 111,599 12,820,109 SH SOLE 12,820,109 RAND LOGISTICS INC COM 752182105 $ 2,870 462,196 SH SOLE 462,196 TIM PARTICIPACOES S A SPONSORED ADR 88706P205 $ 2,004 85,068 SH SOLE 85,068 Total Fair Market Value $1,488,974 (in thousands)