-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VMCiwhFwhRzeCvDrbe81kqAkuPxrPuiWe3o3kNt2HVSbTVkuY6oDvwrgR28RnvKC Ii8O7YyEBCNg3n1V1yiT3w== 0001172661-09-001523.txt : 20091116 0001172661-09-001523.hdr.sgml : 20091116 20091116093338 ACCESSION NUMBER: 0001172661-09-001523 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DIKER MANAGEMENT LLC CENTRAL INDEX KEY: 0001276525 IRS NUMBER: 043616914 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10830 FILM NUMBER: 091184006 BUSINESS ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 1409 CITY: NEW YORK STATE: NY ZIP: 10151 BUSINESS PHONE: 2129040321 MAIL ADDRESS: STREET 1: 745 FIFTH AVENUE STREET 2: SUITE 1409 CITY: NEW YORK STATE: NY ZIP: 10151 13F-HR 1 dik3q09.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Diker Management, LLC Address: 745 Fifth Avenue Suite 1409 New York, NY 10151 13F File Number: 28-10830 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Mark N. Diker Title: Managing Manager Phone: (212) 904-0321 Signature, Place, and Date of Signing: /s/ Mark N. Diker New York, NY November 16, 2009 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form13F Information Table Entry Total: 81 Form13F Information Table Value Total: $287,063 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 28-10832 Diker GP, LLC FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 221 3000 SH SOLE 3000 0 0 ACCELRYS INC COM 00430u103 1022 176162 SH DEFINED 1 0 176162 0 ACORDA THERAPEUTICS INC COM 00484m106 2623 112674 SH DEFINED 1 0 112674 0 AKAMAI TECHNOLOGIES INC COM 00971t101 1683 85500 SH DEFINED 1 0 85500 0 ALLOS THERAPEUTICS INC COM 019777101 1822 251363 SH DEFINED 1 0 251363 0 ALLOT COMMUNICATIONS LTD SHS m0854q105 6464 1683311 SH DEFINED 1 168660 1514651 0 AMERICAN DAIRY INC COM 025334103 2167 76502 SH DEFINED 1 0 76502 0 AMERICAN EAGLE OUTFITTERS NE COM 02553E106 435 25800 SH SOLE 25800 0 0 ANADIGICS INC COM 032515108 256 54391 SH DEFINED 1 5919 48472 0 APPLE INC COM 037833100 24183 130470 SH SOLE 130470 0 0 ART TECHNOLOGY GROUP INC COM 04289L107 3822 990123 SH DEFINED 1 104112 886011 0 ARYX THERAPEUTICS INC COM 043387109 567 181189 SH DEFINED 1 0 181189 0 AZZ INC COM 002474104 251 6240 SH SOLE 6240 0 0 BARNES & NOBLE INC COM 067774109 240 10798 SH SOLE 10798 0 0 BIOFORM MEDICAL INC COM 09065g107 621 173406 SH DEFINED 1 0 173406 0 BLOCKBUSTER INC CL A 093679108 1669 1560100 SH DEFINED 1 0 1560100 0 BRUKER CORP COM 116794108 320 29998 SH SOLE 29998 0 0 CAMERON INTERNATIONAL CORP COM 13342b105 691 18260 SH DEFINED 1 0 18260 0 CANTEL MEDICAL CORP COM 138098108 18612 1235850 SH SOLE 1235850 0 0 CARDIOME PHARMA CORP COM NEW 14159u202 1589 366961 SH DEFINED 1 0 366961 0 CARDIONET INC COM 14159l103 290 43100 SH DEFINED 1 0 43100 0 CEPHEID COM 15670r107 3249 245740 SH DEFINED 1 0 245740 0 CERAGON NETWORKS LTD ORD m22013102 11269 1332046 SH DEFINED 1 125677 1206369 0 CHINA DIGITAL TV HLDG CO LTD SPONSORED ADR 16938g107 541 75114 SH DEFINED 1 0 75114 0 CHINA GREEN AGRICULTURE INC COM 16943w105 117 10000 SH DEFINED 1 0 10000 0 CHINA MASS MEDIA CORP SPONS ADR 169418100 216 59887 SH DEFINED 1 0 59887 0 CHINA-BIOTICS INC COM 16937b109 400 25000 SH DEFINED 1 0 25000 0 CISCO SYS INC COM 17275R102 564 23942 SH SOLE 23942 0 0 COMCAST CORP NEW CL A SPL 20030n200 287 17875 SH SOLE 17875 0 0 DATALINK CORP COM 237934104 4533 1259077 SH DEFINED 1 0 1259077 0 DEER CONSUMER PRODS INC COM NEW 24379j200 561 30000 SH DEFINED 1 0 30000 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 1093 80038 SH SOLE 80038 0 0 DITECH NETWORKS INC COM 25500T108 3681 1761178 SH DEFINED 1 191774 1569404 0 ECTEL LTD ORD m29925100 3038 2920731 SH DEFINED 1 230058 2690673 0 ENERGY FOCUS INC COM 29268t102 1424 1453554 SH DEFINED 1 0 1453554 0 FEDEX CORP COM 31428X106 1077 14318 SH SOLE 14318 0 0 FOCUS MEDIA HLDG LTD SPONSORED ADR 34415v109 552 50000 SH DEFINED 1 0 50000 0 G-III APPAREL GROUP LTD COM 36237h101 209 14746 SH DEFINED 1 0 14746 0 GAIAM INC CL A 36268q103 152 21767 SH DEFINED 1 0 21767 0 HARBIN ELECTRIC INC COM 41145w109 1412 83661 SH DEFINED 1 0 83661 0 HARTFORD FINL SVCS GROUP INC COM 416515104 1206 45500 SH SOLE 45500 0 0 HOLLYSYS AUTOMATION TECHNOLO SHS g45667105 446 47000 SH DEFINED 1 0 47000 0 I D SYSTEMS INC COM 449489103 4320 1090972 SH DEFINED 1 115778 975194 0 INCONTACT INC COM 45336E109 11207 3760600 SH DEFINED 1 0 3760600 0 INTERNET CAP GROUP INC COM NEW 46059c205 5629 673328 SH DEFINED 1 0 673328 0 ISHARES TR INDEX RUSSELL 2000 464287655 24096 400000 SH PUT DEFINED 1 0 400000 0 ISIS PHARMACEUTICALS INC COM 464330109 7193 493719 SH DEFINED 1 0 493719 0 JACADA LTD ORD m6184r101 1409 783172 SH DEFINED 1 80886 702286 0 LABORATORY CORP AMER HLDGS COM NEW 50540r409 576 8760 SH DEFINED 1 0 8760 0 LEUCADIA NATL CORP COM 527288104 910 36796 SH SOLE 36796 0 0 LIVEPERSON INC COM 538146101 4086 810736 SH DEFINED 1 78738 731998 0 LUMINEX CORP DEL COM 55027e102 1546 90950 SH DEFINED 1 0 90950 0 MAGAL SECURITY SYS LTD ORD M6786D104 3367 825304 SH DEFINED 1 0 825304 0 MEDICIS PHARMACEUTICAL CORP CL A NEW 584690309 2604 121950 SH DEFINED 1 0 121950 0 MICROSOFT CORP COM 594918104 1319 51288 SH SOLE 51288 0 0 MONRO MUFFLER BRAKE INC COM 610236101 2115 66516 SH SOLE 66516 0 0 NUTRITION 21 INC COM 67069V108 21 138601 SH SOLE 138601 0 0 OCLARO INC COM 67555n107 2463 2239474 SH DEFINED 1 239392 2000082 0 ON TRACK INNOVATION LTD SHS m8791a109 2054 1976588 SH DEFINED 1 178262 1798326 0 ONVIA INC COM NEW 68338T403 4998 821983 SH DEFINED 1 85427 736556 0 ORASURE TECHNOLOGIES INC COM 68554v108 1052 362842 SH DEFINED 1 0 362842 0 PHYSICIANS FORMULA HLDGS INC COM 719427106 6001 2143285 SH DEFINED 1 0 2143285 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 31688 750000 SH PUT DEFINED 1 0 750000 0 PROSHARES TR PSHS ULTSH 20YRS 74347r297 1567 35600 SH DEFINED 1 0 35600 0 RADWARE LTD ORD m81873107 2226 198220 SH DEFINED 1 21584 176636 0 RAINMAKER SYSTEMS COM NEW 750875304 3855 2676955 SH DEFINED 1 177427 2499528 0 RRSAT GLOBAL COMM NTWRK LTD SHS m8183p102 694 53761 SH DEFINED 1 0 53761 0 SABA SOFTWARE INC COM NEW 784932600 13916 3305352 SH DEFINED 1 231337 3074015 0 SCHLUMBERGER LTD COM 806857108 1337 22430 SH DEFINED 1 2000 20430 0 SEQUENOM INC COM NEW 817337405 921 285285 SH DEFINED 1 0 285285 0 SPDR GOLD TRUST GOLD SHS 78463v107 732 7405 SH SOLE 7405 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 3160 62500 SH DEFINED 1 0 62500 0 TUCOWS INC COM 898697107 5738 9407035 SH DEFINED 1 0 9407035 0 UNICA CORP COM 904583101 11581 1519860 SH DEFINED 1 0 1519860 0 UNIFY CORP COM NEW 904743200 1856 692700 SH DEFINED 1 49327 643373 0 VARIAN MED SYS INC COM 92220p105 611 14500 SH DEFINED 1 0 14500 0 VERTRO INC COM 92535g105 1408 3129898 SH DEFINED 1 246494 2883404 0 VIMICRO INTL CORP ADR 92718n109 132 36200 SH DEFINED 1 3941 32259 0 VOLTAIRE LTD ORD SHS m97613109 9741 2085801 SH DEFINED 1 209670 1876131 0 XENOPORT INC COM 98411c100 1970 92774 SH DEFINED 1 0 92774 0 YONGYE INTL INC COM 98607b106 1389 166297 SH DEFINED 1 0 166297 0
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