-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FI/GNdqV1VDWFctCPpI0bjfiEVnBJPQ3+DnfVZZaoJpywe0tA6ZRlCnen/jjBwoe xUhJTOrAt9MSVr6To9lB6Q== 0000950123-09-062786.txt : 20091116 0000950123-09-062786.hdr.sgml : 20091116 20091116115853 ACCESSION NUMBER: 0000950123-09-062786 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CLOUGH CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001276144 IRS NUMBER: 043486480 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10679 FILM NUMBER: 091184800 BUSINESS ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 BUSINESS PHONE: 6172043400 MAIL ADDRESS: STREET 1: ONE POST OFFICE SQUARE STREET 2: 40TH FLOOR CITY: BOSTON STATE: MA ZIP: 02109 13F-HR 1 b77951ae13fvhr.txt FORM 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F Cover Page Report for the Calendar Year or Quarter End: September 30, 2009 If amended report check here: [ ] This Amendment (check only one): [ ] is a restatement [ ] adds new holding entries Clough Capital Partners, L.P. Name of Institutional Investment Manager One Post Office Square, 40th Floor Boston MA 02109 Business Address (Street) (City) (State) (Zip) 13F File Number: 028-10679 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information herein is true, correct and complete, and that it is understood that all required items, statements, schedules, and tables, are considered integral parts of this form. Name, Title and Telephone Number of Person Submitting Report: James E. Canty Chief Financial Officer 617.204.3404 (Name) (Title) (Phone) Signature, Place and Date of Signing: /s/ James E. Canty - ------------------------------------- One Post Office Square Boston, MA 02109 11/16/2009 Report Type: [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Number of Other Included Managers: 3 List of Other Included Managers:
No. Form 13F File Number: Name: - --- --------------------- ---------------------- 1. 028-12502 Charles I. Clough, Jr. 2. 028-12503 James E. Canty 3. 028-12501 Eric A. Brock
Form 13F Information Table Entry Total: 185 Form 13F Information Table Value Total: $2,023,741,844 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F INFORMATION TABLE Clough Capital Partners, L.P. FORM 13F INFORMATION TABLE AS OF DATE: 09/30/09
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8 - ---------------------------- ---------------- --------- -------- ------------------ ------- --------- --------------------- VOTING AUTHORITY VALUE SHARES/ SH/ PUT/ INVSTMT OTHER --------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS* SOLE SHARED NONE - ---------------------------- ---------------- --------- -------- --------- --- ---- ------- --------- --------- ------ ---- ACACIA RESH CORP ACACIA TCH COM 003881307 888 101,900 SH DEFINED 1,2,3 101,900 ACE LTD SHS H0023R105 7,186 124,500 SH DEFINED 1,2,3 124,500 AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 13,618 403,500 SH DEFINED 1,2,3 403,500 AFLAC INC COM 001055102 13,669 318,600 SH DEFINED 1,2,3 318,600 AGNICO EAGLE MINES LTD COM 008474108 4,439 75,300 SH DEFINED 1,2,3 75,300 ALPHA NATURAL RESOURCES INC COM 02076X102 1,474 42,000 SH DEFINED 1,2,3 42,000 AMERICAN ELEC PWR INC COM 025537101 2,216 60,000 SH DEFINED 1,2,3 60,000 ANADARKO PETE CORP COM 032511107 20,674 474,300 SH DEFINED 1,2,3 474,300 ANNALY CAP MGMT INC COM 035710409 37,007 2,467,700 SH DEFINED 1,2,3 2,467,700 ANWORTH MORTGAGE ASSET CP COM 037347101 13,789 1,834,100 SH DEFINED 1,2,3 1,834,100 APOLLO INVT CORP COM 03761U106 33,322 2,143,355 SH DEFINED 1,2,3 2,143,355 APPLE INC COM 037833100 1,038 5,600 SH DEFINED 1,2,3 5,600 ARCH CAP GROUP LTD ORD G0450A105 3,085 45,000 SH DEFINED 1,2,3 45,000 ARES CAP CORP COM 04010L103 17,610 1,323,574 SH DEFINED 1,2,3 1,323,574 ARROW ELECTRS INC COM 042735100 11,275 461,000 SH DEFINED 1,2,3 461,000 ARVINMERITOR INC COM 043353101 4,421 563,219 SH DEFINED 1,2,3 563,219 AVNET INC COM 053807103 7,198 301,900 SH DEFINED 1,2,3 301,900 BABCOCK & BROWN AIR LTD SPONSORED ADR 05614P101 9,191 549,100 SH DEFINED 1,2,3 549,100 BALL CORP COM 058498106 3,813 77,500 SH DEFINED 1,2,3 77,500 BANCO BRADESCO S A SP ADR PFD NEW 059460303 6,940 465,275 SH DEFINED 1,2,3 465,275 BANK OF AMERICA CORPORATION COM 060505104 22,338 1,530,300 SH DEFINED 1,2,3 1,530,300 BANK OF AMERICA CORPORATION COM 060505104 6,937 410,000 CALL DEFINED 1,2,3 410,000 BB&T CORP COM 054937107 409 15,000 CALL DEFINED 1,2,3 15,000 BE AEROSPACE INC COM 073302101 21,684 1,397,320 SH DEFINED 1,2,3 1,397,320 BEST BUY INC COM 086516101 6,135 162,900 SH DEFINED 1,2,3 162,900 BIOMARIN PHARMACEUTICAL INC COM 09061G101 765 42,300 SH DEFINED 1,2,3 42,300 BIOSPHERE MEDICAL INC COM 09066V103 4,812 1,298,496 SH DEFINED 1,2,3 1,298,496 BLACKROCK KELSO CAPITAL CORP COM 092533108 15,497 1,084,913 SH DEFINED 1,2,3 1,084,913 BORGWARNER INC COM 099724106 11,584 401,900 SH DEFINED 1,2,3 401,900 BURLINGTON NORTHN SANTA FE C COM 12189T104 2,719 32,500 SH DEFINED 1,2,3 32,500 CABOT OIL & GAS CORP COM 127097103 3,482 100,900 SH DEFINED 1,2,3 100,900 CAMECO CORP COM 13321L108 10,466 311,500 SH DEFINED 1,2,3 311,500 CAMERON INTERNATIONAL CORP COM 13342B105 13,267 408,100 SH DEFINED 1,2,3 408,100 CAPSTEAD MTG CORP COM NO PAR 14067E506 3,689 312,300 SH DEFINED 1,2,3 312,300 CHESAPEAKE ENERGY CORP COM 165167107 284 10,000 SH DEFINED 1,2,3 10,000 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 12,134 970,137 SH DEFINED 1,2,3 970,137 CHIMERA INVT CORP COM 16934Q109 4,997 1,464,700 SH DEFINED 1,2,3 1,464,700 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 394 6,000 SH DEFINED 1,2,3 6,000 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 437 8,900 SH DEFINED 1,2,3 8,900 CHUNGHWA TELECOM CO LTD SPONS ADR NEW 09 17133Q403 17,150 921,362 SH DEFINED 1,2,3 921,362 CISCO SYS INC COM 17275R102 34,738 1,544,400 SH DEFINED 1,2,3 1,544,400 CITIGROUP INC COM 172967101 42,411 8,982,700 SH DEFINED 1,2,3 8,982,700
CITIGROUP INC COM 172967101 1,984 410,000 CALL DEFINED 1,2,3 410,000 COMCAST CORP NEW CL A SPL 20030N200 510 31,700 SH DEFINED 1,2,3 31,700 CONSOL ENERGY INC COM 20854P109 1,197 26,546 SH DEFINED 1,2,3 26,546 CONTINENTAL RESOURCES INC COM 212015101 4,242 108,300 SH DEFINED 1,2,3 108,300 COOPER TIRE & RUBR CO COM 216831107 4,845 275,700 SH DEFINED 1,2,3 275,700 CORNING INC COM 219350105 262 17,100 SH DEFINED 1,2,3 17,100 CROWN HOLDINGS INC COM 228368106 12,157 486,900 SH DEFINED 1,2,3 486,900 DELL INC COM 24702R101 1,357 88,900 SH DEFINED 1,2,3 88,900 DIAMOND OFFSHORE DRILLING IN COM 25271C102 21,880 240,000 SH DEFINED 1,2,3 240,000 DPL INC COM 233293109 4,701 178,400 SH DEFINED 1,2,3 178,400 DUKE ENERGY CORP NEW COM 26441C105 3,896 220,000 SH DEFINED 1,2,3 220,000 EBAY INC COM 278642103 637 27,000 SH DEFINED 1,2,3 27,000 EL PASO PIPELINE PARTNERS L COM UNIT LPI 283702108 591 34,900 SH DEFINED 1,2,3 34,900 EMPRESAS ICA S A DE CV SPONS ADR NEW 292448206 1,593 168,700 SH DEFINED 1,2,3 168,700 ENTERPRISE PRODS PARTNERS L COM 293792107 1,161 50,000 SH DEFINED 1,2,3 50,000 EQT CORP COM 26884L109 5,265 157,475 SH DEFINED 1,2,3 157,475 EVEREST RE GROUP LTD COM G3223R108 6,630 84,200 SH DEFINED 1,2,3 84,200 FBR CAPITAL MARKETS CORP COM 30247C301 368 62,000 SH DEFINED 1,2,3 62,000 FEDERAL MOGUL CORP COM 313549404 6,074 507,071 SH DEFINED 1,2,3 507,071 FIDELITY NATIONAL FINANCIAL CL A 31620R105 27,226 1,892,257 SH DEFINED 1,2,3 1,892,257 FIRSTENERGY CORP COM 337932107 3,844 55,900 SH DEFINED 1,2,3 55,900 FMC TECHNOLOGIES INC COM 30249U101 6,955 171,428 SH DEFINED 1,2,3 171,428 FORD MTR CO DEL COM PAR $0.01 345370860 21,416 2,939,700 SH DEFINED 1,2,3 2,939,700 FOSTER WHEELER AG COM H27178104 20,566 787,100 SH DEFINED 1,2,3 787,100 GENCORP INC COM 368682100 1,716 320,200 SH DEFINED 1,2,3 320,200 GENERAL CABLE CORP DEL NEW COM 369300108 16,666 761,700 SH DEFINED 1,2,3 761,700 GENWORTH FINL INC COM CL A 37247D106 4,858 406,500 SH DEFINED 1,2,3 406,500 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD 38045R107 1,838 179,000 SH DEFINED 1,2,3 179,000 GOLAR LNG LTD BERMUDA SHS G9456A100 2,333 192,100 SH DEFINED 1,2,3 192,100 GOLDCORP INC NEW COM 380956409 4,016 105,000 SH DEFINED 1,2,3 105,000 GOODYEAR TIRE & RUBR CO COM 382550101 23,025 1,685,000 SH DEFINED 1,2,3 1,685,000 HALLIBURTON CO COM 406216101 6,527 240,700 SH DEFINED 1,2,3 240,700 HATTERAS FINL CORP COM 41902R103 18,568 779,000 SH DEFINED 1,2,3 779,000 HERTZ GLOBAL HOLDINGS INC COM 42805T105 804 74,200 SH DEFINED 1,2,3 74,200 HESS CORP COM 42809H107 3,999 74,900 SH DEFINED 1,2,3 74,900 HEWLETT PACKARD CO COM 428236103 15,694 344,100 SH DEFINED 1,2,3 344,100 HEXCEL CORP NEW COM 428291108 2,663 232,800 SH DEFINED 1,2,3 232,800 HHGREGG INC COM 42833L108 1,016 60,000 SH DEFINED 1,2,3 60,000 HONEYWELL INTL INC COM 438516106 26,135 774,500 SH DEFINED 1,2,3 774,500 HOSPITALITY PPTYS TR COM SH BEN INT 44106M102 1,255 61,600 SH DEFINED 1,2,3 61,600 HOST HOTELS & RESORTS INC COM 44107P104 15,733 1,457,000 SH DEFINED 1,2,3 1,457,000 IAC INTERACTIVECORP COM PAR $.001 44919P508 1,092 54,100 SH DEFINED 1,2,3 54,100 INTEL CORP COM 458140100 12,539 516,232 SH DEFINED 1,2,3 516,232 INTEROIL CORP COM 460951106 16,973 574,162 SH DEFINED 1,2,3 574,162 INTERSIL CORP CL A 46069S109 1,000 65,300 SH DEFINED 1,2,3 65,300 ISHARES INC MSCI BRAZIL 464286400 5,999 167,402 SH DEFINED 1,2,3 167,402 ISHARES TR HIGH YLD CORP 464288513 23,680 301,060 SH DEFINED 1,2,3 301,060 ISHARES TR INDEX FTSE XNHUA IDX 464287184 35,600 870,000 PUT DEFINED 1,2,3 870,000 ISHARES TR INDEX S&P 500 INDEX 464287200 232,558 220,000 PUT DEFINED 1,2,3 220,000 ISHARES TR INDEX S&P LTN AM 40 464287390 2,801 150,000 SH DEFINED 1,2,3 150,000 ISHARES TR INDEX RUSSELL 2000 464287655 20,482 340,000 PUT DEFINED 1,2,3 340,000 ITAU UNIBANCO HLDG SA SPON ADR REP PFD 465562106 9,957 720,568 SH DEFINED 1,2,3 720,568 KBR INC COM 48242W106 15,334 866,350 SH DEFINED 1,2,3 866,350 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1,409 30,000 SH DEFINED 1,2,3 30,000 KINDER MORGAN MANAGEMENT LLC SHS 49455U100 1,048 26,200 SH DEFINED 1,2,3 26,200 KINROSS GOLD CORP COM NO PAR 496902404 4,366 211,000 SH DEFINED 1,2,3 211,000 KNIGHT CAPITAL GROUP INC CL A 499005106 6,512 299,400 SH DEFINED 1,2,3 299,400 KRAFT FOODS INC CL A 50075N104 8,340 240,500 SH DEFINED 1,2,3 240,500
KT CORP SPONSORED ADR 48268K101 547 31,500 SH DEFINED 1,2,3 31,500 LASALLE HOTEL PPTYS COM SH BEN INT 517942108 2,978 151,500 SH DEFINED 1,2,3 151,500 LENDER PROCESSING SVCS INC COM 52602E102 6,120 188,200 SH DEFINED 1,2,3 188,200 LINCOLN NATL CORP IND COM 534187109 22,824 899,600 SH DEFINED 1,2,3 899,600 LOEWS CORP COM 540424108 20,815 824,800 SH DEFINED 1,2,3 824,800 MAGAL SECURITY SYS LTD ORD M6786D104 5,410 777,642 SH DEFINED 1,2,3 777,642 MARKET VECTORS ETF TR BRAZL SMCP ETF 57060U613 257 6,400 SH DEFINED 1,2,3 6,400 MARRIOTT INTL INC NEW CL A 571903202 4,580 179,068 SH DEFINED 1,2,3 179,068 MATRIX SVC CO COM 576853105 1,081 99,126 SH DEFINED 1,2,3 99,126 MCDERMOTT INTL INC COM 580037109 10,644 834,800 SH DEFINED 1,2,3 834,800 METABOLIX INC COM 591018809 258 25,100 SH DEFINED 1,2,3 25,100 MFA FINANCIAL INC COM 55272X102 5,964 859,900 SH DEFINED 1,2,3 859,900 MICROSOFT CORP COM 594918104 35,720 1,540,424 SH DEFINED 1,2,3 1,540,424 MOLECULAR INSIGHT PHARM INC COM 60852M104 6,044 886,600 SH DEFINED 1,2,3 886,600 MONTPELIER RE HOLDINGS LTD SHS G62185106 20,377 1,226,100 SH DEFINED 1,2,3 1,226,100 NATIONAL OILWELL VARCO INC COM 637071101 13,354 334,500 SH DEFINED 1,2,3 334,500 NATIONAL SEMICONDUCTOR CORP COM 637640103 6,455 437,900 SH DEFINED 1,2,3 437,900 NATIONAL SEMICONDUCTOR CORP COM 637640103 214 15,000 CALL DEFINED 1,2,3 15,000 NET SERVICOS DE COMUNICACAO SPONSD ADR NEW 64109T201 10,615 934,877 SH DEFINED 1,2,3 934,877 NEWFIELD EXPL CO COM 651290108 5,042 149,800 SH DEFINED 1,2,3 149,800 NII HLDGS INC CL B NEW 62913F201 4,639 239,800 SH DEFINED 1,2,3 239,800 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 4,541 139,920 SH DEFINED 1,2,3 139,920 NOBLE ENERGY INC COM 655044105 15,933 304,868 SH DEFINED 1,2,3 304,868 NV ENERGY INC COM 67073Y106 1,993 200,000 SH DEFINED 1,2,3 200,000 OCCIDENTAL PETE CORP DEL COM 674599105 29,417 452,300 SH DEFINED 1,2,3 452,300 OCEANEERING INTL INC COM 675232102 9,809 197,400 SH DEFINED 1,2,3 197,400 OIL SVC HOLDRS TR DEPOSTRY RCPT 678002106 14,784 125,900 PUT DEFINED 1,2,3 125,900 ON SEMICONDUCTOR CORP COM 682189105 2,363 286,400 SH DEFINED 1,2,3 286,400 ORACLE CORP COM 68389X105 19,690 946,400 SH DEFINED 1,2,3 946,400 ORIENT-EXPRESS HOTELS LTD CL A G67743107 3,952 343,331 SH DEFINED 1,2,3 343,331 PARTNERRE LTD COM G6852T105 11,839 166,000 SH DEFINED 1,2,3 166,000 PENN NATL GAMING INC COM 707569109 526 19,000 SH DEFINED 1,2,3 19,000 PENNANTPARK INVT CORP COM 708062104 19,850 1,600,691 SH DEFINED 1,2,3 1,600,691 PETROHAWK ENERGY CORP COM 716495106 16,102 746,000 SH DEFINED 1,2,3 746,000 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 9,390 349,500 SH DEFINED 1,2,3 349,500 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 7,979 247,900 SH DEFINED 1,2,3 247,900 PG&E CORP COM 69331C108 2,908 75,000 SH DEFINED 1,2,3 75,000 PIKE ELEC CORP COM 721283109 1,769 147,700 SH DEFINED 1,2,3 147,700 PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN 726503105 5,892 159,700 SH DEFINED 1,2,3 159,700 PLAINS EXPL& PRODTN CO COM 726505100 11,101 429,500 SH DEFINED 1,2,3 429,500 PNC FINL SVCS GROUP INC COM 693475105 24,742 558,800 SH DEFINED 1,2,3 558,800 PROTECTIVE LIFE CORP COM 743674103 2,448 114,300 SH DEFINED 1,2,3 114,300 QUALCOMM INC COM 747525103 23,330 623,000 SH DEFINED 1,2,3 623,000 QUANTA SVCS INC COM 74762E102 29,927 1,542,600 SH DEFINED 1,2,3 1,542,600 RADVISION LTD ORD M81869105 19,239 1,248,773 SH DEFINED 1,2,3 1,248,773
RANGE RES CORP COM 75281A109 5,288 129,800 SH DEFINED 1,2,3 129,800 REGIONS FINANCIAL CORP NEW COM 7591EP100 5,546 865,100 SH DEFINED 1,2,3 865,100 RENAISSANCERE HOLDINGS LTD COM G7496G103 7,779 149,800 SH DEFINED 1,2,3 149,800 RESEARCH IN MOTION LTD COM 760975102 2,705 40,000 SH DEFINED 1,2,3 40,000 SCHLUMBERGER LTD COM 806857108 11,541 206,000 SH DEFINED 1,2,3 206,000 SEAGATE TECHNOLOGY SHS G7945J104 10,504 1,053,200 SH DEFINED 1,2,3 1,053,200 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 213 8,100 SH DEFINED 1,2,3 8,100 SEMICONDUCTOR HLDRS TR DEP RCPT 816636203 6,241 300,900 SH DEFINED 1,2,3 300,900 SOLUTIA INC COM NEW 834376501 4,218 526,000 SH DEFINED 1,2,3 526,000 SOUTHWESTERN ENERGY CO COM 845467109 6,628 182,600 SH DEFINED 1,2,3 182,600 SPDR GOLD TRUST GOLD SHS 78463V107 42,428 473,400 SH DEFINED 1,2,3 473,400 SPDR GOLD TRUST GOLD SHS 78463V107 21,945 222,000 CALL DEFINED 1,2,2 222,000 SPDR GOLD TRUST GOLD SHS 78463V107 2,471 25,000 PUT DEFINED 1,2,3 25,000 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 2,974 139,500 SH DEFINED 1,2,3 139,500 SPDR TR UNIT SER 1 78462F103 201 1,900 SH DEFINED 1,2,3 1,900 SPIRIT AEROSYSTEMS HLDGS INC COM CL A 848574109 2,091 115,800 SH DEFINED 1,2,3 115,800 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 8,552 308,900 SH DEFINED 1,2,3 308,900 STEC INC COM 784774101 1,443 49,100 SH DEFINED 1,2,3 49,100 STEWART INFORMATION SVCS COR COM 860372101 1,296 104,750 SH DEFINED 1,2,3 104,750 SUNCOR ENERGY INC NEW COM 867224107 16,562 608,300 SH DEFINED 1,2,3 608,300 SUPERIOR WELL SVCS INC COM 86837X105 2,092 220,184 SH DEFINED 1,2,3 220,184 SYMANTEC CORP COM 871503108 14,151 865,600 SH DEFINED 1,2,3 865,600 TAM SA SP ADR REP PFD 87484D103 3,025 227,800 SH DEFINED 1,2,3 227,800 TARGET CORP COM 87612E106 13,553 286,600 SH DEFINED 1,2,3 286,600 TENNECO INC COM 880349105 12,834 1,122,397 SH DEFINED 1,2,3 1,122,397 TERRA INDS INC COM 880915103 3,023 87,200 SH DEFINED 1,2,3 87,200 TORCHMARK CORP COM 891027104 6,247 162,400 SH DEFINED 1,2,3 162,400 TRANSDIGM GROUP INC COM 893641100 1,091 21,900 SH DEFINED 1,2,3 21,900 TRANSOCEAN LTD REG SHS H8817H100 22,308 348,685 SH DEFINED 1,2,3 348,685 TRANSOCEAN LTD REG SHS H8817H100 85,188 996,000 CALL DEFINED 1,2,3 996,000 TRAVELERS COMPANIES INC COM 89417E109 23,233 532,700 SH DEFINED 1,2,3 532,700 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 8,437 525,800 SH DEFINED 1,2,3 525,800 TURKCELL ILETISIM HIZMETLERI SPON ADR NEW 900111204 1,415 79,200 SH DEFINED 1,2,3 79,200 TYCO ELECTRONICS LTD SWITZER SHS H8912P106 12,547 664,900 SH DEFINED 1,2,3 664,900 UNION PAC CORP COM 907818108 654 11,200 SH DEFINED 1,2,3 11,200 WAL MART STORES INC COM 931142103 5,546 109,300 SH DEFINED 1,2,3 109,300 WEATHERFORD INTERNATIONAL LT REG H27013103 9,003 662,169 SH DEFINED 1,2,3 662,169 WESTERN ASSET HIGH INCM OPP COM 95766K109 805 138,296 SH DEFINED 1,2,3 138,296 WILLBROS GROUP INC DEL COM 969203108 2,388 181,300 SH DEFINED 1,2,3 181,300 XL CAP LTD CL A G98255105 7,044 506,100 SH DEFINED 1,2,3 506,100
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