-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AneyWaK7cFejyMgMk3hEWEJwIVgImCfD3ksFtLIhHTsC3C+R7Nf70EtBme4aebK2 fHqlVk5eoA70cHJpPxXr7w== 0001193805-11-000254.txt : 20110211 0001193805-11-000254.hdr.sgml : 20110211 20110211093951 ACCESSION NUMBER: 0001193805-11-000254 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110211 DATE AS OF CHANGE: 20110211 EFFECTIVENESS DATE: 20110211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SHENKMAN CAPITAL MANAGEMENT INC CENTRAL INDEX KEY: 0001275228 IRS NUMBER: 133280361 STATE OF INCORPORATION: NY FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10621 FILM NUMBER: 11595307 MAIL ADDRESS: STREET 1: 461 FIFTH AVE STREET 2: 22ND FL CITY: NEW YORK STATE: NY ZIP: 10017 13F-HR 1 e608028_13fhr-shenkman.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Shenkman Capital Management, Inc. Address: 461 Fifth Avenue, 22nd Floor New York, New York 10017 Form 13F File Number: 28-10621 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Richard H. Weinstein Title: Executive Vice President Phone: 212-867-9090 Signature, Place, and Date of Signing: /s/ Richard H. Weinstein New York, New York February 11, 2011 - ------------------------ ------------------ ----------------- [Signature] [City, State] [Date] Report Type (Check only one.): |X| 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) |_| 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) |_| 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: $919,395 (thousands) List of Other Included Managers: None Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. None.
SHENKMAN CAPITAL MANAGEMENT, INC. 13F SECURITIES HOLDINGS As of 12/31/10 VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- ADVANCED MICRO DEVICES INC NOTE 5.750% 8/1 007903AN7 1,294 1,258,000 PRN Sole 1,258,000 ADVANCED MICRO DEVICES INC NOTE 6.000% 5/0 007903AL1 51,951 51,749,000 PRN Sole 51,749,000 AFFILIATED MANAGERS GROUP NOTE 3.950% 8/1 008252AL2 7,847 7,105,000 PRN Sole 7,105,000 ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 4,147 3,845,000 PRN Sole 3,845,000 ALLIANT TECHSYSTEMS INC NOTE 2.750% 9/1 018804AN4 2,209 2,160,000 PRN Sole 2,160,000 ARVINMERITOR INC NOTE 4.625% 3/0 043353AF8 7,616 6,000,000 PRN Sole 6,000,000 AVIS BUDGET GROUP NOTE 3.500%10/0 053774AB1 20,700 17,250,000 PRN Sole 17,250,000 BARRETT BILL CORP NOTE 5.000% 3/1 06846NAA2 6,521 6,315,000 PRN Sole 6,315,000 BECKMAN COULTER INC NOTE 2.500%12/1 075811AD1 2,939 2,575,000 PRN Sole 2,575,000 BLACKBOARD INC NOTE 3.250% 7/0 091935AA4 3,633 3,575,000 PRN Sole 3,575,000 BRISTOW GROUP INC NOTE 3.000% 6/1 110394AC7 7,809 7,760,000 PRN Sole 7,760,000 CACI INTL INC NOTE 2.125% 5/0 127190AD8 573 500,000 PRN Sole 500,000 CAL DIVE INTL INC NOTE 3.250%12/1 127914AB5 31,618 32,680,000 PRN Sole 32,680,000 CHARLES RIV LABS INTL INC NOTE 2.250% 6/1 159864AB3 2,546 2,540,000 PRN Sole 2,540,000 CASELLA WASTE SYS INC CL A 147448104 5,340 753,131 SH Sole 753,131 CHESAPEAKE ENERGY CORP NOTE 2.750%11/1 165167BW6 28,114 28,650,000 PRN Sole 28,650,000 ENERSYS NOTE 3.375% 6/0 29275YAA0 8,164 7,270,000 PRN Sole 7,270,000 EQUINIX INC NOTE 2.500% 4/1 29444UAF3 5,626 5,495,000 PRN Sole 5,495,000 EURONET WORLDWIDE INC NOTE 3.500%10/1 298736AF6 3,119 3,150,000 PRN Sole 3,150,000 GENERAL CABLE CORP DEL NEW NOTE 0.875%11/1 369300AD0 22,586 22,930,000 PRN Sole 22,930,000 GROUP 1 AUTOMOTIVE INC FRNT 2.250% 6/1 398905AE9 20,180 20,435,000 PRN Sole 20,435,000
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- HANOVER COMPRESSOR CO NOTE 4.750% 1/1 410768AE5 17,259 17,410,000 PRN Sole 17,410,000 HEALTH CARE REIT INC NOTE 3.000%12/0 42217KAR7 3,928 3,610,000 PRN Sole 3,610,000 HOLOGIC INC FRNT 2.000%12/1 436440AA9 57,095 60,495,000 PRN Sole 60,495,000 HORNBECK OFFSHORE SVCS INC N FRNT 1.625%11/1 440543AE6 14,407 15,745,000 PRN Sole 15,745,000 ICONIX BRAND GROUP INC NOTE 1.875% 6/3 451055AB3 35,175 35,065,000 PRN Sole 35,065,000 INTERPUBLIC GROUP COS INC NOTE 4.250% 3/1 460690BA7 19,603 17,670,000 PRN Sole 17,670,000 L-1 IDENTITY SOLUTIONS INC NOTE 3.750% 5/1 50212AAB2 30,969 31,000,000 PRN Sole 31,000,000 L-3 COMMUNICATIONS CORP DEBT 3.000% 8/0 502413AW7 4,612 4,605,000 PRN Sole 4,605,000 LEVEL 3 COMMUNICATIONS INC NOTE 3.500% 6/1 52729NBK5 39,924 41,805,000 PRN Sole 41,805,000 LEVEL 3 COMMUNICATIONS INC NOTE 5.250%12/1 52729NBF6 9,515 9,515,000 PRN Sole 9,515,000 LIBERTY MEDIA CORP NEW DEB 3.125% 3/3 530718AF2 14,941 13,200,000 PRN Sole 13,200,000 LIFEPOINT HOSPITALS INC NOTE 3.500% 5/1 53219LAH2 48,373 47,835,000 PRN Sole 47,835,000 LUCENT TECHNOLOGIES INC DBCV 2.875% 6/1 549463AH0 92,006 97,104,000 PRN Sole 97,104,000 MEDTRONIC INC NOTE 1.625% 4/1 585055AM8 1,108 1,100,000 PRN Sole 1,100,000 MICRON TECHNOLOGY INC NOTE 1.875% 6/0 595112AH6 3,659 3,890,000 PRN Sole 3,890,000 MYLAN INC NOTE 1.250% 3/1 628530AG2 11,887 11,175,000 PRN Sole 11,175,000 PANTRY INC NOTE 3.000%11/1 698657AL7 17,873 18,260,000 PRN Sole 18,260,000 PENN VA CORP NOTE 4.500%11/1 707882AA4 40,357 40,509,000 PRN Sole 40,509,000 PROLOGIS NOTE 2.250% 4/0 743410AQ5 822 825,000 PRN Sole 825,000 PROLOGIS NOTE 3.250% 3/1 743410AY8 3,595 3,255,000 PRN Sole 3,255,000 RAYONIER TRS HLDGS INC NOTE 3.750%10/1 75508AAB2 2,223 2,000,000 PRN Sole 2,000,000 REGAL ENTMT GROUP CL A 758766109 3,992 340,000 SH Sole 340,000 SAKS INC NOTE 2.000% 3/1 79377WAL2 1,549 1,500,000 PRN Sole 1,500,000 SANDISK CORP NOTE 1.000% 5/1 80004CAC5 40,535 41,816,000 PRN Sole 41,816,000
VOTING AUTHORITY VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER ---------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - -------------- -------------- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- SBA COMMUNICATIONS CORP NOTE 1.875% 5/0 78388JAN6 18,675 16,600,000 PRN Sole 16,600,000 SESI L L C NOTE 1.500%12/1 78412FAH7 10,447 10,260,000 PRN Sole 10,260,000 SIRIUS SATELLITE RADIO INC NOTE 3.250%10/1 82966UAD5 14,925 14,850,000 PRN Sole 14,850,000 SONIC AUTOMOTIVE INC NOTE 5.000%10/0 83545GAQ5 5,664 4,550,000 PRN Sole 4,550,000 STEWART ENTERPRISES INC NOTE 3.125% 7/1 860370AH8 14,420 14,790,000 PRN Sole 14,790,000 SYMANTEC CORP NOTE 0.750% 6/1 871503AD0 2,582 2,490,000 PRN Sole 2,490,000 TIME WARNER TELECOM INC DBCV 2.375% 4/0 887319AC5 1,291 1,170,000 PRN Sole 1,170,000 TRINITY INDS INC NOTE 3.875% 6/0 896522AF6 71,543 74,330,000 PRN Sole 74,330,000 UNISOURCE ENERGY CORP NOTE 4.500% 3/0 909205AB2 4,704 4,440,000 PRN Sole 4,440,000 UNITED AUTO GROUP INC NOTE 3.500% 4/0 909440AH2 15,205 15,073,000 PRN Sole 15,073,000 TOTAL (X$1,000) 919,395
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