0001273087-11-000009.txt : 20111114
0001273087-11-000009.hdr.sgml : 20111111
20111114160231
ACCESSION NUMBER: 0001273087-11-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MILLENNIUM MANAGEMENT LLC
CENTRAL INDEX KEY: 0001273087
IRS NUMBER: 133804139
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10684
FILM NUMBER: 111202320
BUSINESS ADDRESS:
STREET 1: 666 FIFTH AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103-0899
BUSINESS PHONE: (212) 841-4100
MAIL ADDRESS:
STREET 1: 666 FIFTH AVE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10103-0899
FORMER COMPANY:
FORMER CONFORMED NAME: MILLENNIUM MANAGEMENT, L.L.C.
DATE OF NAME CHANGE: 20050310
FORMER COMPANY:
FORMER CONFORMED NAME: MILLENNIUM MANAGEMENT LLC
DATE OF NAME CHANGE: 20031212
13F-HR
1
millenniummanagement_13f-hr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment | |
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Millennium Management LLC
Address: 666 Fifth Avenue, 8th Floor
New York, NY 10103
13F File Number: 028-10684
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: Robert Williams
Title: Chief Financial Officer
Phone: 212-841-4100
Signature, Place, and Date of Signing:
/s/ Robert Williams New York, NY 11/14/2011
----------------------------------- ---------------- --------------------
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 2370
Form 13F Information Table Value Total: $ 9,747,714 (thousands)
List of Other Included Managers:
No. Form 13 F File Number Name
--- --------------------- ----
1 028-12506 Israel A. Englander
2 028-12854 Millennium International Management LP
3 028-12858 Millennium Global Estate GP LLC
4 028-13686 Jasinkiewicz Capital Management, LLC
The Institutional Investment Manager filing this report and the Other Included
Managers Nos. 1 through 3 described above are affiliates. Each of the holdings
described below is held directly or indirectly by Millennium Partners, L.P. or
one or more affiliated investment funds that invest a portion of their assets in
Millennium Partners, L.P.
FORM 13F INFORMATION TABLE
TITLE OF VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP x$1000 PRN AMT PRN CALL DSCRETN MNGRS SOLE SHARED NONE
----------------------- -------- --------- ------ -------- --- ---- ------- ------- ------- ------ -------
1 800 FLOWERS COM CL A 68243Q106 24 10525 SH DEFINED 1 10525
3-D SYS CORP DEL COM NEW 88554D205 333 23795 SH DEFINED 1 23795
3M CO COM 88579Y101 23800 331520 SH DEFINED 1 331520
51JOB INC SP ADR REP COM 316827104 698 17464 SH DEFINED 1 17464
57TH STR GEN ACQUISITION COR W EXP 08/19/201 316816123 210 598900 SH DEFINED 1 598900
99 CENTS ONLY STORES COM 65440K106 4364 236928 SH DEFINED 1 236928
A123 SYS INC COM 03739T108 98 28626 SH DEFINED 1 28626
AAR CORP COM 000361105 1223 73351 SH DEFINED 1 73351
ABAXIS INC COM 002567105 381 16638 SH DEFINED 1 16638
ABB LTD SPONSORED ADR 000375204 8931 522908 SH DEFINED 1 522908
ABBOTT LABS COM 002824100 4080 79774 SH DEFINED 1 79774
ABBOTT LABS COM 002824100 3401 66500 SH CALL DEFINED 1 66500
ABERCROMBIE & FITCH CO CL A 002896207 2155 35000 SH DEFINED 1 35000
ABIOMED INC COM 003654100 7349 666265 SH DEFINED 1 666265
ABM INDS INC COM 000957100 377 19788 SH DEFINED 1 19788
ABRAXAS PETE CORP COM 003830106 55 21000 SH DEFINED 1 21000
ACADIA RLTY TR COM SH BEN INT 004239109 1497 80047 SH DEFINED 1 80047
ACCELRYS INC COM 00430U103 76 12493 SH DEFINED 1 12493
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 3277 62215 SH DEFINED 1 62215
ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5005 95000 SH PUT DEFINED 1 95000
ACCRETIVE HEALTH INC COM 00438V103 233 10965 SH DEFINED 1 10965
ACCURAY INC COM 004397105 77 19299 SH DEFINED 1 19299
ACCURIDE CORP NEW COM NEW 00439T206 174 33940 SH DEFINED 1 33940
ACE LTD SHS H0023R105 7484 123506 SH DEFINED 1 123506
ACI WORLDWIDE INC COM 004498101 1634 59330 SH DEFINED 1 59330
ACORDA THERAPEUTICS INC COM 00484M106 19237 963767 SH DEFINED 1 963767
ACTIVISION BLIZZARD INC COM 00507V109 13141 1104300 SH DEFINED 1 1104300
ACTUANT CORP CL A NEW 00508X203 2112 106938 SH DEFINED 1 106938
ACTUATE CORP COM 00508B102 226 40975 SH DEFINED 1 40975
ACUITY BRANDS INC COM 00508Y102 5111 141813 SH DEFINED 1 141813
ACXIOM CORP COM 005125109 255 23926 SH DEFINED 1 23926
ADCARE HEALTH SYSTEMS INC COM NEW 00650W300 295 69658 SH DEFINED 1 69658
ADOBE SYS INC COM 00724F101 5510 227971 SH DEFINED 1 227971
ADOBE SYS INC COM 00724F101 967 40000 SH CALL DEFINED 1 40000
ADOBE SYS INC COM 00724F101 4600 190300 SH PUT DEFINED 1 190300
ADTRAN INC COM 00738A106 1078 40745 SH DEFINED 1 40745
ADVANCE AUTO PARTS INC COM 00751Y106 5255 90444 SH DEFINED 1 90444
ADVANCED ENERGY INDS COM 007973100 335 38869 SH DEFINED 1 38869
ADVANCED MICRO DEVICES INC COM 007903107 916 180298 SH DEFINED 1 180298
ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 112 26647 SH DEFINED 1 26647
ADVANTAGE OIL & GAS LTD COM 00765F101 337 90134 SH DEFINED 1 90134
AECOM TECHNOLOGY CORP DELAWA COM 00766T100 4435 251018 SH DEFINED 1 251018
AEGEAN MARINE PETROLEUM NETW SHS Y0017S102 169 37556 SH DEFINED 1 37556
AERCAP HOLDINGS NV SHS N00985106 2480 250018 SH DEFINED 1 250018
AEROPOSTALE COM 007865108 2234 206701 SH DEFINED 1 206701
AEROPOSTALE COM 007865108 426 39400 SH PUT DEFINED 1 39400
AES CORP COM 00130H105 1188 121719 SH DEFINED 1 121719
AES CORP COM 00130H105 184 18900 SH PUT DEFINED 1 18900
AETERNA ZENTARIS INC COM 007975204 31 20700 SH DEFINED 1 20700
AETNA INC NEW COM 00817Y108 22134 608912 SH DEFINED 1 608912
AETNA INC NEW COM 00817Y108 3853 106000 SH CALL DEFINED 1 106000
AETNA INC NEW COM 00817Y108 3482 95800 SH PUT DEFINED 1 95800
AFFILIATED MANAGERS GROUP COM 008252108 1951 25000 SH DEFINED 1 25000
AFFYMAX INC COM 00826A109 1792 400000 SH DEFINED 1 400000
AFFYMETRIX INC COM 00826T108 247 50432 SH DEFINED 1 50432
AFLAC INC COM 001055102 843 24118 SH DEFINED 1 24118
AGCO CORP COM 001084102 5576 161284 SH DEFINED 1 161284
AGILENT TECHNOLOGIES INC COM 00846U101 8129 260138 SH DEFINED 1 260138
AGILYSYS INC COM 00847J105 76 10621 SH DEFINED 1 10621
AGL RES INC COM 001204106 4727 116027 SH DEFINED 1 116027
AGNICO EAGLE MINES LTD COM 008474108 3644 61231 SH DEFINED 1 61231
AGNICO EAGLE MINES LTD COM 008474108 214 3600 SH CALL DEFINED 1 3600
AGRIUM INC COM 008916108 718 10777 SH DEFINED 1 10777
AIR PRODS & CHEMS INC COM 009158106 5616 73531 SH DEFINED 1 73531
AIRCASTLE LTD COM G0129K104 3551 373025 SH DEFINED 1 373025
AIRGAS INC COM 009363102 11318 177343 SH DEFINED 1 177343
AKAMAI TECHNOLOGIES INC COM 00971T101 360 18100 SH CALL DEFINED 1 18100
AKORN INC COM 009728106 2385 305766 SH DEFINED 1 305766
ALASKA AIR GROUP INC COM 011659109 451 8007 SH DEFINED 1 8007
ALASKA COMMUNICATIONS SYS GR COM 01167P101 240 36619 SH DEFINED 1 36619
ALBANY INTL CORP CL A 012348108 219 11983 SH DEFINED 1 11983
ALBEMARLE CORP COM 012653101 4658 115302 SH DEFINED 1 115302
ALCATEL-LUCENT SPONSORED ADR 013904305 76 26968 SH DEFINED 1 26968
ALCATEL-LUCENT SPONSORED ADR 013904305 600 211900 SH CALL DEFINED 1 211900
ALCATEL-LUCENT SPONSORED ADR 013904305 89 31400 SH PUT DEFINED 1 31400
ALCOA INC NOTE 5.250% 3/1 013817AT8 13932 8500 SH DEFINED 1 n/a
ALCOA INC COM 013817101 3032 316795 SH DEFINED 1 316795
ALERE INC COM 01449J105 1435 73042 SH DEFINED 1 73042
ALEXANDER & BALDWIN INC COM 014482103 1605 43944 SH DEFINED 1 43944
ALEXANDRIA REAL ESTATE EQ IN COM 015271109 26538 432284 SH DEFINED 1 432284
ALEXION PHARMACEUTICALS INC COM 015351109 2885 45034 SH DEFINED 1 45034
ALIGN TECHNOLOGY INC COM 016255101 2115 139396 SH DEFINED 1 139396
ALKERMES INC COM 01642T108 4982 326685 SH DEFINED 1 326685
ALLEGHANY CORP DEL COM 017175100 413 1431 SH DEFINED 1 1431
ALLEGHENY TECHNOLOGIES INC COM 01741R102 6268 169457 SH DEFINED 1 169457
ALLERGAN INC COM 018490102 23954 290779 SH DEFINED 1 290779
ALLIANCE DATA SYSTEMS CORP NOTE 1.750% 8/0 018581AD0 16504 13000 SH DEFINED 1 n/a
ALLIANCE DATA SYSTEMS CORP COM 018581108 2457 26500 SH DEFINED 1 26500
ALLIANT ENERGY CORP COM 018802108 4009 103637 SH DEFINED 1 103637
ALLIANT TECHSYSTEMS INC COM 018804104 402 7374 SH DEFINED 1 7374
ALLIED WRLD ASSUR COM HLDG A SHS H01531104 13648 254100 SH DEFINED 1 254100
ALLOS THERAPEUTICS INC COM 019777101 5139 2808045 SH DEFINED 1 2808045
ALLSCRIPTS HEALTHCARE SOLUTN COM 01988P108 16140 895665 SH DEFINED 1 895665
ALLSTATE CORP COM 020002101 8005 337921 SH DEFINED 1 337921
ALLSTATE CORP COM 020002101 4620 195000 SH CALL DEFINED 1 195000
ALNYLAM PHARMACEUTICALS INC COM 02043Q107 2557 389264 SH DEFINED 1 389264
ALPHA NATURAL RESOURCES INC COM 02076X102 4892 276562 SH DEFINED 1,4 276562
ALPHA NATURAL RESOURCES INC COM 02076X102 10514 594339 SH DEFINED 1 594339
ALPHATEC HOLDINGS INC COM 02081G102 36 17040 SH DEFINED 1 17040
ALTERA CORP COM 021441100 12106 383947 SH DEFINED 1 383947
ALTERRA CAPITAL HOLDINGS LIM COM G0229R108 3801 200361 SH DEFINED 1 200361
ALTRIA GROUP INC COM 02209S103 1319 49200 SH DEFINED 1 49200
ALTRIA GROUP INC COM 02209S103 2681 100000 SH CALL DEFINED 1 100000
ALUMINUM CORP CHINA LTD SPON ADR H SHS 022276109 1381 132324 SH DEFINED 1 132324
AMAG PHARMACEUTICALS INC COM 00163U106 15657 1060789 SH DEFINED 1 1060789
AMARIN CORP PLC SPONS ADR NEW 023111206 920 100000 SH CALL DEFINED 1 100000
AMAZON COM INC COM 023135106 265 1224 SH DEFINED 1 1224
AMAZON COM INC COM 023135106 303 1400 SH CALL DEFINED 1 1400
AMDOCS LTD ORD G02602103 6929 255499 SH DEFINED 1 255499
AMEDISYS INC COM 023436108 217 14658 SH DEFINED 1 14658
AMERCO COM 023586100 366 5866 SH DEFINED 1 5866
AMEREN CORP COM 023608102 6870 230757 SH DEFINED 1 230757
AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 3263 147760 SH DEFINED 1 147760
AMERICAN AXLE & MFG HLDGS IN COM 024061103 300 39283 SH DEFINED 1 39283
AMERICAN CAP LTD COM 02503Y103 1792 262758 SH DEFINED 1 262758
AMERICAN CAP MTG INVT CORP COM 02504A104 458 27441 SH DEFINED 1 27441
AMERICAN EAGLE OUTFITTERS NE COM 02553E106 2218 189268 SH DEFINED 1 189268
AMERICAN ELEC PWR INC COM 025537101 4271 112330 SH DEFINED 1 112330
AMERICAN EQTY INVT LIFE HLD COM 025676206 375 42817 SH DEFINED 1 42817
AMERICAN EXPRESS CO COM 025816109 6759 150529 SH DEFINED 1 150529
AMERICAN FINL GROUP INC OHIO COM 025932104 1546 49765 SH DEFINED 1 49765
AMERICAN GREETINGS CORP CL A 026375105 846 45717 SH DEFINED 1 45717
AMERICAN INTL GROUP INC COM NEW 026874784 2429 110664 SH DEFINED 1 110664
AMERICAN PUBLIC EDUCATION IN COM 02913V103 582 17127 SH DEFINED 1 17127
AMERICAN RAILCAR INDS INC COM 02916P103 2570 167108 SH DEFINED 1,4 167108
AMERICAN RAILCAR INDS INC COM 02916P103 83 5375 SH DEFINED 1 5375
AMERICAN SUPERCONDUCTOR CORP COM 030111108 609 155026 SH DEFINED 1 155026
AMERICAN TOWER CORP CL A 029912201 2055 38200 SH DEFINED 1 38200
AMERICAN TOWER CORP CL A 029912201 344 6400 SH CALL DEFINED 1 6400
AMERICAN TOWER CORP CL A 029912201 5380 100000 SH PUT DEFINED 1 100000
AMERICAN VANGUARD CORP COM 030371108 237 21221 SH DEFINED 1 21221
AMERICAN WTR WKS CO INC NEW COM 030420103 1924 63743 SH DEFINED 1 63743
AMERIGROUP CORP NOTE 2.000% 5/1 03073TAB8 8012 7500 SH DEFINED 1 n/a
AMERIGROUP CORP COM 03073T102 1317 33758 SH DEFINED 1 33758
AMERIPRISE FINL INC COM 03076C106 9834 249835 SH DEFINED 1 249835
AMERISOURCEBERGEN CORP COM 03073E105 3445 92433 SH DEFINED 1 92433
AMERISTAR CASINOS INC COM 03070Q101 337 21026 SH DEFINED 1 21026
AMETEK INC NEW COM 031100100 7807 236804 SH DEFINED 1 236804
AMGEN INC COM 031162100 5025 91425 SH DEFINED 1 91425
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AMN HEALTHCARE SERVICES INC COM 001744101 74 18373 SH DEFINED 1 18373
AMPHENOL CORP NEW CL A 032095101 1541 37793 SH DEFINED 1 37793
AMR CORP COM 001765106 468 158207 SH DEFINED 1 158207
AMSURG CORP COM 03232P405 44 1938 SH DEFINED 1 1938
AMTRUST FINANCIAL SERVICES I COM 032359309 894 40141 SH DEFINED 1 40141
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ANCESTRY COM INC COM 032803108 2364 100607 SH DEFINED 1 100607
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API TECHNOLOGIES CORP COM NEW 00187E203 73 18442 SH DEFINED 1 18442
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