FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 05/23/2006 |
3. Issuer Name and Ticker or Trading Symbol
VONAGE HOLDINGS CORP [ VG ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 761,913 | D | |
Common Stock | 178,959 | I | By KEC Holdings LLC |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (right to buy) | (1) | 09/18/2010 | Common Stock | 15,625 | $6.44 | D | |
Employee Stock Option (right to buy) | (2) | 06/19/2012 | Common Stock | 400,935 | $0.7 | D | |
Employee Stock Option (right to buy) | (3) | 09/18/2013 | Common Stock | 48,661 | $1.4 | D | |
Employee Stock Option (right to buy) | (4) | 06/01/2014 | Common Stock | 1,745,936 | $1.76 | D | |
Employee Stock Option (right to buy) | (5) | 04/01/2015 | Common Stock | 357,143 | $7.42 | D | |
Employee Stock Option (right to buy) | (6) | 08/01/2015 | Common Stock | 3,571,429 | $8.82 | D | |
Series A Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 10,763,717 | (7) | D | |
Series A Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 9,599,140 | (7) | I | By Jeffrey Adam Citron 2003 Qualified Seven Year Annuity Trust |
Series A-2 Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 14,761,905 | (7) | D | |
Series B Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 1,875,000 | (7) | D | |
Series C Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 3,714,285 | (7) | D | |
Series D Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 465,105 | (7) | D | |
Series D Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 2,142,857 | (7) | I | By Kyra Elyse Citron 1999 Descendent Annuity Trust |
Series D Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 2,142,857 | (7) | I | By Noah Aidan Citron 1999 Descendent Annuity Trust |
Series E Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 673,965 | (7) | D | |
Series E Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 673,957 | (7) | I | By Kyra Elyse Citron 1999 Descendent Annuity Trust |
Series E Redeemable Convertible Preferred Stock | (7) | (7) | Common Stock | 673,957 | (7) | I | By Noah Aidan Citron 1999 Descendent Annuity Trust |
Series A-2 Preferred Stock Warrant (right to buy) | 10/01/2003 | 09/30/2008 | Common Stock | 2,571,429 | $1.4 | D | |
Common Stock Warrant (right to buy) | 06/20/2002 | 06/20/2012 | Common Stock | 514,286 | $0.7 | D | |
Convertible Notes | 12/16/2005 | 12/01/2010 | Common Stock | $2,536,944.44 | $14.22 | D |
Explanation of Responses: |
1. Currently exercisable. |
2. Currently exercisable. |
3. The options vest in four, equal annual installments over a period of four years beginning on September 18, 2003. |
4. The options vest in equal monthly installments over a period of four years beginning on July 31, 2004. |
5. The options vest in equal monthly installments over a period of four years beginning on May 31, 2005. |
6. The options vest in equal monthly installments over a period of four years beginning on September 30, 2005. |
7. The convertible preferred stock is immediately convertible on a 1:2.86 basis and has no expiration date. |
Remarks: |
/s/ Jeffrey A. Citron | 05/23/2006 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |