-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hfjz+Yt0zyU3bxbv0icxGdk0h/23XkSMKWWTPmpm4U7OVMHSWH4uTryePBvWpU3j 92AkEt1ho9lddsVoQPRdVw== 0001181431-09-031596.txt : 20090619 0001181431-09-031596.hdr.sgml : 20090619 20090619164252 ACCESSION NUMBER: 0001181431-09-031596 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090618 FILED AS OF DATE: 20090619 DATE AS OF CHANGE: 20090619 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOORDHOEK JEFFREY R CENTRAL INDEX KEY: 0001269813 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31924 FILM NUMBER: 09901816 MAIL ADDRESS: STREET 1: 3015 SOUTH PARKER ROAD STE. 400 CITY: AURORA STATE: CO ZIP: 80014 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NELNET INC CENTRAL INDEX KEY: 0001258602 STANDARD INDUSTRIAL CLASSIFICATION: SHORT-TERM BUSINESS CREDIT INSTITUTIONS [6153] IRS NUMBER: 840748903 STATE OF INCORPORATION: NE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 BUSINESS PHONE: 402-458-2370 MAIL ADDRESS: STREET 1: 121 SOUTH 13TH ST STREET 2: STE 201 CITY: LINCOLN STATE: NE ZIP: 68508 4 1 rrd246404.xml FORM 4 -- JEFFREY R. NOORDHOEK X0303 4 2009-06-18 0 0001258602 NELNET INC NNI 0001269813 NOORDHOEK JEFFREY R 121 SOUTH 13TH STREET SUITE 201 LINCOLN NE 68508 0 1 0 0 President/Executive Director Class A Common Stock 2009-06-18 4 S 0 200 10.1 D 511756 I By trust Class A Common Stock 2009-06-18 4 S 0 710 10.08 D 511046 I By trust Class A Common Stock 2009-06-18 4 S 0 800 10.07 D 510246 I By trust Class A Common Stock 2009-06-18 4 S 0 500 10.06 D 509746 I By trust Class A Common Stock 2009-06-18 4 S 0 400 10.055 D 509346 I By trust Class A Common Stock 2009-06-18 4 S 0 4290 10.05 D 505056 I By trust Class A Common Stock 2009-06-18 4 S 0 3091 10.04 D 501965 I By trust Class A Common Stock 2009-06-18 4 S 0 2400 10.03 D 499565 I By trust Class A Common Stock 2009-06-18 4 S 0 3200 10.02 D 496365 I By trust Class A Common Stock 2009-06-18 4 S 0 2400 10.01 D 493965 I By trust Class A Common Stock 2009-06-18 4 S 0 100 10.0075 D 493865 I By trust Class A Common Stock 2009-06-18 4 S 0 12609 10 D 481256 I By trust Class A Common Stock 54683 D Class A Common Stock 25799 I By trust Class A Common Stock 243943 I By GRAT These shares were sold by the Jeffrey R. Noordhoek Living Trust pursuant to a Rule 10b5-1 Sales Plan (the "Plan") entered into on December 16, 2008, which provided for the sale of up to a maximum of 200,000 shares of the issuer's Class A Common Stock, subject to limit price provisions. With the sales of the shares reported herein, the Plan has been completed and no future sales may occur pursuant to the Plan. The Jeffrey R. Noordhoek Living Trust sold the shares for diversification and estate planning purposes. Rule 10b5-1, promulgated under the Securities Exchange Act of 1934, allows executives of a company who are not in possession of material non-public information to establish pre-arranged plans to buy or sell a specified number of shares of such company's stock. Once a plan is established, the executive does not retain or exercise any discretion over sales of stock under the plan and the pre-planned trades may be executed at later dates as set forth in the plan, without regard to any subsequent material non-public information related to the company that the executive may receive. Shares held by the Jeffrey R. Noordhoek Living Trust, which is a revocable trust for the benefit of the reporting person and his spouse and dependents. Includes 4,439 shares issued pursuant to the issuer's Employee Share Purchase Plan. Shares held by The Noordhoek Charitable Remainder Unitrust I, of which the reporting person is the sole noncharitable beneficiary. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interests therein. Shares held by the Jeffrey Noordhoek 2003 Grantor Retained Annuity Trust. The reporting person continues to report beneficial ownership of all the shares held by the trust, but disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interests therein. /s/ Angie R. Miller, Attorney-in-Fact for Jeffrey R. Noordhoek 2009-06-19 -----END PRIVACY-ENHANCED MESSAGE-----