SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

HARTMAN DAVID H

(Last)

(First)

(Middle)

722 BURLESON STREET

(Street)

CORPUS CHRISTI

78402

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
TOR MINERALS INTERNATIONAL INC [ TORM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	X	10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
05/22/2013

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
COMMON STOCK	05/22/2013		P⁽¹⁾		2,000⁽¹⁾	A	$11.05⁽¹⁾	307,340⁽⁸⁾	I	Trustee⁽⁸⁾
COMMON STOCK	05/22/2013		P⁽²⁾		500⁽²⁾	A	$11.1⁽²⁾	307,840⁽⁸⁾	I	Trustee⁽⁸⁾
COMMON STOCK	05/22/2013		P⁽³⁾		500⁽³⁾	A	$13.2⁽³⁾	308,340⁽⁸⁾	I	TRUSTEE⁽⁸⁾
COMMON STOCK	05/22/2013		P⁽⁴⁾		500⁽⁴⁾	A	$10.45⁽⁴⁾	308,840⁽⁸⁾	I	TRUSTEE⁽⁸⁾
COMMON STOCK	05/22/2013		P⁽⁵⁾		500⁽⁵⁾	A	$2.7⁽⁵⁾	309,340⁽⁸⁾	I	TRUSTEE⁽⁸⁾
COMMON STOCK	05/22/2013		P⁽⁶⁾		633⁽⁶⁾	A	$7.5⁽⁶⁾	309,973⁽⁸⁾	I	TRUSTEE⁽⁸⁾
COMMON STOCK	05/22/2013		P⁽⁷⁾		500⁽⁷⁾	A	$7.63⁽⁷⁾	310,473⁽⁸⁾	I	TRUSTEE⁽⁸⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
OPTION RIGHT TO BUY	$11.05	05/22/2013		X⁽¹⁾			2,000⁽¹⁾	05/23/2003	05/23/2013	COMMON STOCK	2,000⁽¹⁾	$11.05⁽¹⁾	0	D
OPTION RIGHT TO BUY	$11.1	05/22/2013		X⁽²⁾			500⁽²⁾	05/15/2006	05/15/2016	COMMON STOCK	500⁽²⁾	$11.1⁽²⁾	0	D
OPTION RIGHT TO BUY	$13.2	05/22/2013		O⁽³⁾			500⁽³⁾	05/21/2007	05/21/2017	COMMON STOCK	500⁽³⁾	$13.2⁽³⁾	0	D
OPTION RIGHT TO BUY	$10.45	05/22/2013		X⁽⁴⁾			500⁽⁴⁾	05/27/2008	05/27/2018	COMMON STOCK	500⁽⁴⁾	$10.45⁽⁴⁾	0	D
OPTION RIGHT TO BUY	$2.7	05/22/2013		X⁽⁵⁾			500⁽⁵⁾	08/24/2009	08/24/2019	COMMON STOCK	500⁽⁵⁾	$2.7⁽⁵⁾	0	D
OPTION RIGHT TO BUY	$7.5	05/22/2013		X⁽⁶⁾			633⁽⁶⁾	06/18/2010	06/18/2018	COMMON STOCK	633⁽⁶⁾	$7.5⁽⁶⁾	0	D
OPTION RIGHT TO BUY	$7.63	05/22/2013		X⁽⁷⁾			500⁽⁷⁾	06/21/2010	06/21/2020	COMMON STOCK	500⁽⁷⁾	$7.63⁽⁷⁾	0	D

Explanation of Responses:

1. Exercise of 2000 stock options at an exercise price of $11.05, granted May 23, 2003 and expire May 23, 2013

2. Exercise of 500 stock options with an exercise price of $11.10 granted May 15, 2006 and expire May 15, 2016

3. Exercise of 500 stock options with an exercise price of $13.20, granted May 21, 2007 and expire May 21, 2017. On date of exercise, options were under the water.

4. Exercise of 500 stock options with an exercise price of $10.45, granted on May 27, 2008 and expire May 27, 2018.

5. Exercise of 500 stock options with an exercise price of $2.70, granted August 24, 2009 and expire August 24, 2019

6. Exercise of 633 stock options with an exercise price of $7.50, granted June 18, 2010 and expire June 18, 2020

7. Exercise of 500 stock options with an exercise price of $7.63, granted June 21, 2010 and expire on June 21, 2020

8. Beneficial ownership consists of 304,340 shares owned by The Hartman Family Revocable Trust (the "Trust") of which Mr. Hartman and his wife, Claudette, are Co-Trustees. The remaining shares are owned directly by Mr. Hartman.

	DAVID H HARTMAN	05/22/2013
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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