Executive Vice President and Chief Compliance Officer

0001172661-14-001789.txt : 20141114 0001172661-14-001789.hdr.sgml : 20141114 20141114074747 ACCESSION NUMBER: 0001172661-14-001789 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 141220516 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 09-30-2014 09-30-2014 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F COMBINATION REPORT 028-11701 0000804328 028-15384 QUALCOMM INC/DE N Chad C. Conwell Executive Vice President and Chief Compliance Officer 626-795-7300 /s/ Chad C. Conwell Pasadena CA 11-14-2014 0 8 91043 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 25168 969133 SH SOLE 969133 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 3046 117773 SH SOLE 117773 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 17988 698831 SH SOLE 698831 0 0 CIT GROUP INC COM NEW 125581801 4043 87960 SH SOLE 87960 0 0 EQUITY COMWLTH CUM PFD E 7.25% 294628409 5853 229437 SH SOLE 229437 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 796 32500 SH SOLE 32500 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 1935 78000 SH SOLE 78000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 32214 1275800 SH SOLE 1275800 0 0