0001172661-14-001038.txt : 20140515 0001172661-14-001038.hdr.sgml : 20140515 20140515074727 ACCESSION NUMBER: 0001172661-14-001038 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140331 FILED AS OF DATE: 20140515 DATE AS OF CHANGE: 20140515 EFFECTIVENESS DATE: 20140515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 14843861 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 03-31-2014 03-31-2014 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F HOLDINGS REPORT 028-11701 N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 05-15-2014 0 10 156138 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 51866 1994094 SH SOLE 1994094 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 4314 166310 SH SOLE 166310 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 25529 994502 SH SOLE 994502 0 0 CIT GROUP INC COM NEW 125581801 5880 119960 SH SOLE 119960 0 0 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 2672 106157 SH SOLE 106157 0 0 EXELON CORP COM 30161N101 2517 75000 SH SOLE 75000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 53515 2147467 SH SOLE 2147467 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 3105 134400 SH SOLE 134400 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 1411 62000 SH SOLE 62000 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 5329 213067 SH SOLE 213067 0 0