0001172661-14-000543.txt : 20140214 0001172661-14-000543.hdr.sgml : 20140214 20140214070848 ACCESSION NUMBER: 0001172661-14-000543 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 14610384 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 12-31-2013 12-31-2013 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F HOLDINGS REPORT 028-11701 N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 02-14-2014 0 10 149135 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 50590 1994094 SH SOLE 1994094 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 4213 166310 SH SOLE 166310 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 25032 994502 SH SOLE 994502 0 0 CIT GROUP INC COM NEW 125581801 6255 119960 SH SOLE 119960 0 0 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 2314 106157 SH SOLE 106157 0 0 EXELON CORP COM 30161N101 2054 75000 SH SOLE 75000 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 25588 1066167 SH SOLE 1066167 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 2891 134400 SH SOLE 134400 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 1296 62000 SH SOLE 62000 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 28902 26038 SH SOLE 26038 0 0