0001172661-13-001150.txt : 20130814 0001172661-13-001150.hdr.sgml : 20130814 20130814080752 ACCESSION NUMBER: 0001172661-13-001150 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FLAHERTY & CRUMRINE INC CENTRAL INDEX KEY: 0001261239 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11701 FILM NUMBER: 131035006 BUSINESS ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 6267957300 MAIL ADDRESS: STREET 1: 301 E. COLORADO BLVD STREET 2: SUITE 720 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001261239 XXXXXXXX 06-30-2013 06-30-2013 false FLAHERTY & CRUMRINE INC

301 E. Colorado Blvd Suite 720 Pasadena CA 91101

13F HOLDINGS REPORT 028-11701 N Chad C. Conwell 626-795-7300 /s/ Chad C. Conwell Pasadena CA 08-14-2013 0 9 163050 INFORMATION TABLE 2 infotable.xml BARCLAYS BANK PLC ADR PFD SR 5 06739H362 52199 2060767 SH SOLE 2060767 0 0 BARCLAYS BANK PLC ADS7.75%PFD S4 06739H511 4029 159572 SH SOLE 159572 0 0 BARCLAYS BANK PLC SP ADR 7.1%PF3 06739H776 23634 945000 SH SOLE 945000 0 0 CIT GROUP INC COM NEW 125581801 6369 136760 SH SOLE 136760 0 0 COMMONWEALTH REIT CV PFD-E 7.25% 203233606 4673 186157 SH SOLE 186157 0 0 EXELON CORP COM 30161N101 2315 75000 SH SOLE 75000 0 0 KEYCORP NEW PFD 7.75% SR A 493267405 4933 39619 SH SOLE 39619 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 23792 992979 SH SOLE 992979 0 0 WELLS FARGO & CO NEW PERP PFD CNV A 949746804 41106 34543 SH SOLE 34543 0 0