FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 06/08/2009 |
3. Issuer Name and Ticker or Trading Symbol
JUMPTV INC [ JTV.TO ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Shares | 6,427,290 | D | |
Common Shares | 85,000 | I | By spouse(1) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock appreciation rights(2) | 03/26/2006 | 03/26/2011 | Common Shares | 1,000,000 | $4 | D | |
Stock options (right to buy)(3) | 05/09/2007 | 04/09/2012 | Common Shares | 450,000 | $6.05 | D | |
Series A Warrants (right to buy)(4) | 10/20/2008 | 10/20/2010 | Common Shares | 500,000 | (5) | D | |
Series B Warrants (right to buy)(4) | 10/20/2008 | 10/20/2010 | Common Shares | 500,000 | (6) | D |
Explanation of Responses: |
1. Mr. Paterson disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Paterson is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
2. The stock appreciation rights were granted on March 26, 2006 and vest in 48 equal monthly increments; 11 of such equal monthly increments were deemed to be vested effective as of the date of the grant. |
3. The stock options were granted on April 9, 2007 and vest in equal monthly increments over a 48-month period; the first increment vested on May 9, 2007. |
4. These securities constitute components of a unit. Each unit is composed of one common share, one-half of one Series A Warrant and one-half of one Series B Warrant. One Series A Warrant or one Series B Warrant may be exercised to purchase one common share of the Company. |
5. The exercise price of each Series A Warrant is Cdn$1.25. |
6. The exercise price of each Series B Warrant is Cdn$1.50. |
Remarks: |
Exhibit 24 - Power of Attorney |
/s/ G. Scott Paterson | 06/04/2009 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |