-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, F3l2r5sJF3f2pGubJpFcsKbVphHwqtWmqkUpvBsDqTSNw4R9q/+63bYlF3VhV/jU nRCSk9978RWd7LuBckSDPg== 0001209191-08-060418.txt : 20081113 0001209191-08-060418.hdr.sgml : 20081113 20081113144221 ACCESSION NUMBER: 0001209191-08-060418 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20081112 FILED AS OF DATE: 20081113 DATE AS OF CHANGE: 20081113 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TICC Capital Corp. CENTRAL INDEX KEY: 0001259429 IRS NUMBER: 200118736 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DR STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2039835275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 FORMER COMPANY: FORMER CONFORMED NAME: TECHNOLOGY INVESTMENT CAPITAL CORP DATE OF NAME CHANGE: 20030812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOVAK STEVEN P CENTRAL INDEX KEY: 0001064150 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00638 FILM NUMBER: 081184535 BUSINESS ADDRESS: BUSINESS PHONE: 4082991226 MAIL ADDRESS: STREET 1: 3031 TISCH WAY STREET 2: STE 900 CITY: SAN JOSE STATE: CA ZIP: 95128 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2008-11-12 0 0001259429 TICC Capital Corp. TICC 0001064150 NOVAK STEVEN P C/O TICC CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06803 1 0 0 0 Common Stock 2008-11-12 4 S 0 200 2.86 D 15678 I Owned by Spouse Common Stock 2008-11-12 4 S 0 5678 2.85 D 10000 I Owned by Spouse Includes 754 shares acquired under the TICC Capital Corp. dividend reinvestment plan since the filing of Mr. Novak's previous beneficial ownership report on Form 4 on June 24, 2008. /s/ Patrick F. Conroy, attorney in fact 2008-11-13 EX-24.4_262380 2 poa.txt POA DOCUMENT SECTION 16 COMPLIANCE PROGRAM: POWER OF ATTORNEY I, Steven P. Novak, Director of Technology Investment Capital Corp. (the "Corporation"), hereby authorize and designate each of Patrick F. Conroy, Megan M. Butler, and Saul B. Rosenthal as my agent and attorney in fact, with full power of substitution to: (1) prepare and sign on my behalf any Form 3, Form 4 or Form 5 under Section l6 of the Securities Exchange Act of 1934, as amended, and file the same with the Securities and Exchange Commission and each stock exchange on which the Corporation's stock is listed; (2) prepare and sign on my behalf any Form 144 Notice under the Securities Act of 1933, as amended, and file the same with the Securities and Exchange Commission; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney in fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to each such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation, hereby ratifying and confirming all that such attorney-in-fact, or such attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this power of attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, are not assuming, nor is the Corporation assuming, any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934, as amended, or Section 5 of the Securities Act of 1933, as amended, or Rule 144 promulgated under such Act. This Power of Attorney shall remain in effect until the undersigned is no longer required to file Forms 3, 4, 5 and 144 with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. DATED: May 9, 2006 SIGNED: /s/ Steven P. Novak -----END PRIVACY-ENHANCED MESSAGE-----