-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, H0Saco1x0YdQQlRmX838UdO8VpYhCp7JQbcIPVJolpqgoGxw9aQt6FOrZYSLEK+2 nOn+yMk6UOVGXhEHrDMhVw== 0001104659-09-055286.txt : 20090918 0001104659-09-055286.hdr.sgml : 20090918 20090918183231 ACCESSION NUMBER: 0001104659-09-055286 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090916 FILED AS OF DATE: 20090918 DATE AS OF CHANGE: 20090918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: APAX MANAGERS INC CENTRAL INDEX KEY: 0001259036 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33213 FILM NUMBER: 091077718 MAIL ADDRESS: STREET 1: 445 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AFFYMAX INC CENTRAL INDEX KEY: 0001158223 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4001 MIRANDA AVE CITY: PALO ALTO STATE: CA ZIP: 94304 BUSINESS PHONE: 650-812-8700 MAIL ADDRESS: STREET 1: 4001 MIRANDA AVE. CITY: PALO ALTO STATE: CA ZIP: 94304 4 1 a4.xml 4 X0303 4 2009-09-16 0 0001158223 AFFYMAX INC AFFY 0001259036 APAX MANAGERS INC 601 LEXINGTON AVENUE 53RD FLOOR NEW YORK NY 10022 0 0 1 0 Common Stock 2009-09-16 4 S 0 43401 21.62 D 790871 I SEE FOOTNOTE The securities were sold directly as follows: (i) 37,148 by Apax Excelsior VI, L.P. ("Excelsior VI"), (ii) 2,992 by Apax Excelsior VI-A C.V. ("Excelsior VI-A"), (iii) 1,993 by Apax Excelsior VI-B C.V. ("Excelsior VI-B") and (iv) 1,268 by Patricof Private Investment Club III, L.P. ("Patricof Private Investment Club III," and together with Excelsior VI, Excelsior VI-A and Excelsior VI-B, the "Excelsior VI Funds"). Apax Excelsior VI Partners, L.P. ("Apax Excelsior VI Partners") is the general partner of the Excelsior VI Funds. Apax Managers, Inc. (the "Reporting Person") is the general partner of Apax Excelsior VI Partners. The securities beneficially owned following the reporting transaction are owned directly as follows: (i) 676,925 by Excelsior VI, (ii) 54,525 by Excelsior VI-A, (iii) 36,324 by Excelsior VI-B and (iv) 23,097 by Patricof Private Investment Club III. The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest. /s/ Robert Marsden 2009-09-18 -----END PRIVACY-ENHANCED MESSAGE-----