SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
SINCLAIR CHARLES L

(Last) (First) (Middle)
THE GOODYEAR TIRE & RUBBER COMPANY
1144 EAST MARKET STREET

(Street)
AKRON OH 44316-0001

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/05/2003
3. Issuer Name and Ticker or Trading Symbol
GOODYEAR TIRE & RUBBER CO /OH/ [ GT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Senior Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 656(1) I 401(k)(2)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1989 Plan Option(3) 01/04/1996(4) 01/04/2005 Common Stock 450 $34.75 D
1989 Plan Option(3) 01/09/1997(4) 01/09/2006 Common Stock 600 $44 D
1989 Plan Option(3) 12/03/1997(4) 12/03/2006 Common Stock 975 $50 D
1997 Plan Option(5) 12/02/1998(4) 12/02/2007 Common Stock 700 $63.5 D
1997 Plan Option(6) 12/02/1998(4) 12/02/2007 Common Stock 1,500 $63.5 D
1997 Plan Option(5) 11/30/1999(4) 11/30/2008 Common Stock 2,760 $57.25 D
1997 Plan Option(5) 12/06/2000(4) 12/06/2009 Common Stock 260 $32 D
1997 Plan Option(5) 12/06/2000(4) 12/06/2009 Common Stock 1,104 $32 D
1997 Plan Option(6) 12/06/2000(4) 12/06/2009 Common Stock 2,500 $32 D
1997 Plan Option(6) 12/04/2001(4) 12/04/2010 Common Stock 3,100 $17.68 D
1997 Plan Option(5) 10/02/2002(4) 10/02/2011 Common Stock 2,500 $18.02 D
1997 Plan Option(6) 12/03/2002(4) 12/03/2011 Common Stock 3,360 $22.05 D
2002 Plan Option(7) 12/03/2003(4) 12/03/2012 Common Stock 4,000 $7.94 D
Explanation of Responses:
1. Total number of shares of common stock allocated to the account of the reporting person in a Trust established under Goodyear's Employee Savings Plan for Salaried Employees, a 401(k) Plan (the "Savings Plan"), as of 7/27/03 as reported by the Plan Trustee.
2. The shares are held by a nominee of The Northern Trust Company, the Savings Plan Trustee.
3. Incentive Stock Option to purchase shares of common stock granted under the 1989 Goodyear Performance and Equity Incentive Plan (the "1989 Plan"). The option permits the optionee to purchase the option shares with previously owned shares (at their market value on the date of exercise) and to satisfy withholding tax obligations by requesting the Issuer to withhold option shares to cover such taxes or with previously owned shares (at market value at exercise).
4. The option vests and becomes exercisable in 25% increments over four years commencing one year after the date of grant.
5. Non-Qualified Stock Option in respect of shares of common stock granted under the 1997 Performance Incentive Plan of The Goodyear Tire & Rubber Company, (the "1997 Plan"). The option permits the optionee to purchase the option shares with previously owned shares (at their market value on the date of exercise) and to satisfy withholding tax obligations by requesting the Issuer to withhold option shares to cover such taxes or with previously owned shares (at market value at exercise).
6. Incentive Stock Option in respect of shares of common stock granted under the 1997 Plan. The option permits the optionee to purchase the option shares with previously owned shares (at their market value on the date of exercise) and to satisfy withholding tax obligations by requesting the Issuer to withhold option shares to cover such taxes or with previously owned shares (at market value at exercise).
7. Non-Qualified Stock Option in respect of shares of common stock granted under the 2002 Performance Plan of The Goodyear Tire & Rubber Company (the "2002 Plan"). The option permits the optionee to purchase the option shares with previously owned shares (at their market value on the date of exercise) and to satisfy withholding tax obligations by requesting the Issuer to withhold option shares to cover such taxes or with previously owned shares (at market value at exercise).
Remarks:
Charles L Sinclair 08/05/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.