SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

CHASE PETER R

(Last)

(First)

(Middle)

295 UNIVERSITY AVE.

(Street)

WESTWOOD

02090

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
CHASE CORP [ CCF ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Chairman

3. Date of Earliest Transaction (Month/Day/Year)
12/08/2020

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Chase Corporation Common Stock								74,487	D
Chase Corporation Common Stock	12/08/2020		S		1,500⁽⁹⁾	D	$114.67⁽⁸⁾	294,413⁽¹⁾	I	Peter R. Chase Insurance Trust
Chase Corporation Common Stock								43,387⁽²⁾	I	Peter R. Chase 2019 Qualified Annuity Trust #1
Chase Corporation Common Stock								96,840⁽³⁾	I	Peter R. Chase 2019 Qualified Annuity Trust #2
Chase Corporation Common Stock								278,420⁽⁶⁾	I	Peter R. Chase 2020 Qualified Annuity Trust #1
Chase Corporation Common Stock								85,000⁽⁷⁾	I	Peter R. Chase 2020 Qualified Annuity Trust #2
Chase Corporation Common Stock								30,052⁽⁴⁾	I	Peter R. Chase Trust
Chase Corporation Common Stock								1,470⁽⁵⁾	I	Chase 2015 Irrevocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Represents shares held by the Peter R. Chase Insurance Trust.

2. Reflects shares held by the Peter R. Chase 2019 Qualified Annuity Trust #1 subsequent to exempt transfer to Mr. Chase.

3. Reflects shares held by the Peter R. Chase 2019 Qualified Annuity Trust #2 subsequent to exempt transfer to Mr. Chase.

4. Represents shares held by the Peter R. Chase Trust.

5. Represents shares held by the Chase 2015 Irrevocable Trust.

6. Reflects shares held by the Peter R. Chase 2020 Qualified Annuity Trust #1 subsequent to exempt transfer from Mr. Chase.

7. Reflects shares held by the Peter R. Chase 2020 Qualified Annuity Trust #2 subsequent to exempt transfer from Mr. Chase.

8. Represents a weighted average price. These shares were sold in multiple transactions at prices ranging from $115.00 to $114.00 for all transactions reported on this date utilizing a weighted average price. The reporting person will provide to issuer, any security holder of the issuer, or the SEC staff upon request, information regarding the number of shares sold at each price within the range.

9. Represents shares sold pursuant to a trading plan that was adopted on July 13, 2020, complying with Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.

	Marlene Torio by power of attorney	12/09/2020
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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