-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VL7v2hAQs2bXGXs1gxqzvpRtCkGu/57iKdu3yrYacDOaHyXaQT7DcTOtKw09k5/0 1nfX/swnzj7ZPeueXPXjCQ== 0001252682-07-000001.txt : 20070829 0001252682-07-000001.hdr.sgml : 20070829 20070829152625 ACCESSION NUMBER: 0001252682-07-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070824 FILED AS OF DATE: 20070829 DATE AS OF CHANGE: 20070829 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTBOROUGH FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001087843 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTIONS, NOT FEDERALLY CHARTERED [6036] IRS NUMBER: 043504121 STATE OF INCORPORATION: MA FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 100 E MAIN ST CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5083664111 MAIL ADDRESS: STREET 1: 100 E MAIN ST CITY: WAWESTBOROUGH STATE: MA ZIP: 01581 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALL JAMES N CENTRAL INDEX KEY: 0001252682 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27997 FILM NUMBER: 071087452 BUSINESS ADDRESS: STREET 1: C/O WESTBOROUGH FINANCIAL SERVICES INC STREET 2: 100 E MAIN STREET CITY: WESTBOROUGH STATE: MA ZIP: 01581 BUSINESS PHONE: 5083664111 4 1 primary_doc.xml PRIMARY DOCUMENT X0202 4 2007-08-24 0 0001087843 WESTBOROUGH FINANCIAL SERVICES INC WFSM.0B 0001252682 BALL JAMES N 100 EAST MAIN STREET WESTBOROUGH MA 01581 1 0 0 0 Common Stock, par value $0.01 2007-08-24 4 D 0 450 35 D 0 D Common Stock, par value $0.01 2007-08-24 4 D 0 700 35 D 0 I Jointly with Spouse Stock Option (Right to Buy) 25.5 2007-08-24 4 U 0 930 D 2016-04-24 Common Stock 930 0 D Pursuant to Agreement and Plan of Merger among Assabet Valley Bancorp, HudWest Financial Services, Inc., Hudson Savings Bank and Westborough Bancorp, MHC, Westborough Financial Services, Inc. and The Westborough Bank dated November 13, 2006, as amended. Restricted stock cancelled in the merger in exchange for a cash payment of $35.00 per share (less any applicable withholdings). Options granted to the reporting person under the Westborough Financial Services, Inc. 2001 Stock Option Plan. All shares are currently exercisable. Cancelled in the merger in exchange for a cash payment (less any applicable withholdings) representing the difference between the exercise price and $35.00 per option. /s/ John L. Casagrande for James N. Ball by Power of Attorney 2007-08-29 -----END PRIVACY-ENHANCED MESSAGE-----