SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ALDRIDGE DAVID S

(Last) (First) (Middle)
C/O SUPERIOR ESSEX INC.
150 INTERSTATE NORTH PARKWAY

(Street)
ATLANTA GA 30339

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SUPERIOR ESSEX INC [ SPSX ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, CFO, and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
11/17/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/17/2006 S(1) 19,100 D (2)(3)(4) 47,156 D
Common Stock 11/21/2006 S(1) 900 D $35 46,256 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale of shares reported in the Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 22, 2006.
2. The shares were sold in multiple transactions at the following prices: 50 shares at $34.85; 50 shares at $34.86; 100 shares at 34.87; 100 shares at $34.88; 50 shares at $34.89; 200 shares at $34.91; 150 shares at $34.94; 50 shares at $34.95; 200 shares at $34.98; 300 shares at $34.99; 482 shares at $35.00; 68 shares at $35.01; 150 shares at 35.03; 50 shares at $35.04; 75 shares at $35.05; 450 shares at $35.06; 236 shares at $35.07; 50 shares at $35.08; 25 shares at $35.09; 200 shares at $35.10; 50 shares at $35.11; 100 shares at $35.12; 100 shares at $35.14; 200 shares at $35.15; 100 shares at $35.16; 464 shares at $35.17; 814 shares at $35.18; 1,600 shares at $35.19; 850 shares at $35.20; 574 shares at $35.21; 550 shares at $35.22; 100 shares at $35.23; 112 shares at $35.24; 175 shares at $35.25; 50 shares at $35.27; 325 shares at $35.28; 270 shares at $35.29; 639 shares at $35.30; 481 shares at $35.31; 247 shares at $35.32; 163 shares at $35.33; 300 shares at $35.34;
3. (continuation of footnote 2) 250 shares at $35.35; 150 shares at $35.37; 150 shares at $35.38; 50 shares at $35.40; 150 shares at $35.41; 200 shares at $35.42; 150 shares at $35.43; 150 shares at $35.48; 100 shares at $35.49; 53 shares at $35.51; 47 shares at $35.52; 50 shares at $35.57; 100 shares at $35.58; 100 shares at $35.59; 200 shares at $35.60; 15 shares at $35.61; 100 shares at $35.62; 250 shares at $35.63; 150 shares at $35.64; 350 shares at $35.65; 350 shares at $35.66; 50 shares at $35.67; 200 shares at $35.68; 400 shares at $35.69; 300 shares at $35.71; 150 shares at $35.72; 50 shares at $35.73; 260 shares at $35.74; 300 shares at $35.75; 350 shares at $35.76; 375 shares at $35.77; 50 shares at $35.78; 200 shares at $35.80; 450 shares at $35.81; 100 shares at $35.82; 19 shares at $35.83; 181 shares at $35.88; 150 shares at $35.91; 50 shares at $35.92; 50 shares at $35.93; 50 shares at $35.94; 50 shares at $35.95; 50 shares at $35.98; 50 shares at $36.01;
4. (continuation of footnote 3): 100 shares at $36.05; 150 shares at $36.07; 50 shares at $36.11; 240 shares at 36.12; 50 shares at $36.14; 50 shares at $36.15; 110 shares at $36.16; and 50 shares at $36.17.
Remarks:
Barbara L. Blackford, Attorney in Fact 11/21/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.