FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Hamilton Beach Brands Holding Co [ HBB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/01/2019 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock | 10/01/2019 | A(1) | 2,445 | A | (2) | 374,049 | I | Spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr.(3) | ||
Class A Common Stock | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse.(3) | |||||||
Class A Common Stock | 14,313 | I | Spouse serves as Trustee of a Trust for the benefit of Bruce T. Rankin(3) | |||||||
Class A Common Stock | 5,370 | I | Spouse serves as Trustee of GST for the benefit of Clara R. Williams | |||||||
Class A Common Stock | 5,370 | I | Spouse serves as Trustee of GST for the benefit of Helen R. Butler | |||||||
Class A Common Stock | 9,600 | I | Spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(3) | |||||||
Class A Common Stock | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(3) | |||||||
Class A Common Stock | 2,000 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates I, L.P.(3) | |||||||
Class A Common Stock | 25 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates IV, L.P.(3) | |||||||
Class A Common Stock | 12,322 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.(3) | |||||||
Class A Common Stock | 541 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.(3) | |||||||
Class A Common Stock | 1,404 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |||||||
Class A Common Stock | 59,498 | I | Spouse's proportionate LP interest in shares held by RA I, L.P. in trust fbo Bruce T. Rankin(3) | |||||||
Class A Common Stock | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin(3) | |||||||
Class A Common Stock | 59,675 | I | Spouse's proportionate LP interest in shares held by RA IV, L.P. in trust fbo Bruce T. Rankin(3) | |||||||
Class A Common Stock | 1,975 | I | Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP(3) | |||||||
Class A Common Stock | 34,936 | I | Trust for the benefit of the Reporting Person |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 14,160 | 14,160 | I | Held in an Individual Retirement Account for the benefit of the Reporting Person's spouse(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 344,853 | 344,853 | I | Spouse serves as Trustee of a Trust for the benefit of Alfred M. Rankin, Jr(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 14,313 | 14,313 | I | Spouse serves as Trustee of a Trust for the benefit of Bruce T. Rankin(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 5,370 | 5,370 | I | Spouse serves as Trustee of GST for the benefit of Clara R. Williams | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 5,370 | 5,370 | I | Spouse serves as Trustee of GST for the benefit of Helen R. Butler | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 9,600 | 9,600 | I | Spouse serves as Trustee of Trusts for the benefit of each of grantor's grandchildren(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 18,625 | 18,625 | I | Spouse serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 25 | 25 | I | Spouse's proportionate general partnership interest in shares held by Rankin Associates IV, L.P.(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 2,000 | 2,000 | I | Spouse's proportionate general partnership interest shares held by Rankin Associates I, L.P.(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 12,322 | 12,322 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 541 | 541 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P.(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 1,404 | 1,404 | I | Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 59,498 | 59,498 | I | Spouse's proportionate LP interest in shares held by RA I, L.P. in trust fbo Bruce T. Rankin | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 25,099 | 25,099 | I | Spouse's proportionate LP interest in shares held by RA II, L.P. in trust fbo Bruce T. Rankin(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 59,675 | 59,675 | I | Spouse's proportionate LP interest in shares held by RA IV, L.P. in trust fbo Bruce T. Rankin(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 1,975 | 1,975 | I | Spouse's proportionate LP interest in shares of RA II, LP held by Rankin Management Inc. as GP(3) | |||||||
Class B Common Stock | (2) | (2) | (2) | Class A Common Stock | 34,936 | 34,936 | I | Trust for the benefit of the Reporting Person(3) |
Explanation of Responses: |
1. Spouse's shares of Class A Common Stock awarded to the Reporting Person's spouse as "Required Shares" under the Company's Non-Employee Directors' Equity Compensation Plan. |
2. N/A |
3. Reporting Person disclaims beneficial ownership of all such shares. |
/s/ Derek R. Redmond, attorney-in-fact | 10/02/2019 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |