SEC FORM 4

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

1. Name and Address of Reporting Person^*

RANKIN CORBIN

(Last)

(First)

(Middle)

5875 LANDERBROOK DRIVE

(Street)

MAYFIELD HEIGHTS

44124

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
HYSTER-YALE MATERIALS HANDLING, INC. [ HY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

Director		10% Owner
Officer (give title below)	X	Other (specify below)
		Member of a Group

3. Date of Earliest Transaction (Month/Day/Year)
10/05/2018

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Class A Common Stock	10/05/2018		P		99⁽¹⁾	A	$63.9844	147,256	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin⁽²⁾
Class A Common Stock	10/05/2018		P		1⁽¹⁾	A	$61.51⁽³⁾	196	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock	10/05/2018		P		1⁽¹⁾	A	$62.21⁽⁴⁾	197	I	Spouse's proportionate interest in shares held by RAV
Class A Common Stock	10/05/2018		P		29⁽¹⁾	A	$61.51⁽³⁾	11,519	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock	10/05/2018		P		29⁽¹⁾	A	$61.51⁽³⁾	11,519	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock	10/05/2018		P		29⁽¹⁾	A	$61.51⁽³⁾	11,519	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock	10/05/2018		P		1⁽¹⁾	A	$62.21⁽⁴⁾	52	I	Spouse's Proportionate Interest in shares held by RAVI held by Rankin Management
Class A Common Stock	10/05/2018		P		59⁽¹⁾	A	$62.21⁽⁴⁾	11,578	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock	10/05/2018		P		59⁽¹⁾	A	$62.21⁽⁴⁾	11,578	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock	10/05/2018		P		59⁽¹⁾	A	$62.21⁽⁴⁾	11,578	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock	10/05/2018		P		1⁽¹⁾	A	$62.21⁽⁴⁾	152	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/05/2018		P		1⁽¹⁾	A	$62.21⁽⁴⁾	152	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/08/2018		P		57⁽¹⁾	A	$62.6372	147,313	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin⁽²⁾
Class A Common Stock	10/08/2018		P		1⁽¹⁾	A	$63.42⁽⁵⁾	50	I	Spouse's proportionate Interest in shares held by RAV held by Rankin Management
Class A Common Stock	10/08/2018		P		15⁽¹⁾	A	$61.49⁽⁶⁾	11,593	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class A Common Stock	10/08/2018		P		15⁽¹⁾	A	$61.49⁽⁶⁾	11,593	I	Spouse serves as trustee for GSTs for the benefit of Matthew M. Rankin
Class A Common Stock	10/08/2018		P		15⁽¹⁾	A	$61.49⁽⁶⁾	11,593	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class A Common Stock	10/08/2018		P		1⁽¹⁾	A	$61.49⁽⁶⁾	153	I	Spouse's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock	10/08/2018		P		1⁽¹⁾	A	$61.49⁽⁶⁾	153	I	Reporting person's proportionate interest in shares held by Rankin Associates VI
Class A Common Stock								3,622	D
Class A Common Stock								14,343	I	Reporting Person's LP interest in shares held in RA1
Class A Common Stock								1,843	I	Reporting person's proportionate interests in shares held by Rankin Associates II, L.P
Class A Common Stock								7	I	Held by Spouse
Class A Common Stock								19	I	spouse's proportionate general partnership interest in shares of RA IV LP held by the Trust⁽⁷⁾
Class A Common Stock								25,324	I	spouse's proportionate partnership interest in shares held by RA I LP⁽⁷⁾
Class A Common Stock								35,872	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P⁽⁷⁾
Class A Common Stock								65,824	I	Spouses proportionate LP interest in shares held in RA4⁽⁷⁾
Class A Common Stock								1,975	I	Spouse's proportionate interest in shares held in RMI⁽⁷⁾

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	3,622		3,622	D
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	25,657		25,657	I	Reporting Person's LP interest in shares held in RA1
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	1,843		1,843	I	Reporting Person's proportionate interests in shares held by Rankin Associates II, L.P
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	6,889		6,889	I	Spouse serves as trustee for GSTs for the benefit of James T. Rankin
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	6,889		6,889	I	Spouse serves as trustee of GSTs for the benefit of Matthew M. Rankin
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	6,889		6,889	I	Spouse serves as trustee for GSTs for the benefit of Thomas Parker Rankin
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	7		7	I	Held by Spouse
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	31		31	I	spouse's proportionate limited partnership interest in shares of RA IV LP held by the Trust⁽⁷⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	45,300		45,300	I	spouse's proportionate partnership interest in shares held by Rankin Associates I, L.P⁽⁷⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	35,872		35,872	I	spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P⁽⁷⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	104,286		104,286	I	spouses proortionate LP interest in shares held in RA4⁽⁷⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	145,912		145,912	I	spouse serves as Trustee of a Trust for the benefit of Thomas T. Rankin⁽⁷⁾
Class B Common Stock	⁽⁸⁾							⁽⁸⁾	⁽⁸⁾	Class A Common Stock	1,975		1,975	I	Spouse's proportionate interest in shares held in RMI⁽⁷⁾

Explanation of Responses:

1. Shares purchased pursuant to 10b5-1 plan

2. Reporting Person disclaims beneficial ownership of all such shares.

3. 2018-Oct-5 -Block 1 Weighted Average- Share Price represents average price between $61.01 and $61.71.

4. 2018-Oct-5 -Block 2 Weighted Average- Share Price represents average price between $62.08 and $62.49.

5. 2018-Oct-8 -Block 3 Weighted Average- Share Price represents average price between $63.415 and $63.50.

6. 2018-Oct-8 -Block 1 Weighted Average- Share Price represents average price between $60.94 and $61.81.

7. Reporting Person disclaims beneficial ownership of all such shares.

8. N/A

	/s/ Suzanne S. Taylor, attorney-in-fact	10/09/2018
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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