FORM 5 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). | |||||||||||||||||
Form 3 Holdings Reported. | |||||||||||||||||
Form 4 Transactions Reported. |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
W HOLDING CO INC [ WHI ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Statement for Issuer's Fiscal Year Ended
(Month/Day/Year) 12/31/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | |||||||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||||||
Amount | (A) or (D) | Price | |||||||||||||
Purchase of Preferred Stock(1) | 12/21/2004 | P5 | 5,800 | A | $50 | 5,800 | D | ||||||||
Purchase of Preferred Stock(1) | 12/21/2004 | P5 | 4,200 | A | $50 | 4,200 | I | Owned by daughters. | |||||||
Balance of Preferred Stock(2) | 11,303 | D | |||||||||||||
Balance of Preferred Stock(3) | 42,204 | D | |||||||||||||
Balance of Preferred Stock(4) | 4,000 | D | |||||||||||||
Balance of Common Stock | 1,027,251 | D | |||||||||||||
Balance of Common Stock | 65,690 | I | Owned by daughters. |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | ||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Option to Buy Common Stock | $4.3595(5) | 01/28/2000 | A | 680,850 | (6) | 01/28/2010 | Option to Buy Common Stock | 680,850(5) | $0.00 | 680,850(5) | D | |||
Balance of Preferred Stock Convertible 1998-Series A | $0.995 | (7) | (7) | Convertible Preferred Stock 1998-Series A | 35,000 | 35,000 | D | |||||||
Balance of Preferred Stock Convertible 1998-Series A | $0.995 | (7) | (7) | Convertible Preferred Stock 1998-Series A | 3,950 | 3,950 | I | Owned by daughters. |
Explanation of Responses: |
1. 6.70% Non Cumulative, Non convertible 2005-Series H |
2. 7.40% Non Cumulative, Non Convertible 2001-Series D |
3. 6.875% Non Cumulative, Non Convertible 2002-Series E |
4. 7.25% Non Cumulative, Non Convertible 1999-Series B |
5. This include the effect of the 3 x 2 stock split and the 2% stock dividend paid on December 10, 2003. |
6. 5 year vesting - 20% at each aniversary. |
7. Convertible Preferred Stock Balance. |
Remarks: |
Freddy Maldonado by Roberto Caro | 02/15/2005 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |