0001179110-11-008733.txt : 20110527 0001179110-11-008733.hdr.sgml : 20110527 20110527104928 ACCESSION NUMBER: 0001179110-11-008733 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110525 FILED AS OF DATE: 20110527 DATE AS OF CHANGE: 20110527 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBAL POWER EQUIPMENT GROUP INC. CENTRAL INDEX KEY: 0001136294 STANDARD INDUSTRIAL CLASSIFICATION: FABRICATED PLATE WORK (BOILER SHOPS) [3443] IRS NUMBER: 731541378 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5199 N MINGO ROAD CITY: TULSA STATE: OK ZIP: 74117 BUSINESS PHONE: 9184880828 MAIL ADDRESS: STREET 1: 5199 N MINGO ROAD CITY: TULSA STATE: OK ZIP: 74117 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL POWER EQUIPMENT GROUP INC/ DATE OF NAME CHANGE: 20010309 FORMER COMPANY: FORMER CONFORMED NAME: GEEG INC DATE OF NAME CHANGE: 20010306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PPM AMERICA CAPITAL PARTNERS LLC CENTRAL INDEX KEY: 0001242313 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16501 FILM NUMBER: 11876574 BUSINESS ADDRESS: STREET 1: 225 W WACKER DR STREET 2: STE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126342500 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE, SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PPM AMERICA PRIVATE EQUITY FUND LP CENTRAL INDEX KEY: 0001242315 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16501 FILM NUMBER: 11876573 BUSINESS ADDRESS: STREET 1: 225 W WACKER DR STREET 2: STE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 3126342500 MAIL ADDRESS: STREET 1: 225 W. WACKER DRIVE, SUITE 1200 CITY: CHICAGO STATE: IL ZIP: 60606 4 1 edgar.xml FORM 4 - X0303 4 2011-05-25 0 0001136294 GLOBAL POWER EQUIPMENT GROUP INC. GLPW 0001242313 PPM AMERICA CAPITAL PARTNERS LLC 225 WEST WACKER DRIVE SUITE 1200 CHICAGO IL 60606 0 0 1 0 0001242315 PPM AMERICA PRIVATE EQUITY FUND LP 225 WEST WACKER DRIVE SUITE 1200 CHICAGO IL 60606 0 0 1 0 Common Stock 2011-05-25 4 S 0 10000 29.2044 D 1489262 I See Footnote Common Stock 2011-05-26 4 S 0 16600 29.0809 D 1472662 I See Footnote The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.20 to $29.62, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. The reported securities are owned directly by PPM America Private Equity Fund LP (the "Fund"). The reported securities may be deemed to be owned directly by PPM American Capital Partners, LLC, the general partner of the Fund. PPM America Capital Partners, LLC disclaims beneficial ownership of the reported securities, except to the extent of its pecuniary interest in the Fund. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.14, inclusive. The reporting persons undertake to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. /s/ Kevin Keefe, Authorized signatory for PPM America Capital Partners, LLC 2011-05-27 /s/ Kevin Keefe, Authorized signatory for PPM America Private Equity Fund LP 2011-05-27