FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
VENDINGDATA CORP [ VNX ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 04/09/2007 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 04/09/2007 | A | 50,000 | A | (5) | 50,000 | D(3) |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
OPTION/RIGHT TO BUY(1) | $1.34 | (1) | (1) | Common Stock | 100,000 | 100,000 | D | ||||||||
OPTION/RIGHT TO BUY(2) | $2.43 | 09/07/2007 | (2) | Common Stock | 10,000 | 10,000 | D | ||||||||
OPTION/RIGHT TO BUY(4) | $2.4 | 04/10/2007 | A | 5,000 | 09/08/2007 | (4) | Common Stock | 5,000 | $0 | 5,000 | D |
Explanation of Responses: |
1. As previously reported, in connection with General Harvey's appointment to serve as a director by the Board of Directors (the "Board") of VendingData Corporation (the "Company"), the Company granted General Harvey on September 20, 2005, the option to purchase 100,000 shares of the Company's $.001 par value common stock ("Common Stock") at $1.34 per share, pursuant to the Company's 1999 Stock Option Plan. The option shares vest over three years and have an expiration date of September 29, 2011. |
2. As previously reported on March 7, 2007, the Company issued to General Harvey options to purchase 10,000 shares of Common Stock pursuant to the Company's 1999 Directors' Stock Option Plan (the "Plan") in consideration of his service as a member of the Board in calendar year 2006. These options expire the later of March 6, 2017 or three months after General Harvey ceases to serve as a member of the Board. |
3. On April 9, 2007, 50,000 shares of Common Stock issued to General Harvey pursuant to a letter of agreement between the Company and General Harvey dated September 29, 2005 and per shareholder approval |
4. On April 10, 2007, the Company issued to General Harvey options to purchase an additional 5,000 shares of Common Stock pursuant to the Plan in consideration of his service as a member of the Board in calendar year 2006. These options expire the later of March 7, 2017 or three months after General Harvey ceases to serve as a member of the Board. |
5. N/A |
/s/Paul A. Harvey | 04/12/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |