-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PKUIlvfuHuhO6AfcL5Dm2LJeWQJol3y5PLTqVbLOSAM3Om4UbxYoMzwL78p+zxa5 CPfwwcsNbBCnkPe1FCLzgw== 0001181431-09-029284.txt : 20090605 0001181431-09-029284.hdr.sgml : 20090605 20090605175039 ACCESSION NUMBER: 0001181431-09-029284 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090603 FILED AS OF DATE: 20090605 DATE AS OF CHANGE: 20090605 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARTON JAMES M CENTRAL INDEX KEY: 0001236711 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27141 FILM NUMBER: 09878209 MAIL ADDRESS: STREET 1: C/O TIVO INC STREET 2: 2160 GOLD STREET PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIVO INC CENTRAL INDEX KEY: 0001088825 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 770463167 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 BUSINESS PHONE: 408-519-9100 MAIL ADDRESS: STREET 1: 2160 GOLD STREET STREET 2: PO BOX 2160 CITY: ALVISO STATE: CA ZIP: 95002 4 1 rrd245219.xml BARTON 060309 SALES X0303 4 2009-06-03 0 0001088825 TIVO INC TIVO 0001236711 BARTON JAMES M 2160 GOLD STREET ALVISO CA 95002 0 1 0 0 CTO Common Stock 2009-06-03 4 M 0 50000 3.25 A 131062 D Common Stock 2009-06-03 4 M 0 50000 3.90 A 181062 D Common Stock 2009-06-03 4 M 0 105000 5.43 A 286062 D Common Stock 2009-06-03 4 M 0 75000 7.18 A 361062 D Common Stock 2009-06-03 4 S 0 205000 9.67 D 156062 D Common Stock 2009-06-03 4 S 0 75000 10.49 D 81062 D Stock Option (right to buy) 3.25 2009-06-03 4 M 0 50000 3.25 D 2001-10-27 2011-09-27 Common Stock 50000 0 D Stock Option (right to buy) 3.90 2009-06-03 4 M 0 50000 3.90 D 2002-06-07 2012-05-07 Common Stock 50000 0 D Stock Option (right to buy) 5.43 2009-06-03 4 M 0 105000 5.43 D 2003-05-24 2013-04-24 Common Stock 105000 0 D Stock Option (right to buy) 7.18 2009-06-03 4 M 0 75000 7.18 D 2004-06-03 2014-05-03 Common Stock 75000 0 D This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities and Exchange act of 1934, as amended. Phyllis Mesec, Attorney-in-fact for Jim Barton 2009-06-05 -----END PRIVACY-ENHANCED MESSAGE-----