FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Alkermes plc. [ ALKS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 03/17/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Ordinary Shares | 03/17/2014 | G(1) | V | 6,600 | D | $0 | 93,681 | D | ||
Ordinary Shares | 03/17/2014 | G(1) | V | 6,600 | A | $0 | 6,600 | I | The Jody Corey-Bloom Charitable Trust | |
Ordinary Shares | 03/17/2014 | G(2) | V | 3,400 | D | $0 | 90,281 | D | ||
Ordinary Shares | 03/17/2014 | G(2) | V | 3,400 | A | $0 | 3,400 | I | The Floyd E. Bloom Charitable Trust |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On March 17, 2014, the reporting person contributed 6,600 Alkermes plc ordinary shares to the Jody Corey-Bloom Charitable Trust dated February 23, 1996. The reporting person is a co-trustee and the reporting person and his wife are beneficiaries of the trust. The reporting person continues to report beneficial ownership of all of the Alkermes plc ordinary shares held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. |
2. On March 17, 2014, the reporting person contributed 3,400 Alkermes plc ordinary shares to the Floyd E. Bloom Charitable Trust dated February 23, 1996. The reporting person is a co-trustee and the reporting person and his wife are beneficiaries of the trust. The reporting person continues to report beneficial ownership of all of the Alkermes plc ordinary shares held by the trust but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein. |
/s/ Jennifer Baptiste, attorney-in-fact for Floyd E. Bloom | 03/21/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |