0001288257-11-000015.txt : 20110520 0001288257-11-000015.hdr.sgml : 20110520 20110520201033 ACCESSION NUMBER: 0001288257-11-000015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110519 FILED AS OF DATE: 20110520 DATE AS OF CHANGE: 20110520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COLLINS DAVID E CENTRAL INDEX KEY: 0001234780 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32259 FILM NUMBER: 11863159 MAIL ADDRESS: STREET 1: C/O ALIGN TECHNOLOGY INC STREET 2: 2650 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALIGN TECHNOLOGY INC CENTRAL INDEX KEY: 0001097149 STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842] IRS NUMBER: 943267295 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 BUSINESS PHONE: 4087381500 MAIL ADDRESS: STREET 1: 2560 ORCHARD PARKWAY CITY: SAN JOSE STATE: CA ZIP: 95131 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2011-05-19 0 0001097149 ALIGN TECHNOLOGY INC ALGN 0001234780 COLLINS DAVID E C/O ALIGN TECHNOLOGY INC 2560 ORCHARD PARKWAY SAN JOSE CA 95131 1 0 0 0 Common Stock 2011-05-19 2011-05-19 4 C 0 3000 0 A 35000 D Restricted Stock Unit 0.0001 2011-05-19 2011-05-19 4 C 0 3000 0 D Common Stock 3000 0 D Stock Option (Right to Buy) 24.205 2011-05-19 2011-05-19 4 A 0 10000 0 A 2018-05-19 Common Stock 10000 10000 D Restricted Stock Unit 0.0001 2011-05-19 2011-05-19 4 D 0 3000 0 A Common Stock 3000 3000 D Represents par value of ALGN common stock 100% of the restricted stock unit granted on May 20, 2010 became vested on May 19, 2011 and shares were delivered to reporting person on such vest date. Represents an option in which all of the shares underlying the option became vested and exercisable upon the earlier of (i) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2012. 100% of the restricted stock unit will become vested upon the earlier of (i) one year after the date of grant or (ii) the date of issuer's annual meeting of stockholders to be held in 2012. Shares will be delivered to reporting person on such vest date. Roger E. George Atty-in-Fact for David E. Collins 2011-05-20