FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 10/31/2003 |
3. Issuer Name and Ticker or Trading Symbol
NEW YORK COMMUNITY BANCORP INC [ (NYB) ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 24,276 | D | |
Common Stock | 2,600 | I | By BRP |
Common Stock | 2,946 | I | By ESOP |
Common Stock | 1,270 | I | By IRA |
Common Stock | 3,375 | I | By Stock Award(1) |
Common Stock | 3,080 | I | By Stock Award II(2) |
Common Stock | 4,500 | I | By Stock Award III(3) |
Common Stock | 33,222 | I | By Stock Award IV(4) |
Common Stock | 4,374 | I | By Stock Award V(4) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Incentive Stock Option (right to buy) | 02/01/2000(5) | 02/01/2009 | Common Stock | 22,500 | $16 | D | |
Incentive Stock Option (right to buy) | 02/02/2002(6) | 02/02/2011 | Common Stock | 5,625 | $22.28 | D | |
Incentive Stock Option (right to buy) | 06/26/2002(7) | 06/26/2011 | Common Stock | 3,413 | $24.53 | D | |
Non-Statutory Stock Option (right to buy) | 06/26/2002(8) | 06/26/2011 | Common Stock | 29,392 | $24.53 | D | |
Non-Statutory Stock Option (right to buy) | 06/26/2002(9) | 06/26/2011 | Common Stock | 122,625 | $24.53 | D | |
Non-Statutory Stock Option (right to buy) | 06/25/2003(10) | 06/25/2012 | Common Stock | 18,476 | $28.47 | D |
Explanation of Responses: |
1. Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in five equal annual installments commencing on February 2, 2002. |
2. Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in three equal annual installments commencing on October 1, 2002. |
3. Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in five equal annual installments commencing on February 1, 2000. |
4. Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in five equal annual installments commencing on December 1, 2003. |
5. Incentive Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in five equal annual installments commencing on February 1, 2000. |
6. Incentive Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in five equal annual installments commencing on February 2, 2002. |
7. Incentive Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest as follows: 119 on June 26, 2002, 2003 and 2004; and 3,056 on June 26, 2005. |
8. Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest as follows: 8,082 on June 26, 2002, 2003 and 2004; and 5,146 on June 26, 2005. |
9. Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in four equal annual installments commencing on June 26, 2002. |
10. Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in three equal annual installments commencing on June 25, 2003. |
Remarks: |
/s/ Quinn, Patrick R | 11/10/2003 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |