SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
PUORRO MICHAEL P

(Last) (First) (Middle)
615 MERRICK AVENUE

(Street)
WESTBURY NY 11590

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
10/31/2003
3. Issuer Name and Ticker or Trading Symbol
NEW YORK COMMUNITY BANCORP INC [ (NYB) ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and CFO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 125,616 D
Common Stock 6,149 I By 401(k)
Common Stock 11,303 I By BRP
Common Stock 112 I By Child-Custodian
Common Stock 9,389 I By ESOP
Common Stock 5,476 I By Stock Award II(1)
Common Stock 33,410 I By Stock Award III(2)
Common Stock 4,374 I By Stock Award IV(2)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Incentive Stock Option (right to buy) 06/26/2002(3) 06/26/2011 Common Stock 8,154 $24.53 D
Non-Statutory Stock Option (right to buy) 06/26/2002(4) 06/26/2011 Common Stock 20,574 $24.53 D
Non-Statutory Stock Option (right to buy) 06/26/2002(5) 06/26/2011 Common Stock 122,625 $24.53 D
Non-Statutory Stock Option (right to buy) 06/25/2003(6) 06/25/2012 Common Stock 18,476 $28.47 D
Stock Option (right to buy) 09/02/1998(7) 09/02/2007 Common Stock 134,751 $20 D
Explanation of Responses:
1. Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in three equal annual installments commencing on October 1, 2002.
2. Stock Awards granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in five equal annual installments commencing on December 1, 2003.
3. Incentive Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest in three equal annual installments commencing on June 26, 2002.
4. Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan vest as follows: 8,202 on June 26, 2002; and 4,124 on June 26, 2003, 2004 and 2005.
5. Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in four equal annual installments commencing on June 26, 2002.
6. Non-Statutory Stock Options granted pursuant to the Roslyn Bancorp, Inc. 2001 Stock-Based Incentive Plan vest in three equal annual installments commencing on June 25, 2003.
7. Stock Options granted pursuant to the Roslyn Bancorp, Inc. 1997 Stock-Based Incentive Plan are fully vested and exercisable as of September 2, 2002.
Remarks:
By: /s/ Edward G. Olifer, Power of Attorney 11/10/2003
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.