FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
SYNAPTICS INC [ SYNA ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 08/04/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 08/04/2014 | M | 3,516 | A | $26.28 | 25,977 | I | By Trust(1) | ||
Common Stock | 08/04/2014 | M | 3,000 | A | $23.16 | 28,977 | I | By Trust(1) | ||
Common Stock | 08/04/2014 | M | 3,375 | A | $46.5 | 32,352 | I | By Trust(1) | ||
Common Stock | 08/04/2014 | S | 5,200 | D | $76.9204(2) | 27,152 | I | By Trust(1) | ||
Common Stock | 08/04/2014 | S | 3,621 | D | $78.1377(3) | 23,531 | I | By Trust(1) | ||
Common Stock | 08/04/2014 | S | 1,070 | D | $78.7331(4) | 22,461 | I | By Trust(1) | ||
Common Stock | 9,047 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (Right to Buy) | $26.28 | 08/04/2014 | M | 3,516 | (5) | 01/25/2020 | Common Stock | 3,516 | $0.00 | 0 | D | ||||
Director Stock Option (Right to Buy) | $23.16 | 08/04/2014 | M | 3,000 | (6) | 10/31/2019 | Common Stock | 3,000 | $0.00 | 0 | D | ||||
Director Stock Option (Right to Buy) | $46.5 | 08/04/2014 | M | 3,375 | (7) | 10/28/2020 | Common Stock | 3,375 | $0.00 | 1,125 | D |
Explanation of Responses: |
1. The shares are held by the Reporting Person as Trustee of the Sanquini 2002 Living Trust, dated January 22, 2002. |
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $76.48 to $77.27, inclusive. The reporting person undertakes to provide to Synaptics Incorporated (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $77.53 to $78.48, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $78.61 to $78.82, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
5. 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the January 25, 2010 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 25th day of each month thereafter until fully vested on January 25, 2014. |
6. 1/12th of the total number of shares subject to the option vested and became exercisable on the last day of each month following the October 31, 2012 grant date until fully vested on October 31, 2013. |
7. 1/12th of the total number of shares subject to the option vested or shall vest and became or shall become exercisable on the 28th day of each month following the October 28, 2013 grant date until fully vested on October 28, 2014. |
Remarks: |
Kermit Nolan, as Attorney-in-Fact | 08/06/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |