0001222765-19-000009.txt : 20190507
0001222765-19-000009.hdr.sgml : 20190507
20190506181900
ACCESSION NUMBER: 0001222765-19-000009
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190507
DATE AS OF CHANGE: 20190506
EFFECTIVENESS DATE: 20190507
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WATER ISLAND CAPITAL LLC
CENTRAL INDEX KEY: 0001222765
IRS NUMBER: 134100544
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-10693
FILM NUMBER: 19800710
BUSINESS ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
BUSINESS PHONE: 212-584-2367
MAIL ADDRESS:
STREET 1: 41 MADISON AVENUE
STREET 2: 42ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10010
13F-HR/A
1
primary_doc.xml
13F-HR/A
LIVE
false
false
false
0001222765
XXXXXXXX
03-31-2019
03-31-2019
true
1
NEW HOLDINGS
false
WATER ISLAND CAPITAL LLC
41 Madison Avenue
42nd Floor
New York
NY
10010
13F HOLDINGS REPORT
028-10693
N
Stephanie Butler
Compliance Officer
917-475-9243
Stephanie Butler
New York
NY
05-06-2019
0
146
1998830
INFORMATION TABLE
2
infotable.xml
ALTABA INC
Equity
021346101
18211
245697
SH
SOLE
206872
0
38825
ALTRA INDL MOTION CORP
Equity Put
02208R956
1
2800
SH
Put
SOLE
2800
0
0
ALTRA INDL MOTION CORP
Equity
02208R106
72
2325
SH
SOLE
2325
0
0
AIR PRODS & CHEMS INC
Equity
009158106
3240
16968
SH
SOLE
13885
0
3083
ARLO TECHNOLOGIES INC
Equity
04206A101
335
81101
SH
SOLE
68732
0
12369
ARCONIC INC
Equity Call
03965L900
65
125000
SH
Call
SOLE
100200
0
24800
RTI INTL METALS INC
Corporate Bond
74973WAB3
16160
16184000
PRN
SOLE
13596000
0
2588000
ARCONIC INC
Equity
03965L100
3178
166307
SH
SOLE
136267
0
30040
ARRIS INTERNATIONAL PLC
Equity
G0551A103
60437
1911973
SH
SOLE
1899276
0
0
ASHLAND GLOBAL HLDGS INC
Equity Call
044186904
0
1600
SH
Call
SOLE
1600
0
0
ATTUNITY LTD
Equity
M15332121
23397
997724
SH
SOLE
991147
0
0
Avon Products Inc
Corporate Bond
05409QAA6
1046
1000000
PRN
SOLE
1000000
0
0
AVAYA HLDGS CORP
Equity Put
05351X951
1
800
SH
Put
SOLE
800
0
0
AVAYA HLDGS CORP
Equity
05351X101
142
38280
SH
SOLE
29088
0
9192
AXALTA COATING SYS LTD
Equity Put
G0750C958
1
1400
SH
Put
SOLE
1400
0
0
AXALTA COATING SYS LTD
Equity
G0750C108
68
2700
SH
SOLE
2700
0
0
BB&T CORP
Equity Call
054937907
95
212500
SH
Call
SOLE
195200
0
16500
BLOOM ENERGY CORP
Equity
093712107
239
18500
SH
SOLE
18500
0
0
BELMOND LTD
Equity
G1154H107
44933
1802371
SH
SOLE
1728041
0
64656
BRISTOL MYERS SQUIBB CO
Equity Call
110122908
2
5200
SH
Call
SOLE
5200
0
0
BRISTOL MYERS SQUIBB CO
Equity Put
110122958
0
400
SH
Put
SOLE
400
0
0
BAYTEX ENERGY CORP
Equity
07317Q105
232
137500
SH
SOLE
137500
0
0
PEABODY ENERGY CORP NEW
Equity
704551100
255
9000
SH
SOLE
9000
0
0
CAMECO CORP
Equity
13321L108
244
20700
SH
SOLE
20700
0
0
CELGENE CORP
Equity Put
151020954
5
6900
SH
Put
SOLE
6900
0
0
CELGENE CORP
Equity
151020104
8255
87500
SH
SOLE
80476
0
6687
CHEMICAL FINL CORP
Equity Call
163731902
173
517400
SH
Call
SOLE
480600
0
34600
CLEMENTIA PHARMACEUTICALS IN
Equity
185575107
10020
383907
SH
SOLE
363146
0
18878
CENTENE CORP DEL
Equity Call
15135B901
671
161700
SH
Call
SOLE
148500
0
12600
CENTENE CORP DEL
Equity Put
15135B951
377
100100
SH
Put
SOLE
91900
0
7800
CONDUENT INC
Equity Put
206787953
0
1500
SH
Put
SOLE
1500
0
0
CONDUENT INC
Equity
206787103
68
4900
SH
SOLE
4900
0
0
CNX RESOURCES CORPORATION
Equity
12653C108
102
9500
SH
SOLE
9500
0
0
CNX MIDSTREAM PARTNERS LP
Equity
12654A101
175
11500
SH
SOLE
11500
0
0
DELL TECHNOLOGIES INC
Equity
24703L202
1100
18735
SH
SOLE
18613
0
0
DOLLAR GEN CORP NEW
Equity
256677105
2005
16809
SH
SOLE
13763
0
3046
DOVER CORP
Equity Call
260003908
298
98400
SH
Call
SOLE
80500
0
17900
DXC TECHNOLOGY CO
Equity
23355L106
42
650
SH
SOLE
650
0
0
Endurance International Group
Corporate Bond
26854XAB5
1602
1500000
PRN
SOLE
1500000
0
0
ELANCO ANIMAL HEALTH INC
Equity
28414H103
27
846
SH
SOLE
846
0
0
ELLIE MAE INC
Equity
28849P100
58841
596223
SH
SOLE
592261
0
0
ENTEGRIS INC
Equity
29362U104
36
1000
SH
SOLE
1000
0
0
First Data Corp
Corporate Bond
32008DAA4
26756
25783000
PRN
SOLE
24852000
0
798000
FIRST DATA CORP NEW
Equity
32008D106
88826
3381262
SH
SOLE
3149245
0
217430
FIDELITY NATL INFORMATION SV
Equity Call
31620M906
490
294400
SH
Call
SOLE
278400
0
14500
FISERV INC
Equity
337738108
64
723
SH
SOLE
723
0
0
FIVE BELOW INC
Equity
33829M101
968
7790
SH
SOLE
6379
0
1411
FOX CORP
Equity Put
35137L955
184
59800
SH
Put
SOLE
56500
0
3100
FOX CORP
Equity
35137L105
12150
330981
SH
SOLE
312983
0
16425
GOLDCORP INC NEW
Equity Put
380956959
4
64500
SH
Put
SOLE
59900
0
4400
GOLDCORP INC NEW
Equity
380956409
49790
4352296
SH
SOLE
4130573
0
199918
GameStop Corp
Corporate Bond
36467WAB5
15545
15383000
PRN
SOLE
12467000
0
2916000
GOGO INC
Convertible Bond
38046CAB5
214
220000
PRN
SOLE
220000
0
0
GLOBALSTAR INC
Equity
378973408
120
280000
SH
SOLE
280000
0
0
HOME DEPOT INC
Equity
437076102
5141
26790
SH
SOLE
21931
0
4859
HFF INC
Equity
40418F108
10298
215673
SH
SOLE
203989
0
10615
INFRAREIT INC
REIT
45685L100
38222
1822688
SH
SOLE
1810583
0
0
HERC HLDGS INC
Equity Put
42704L954
56
47400
SH
Put
SOLE
40000
0
7400
HERC HLDGS INC
Equity
42704L104
3131
80316
SH
SOLE
67791
0
12525
INTEGRATED DEVICE TECHNOLOGY
Convertible Bond
458118AC0
1570
1000000
PRN
SOLE
1000000
0
0
INTEGRATED DEVICE TECHNOLOGY
Equity
458118106
78018
1592522
SH
SOLE
1470038
0
116086
IMMUNE DESIGN CORP
Equity
45252L103
3557
608000
SH
SOLE
603940
0
0
ISHARES TR
Equity Put
464287955
10
3000
SH
Put
SOLE
3000
0
0
Kosmos Energy Ltd
Corporate Bond
500688AA4
7237
7000000
PRN
SOLE
6071000
0
929000
MULTI COLOR CORP
Equity Call
625383904
7
9200
SH
Call
SOLE
8000
0
1200
Multi-Color Corp
Corporate Bond
625383AA2
14912
14196000
PRN
SOLE
12064000
0
2132000
MULTI COLOR CORP
Equity
625383104
9473
189886
SH
SOLE
188622
0
0
LEAR CORP
Equity
521865204
708
5219
SH
SOLE
4198
0
1021
LSC Communications Inc
Corporate Bond
50218PAA5
1008
917000
PRN
SOLE
917000
0
0
L3 TECHNOLOGIES INC
Equity
502413107
96065
465501
SH
SOLE
439793
0
23422
LOGMEIN INC
Equity Call
54142L909
1
700
SH
Call
SOLE
700
0
0
LOGMEIN INC
Equity Put
54142L959
86
26800
SH
Put
SOLE
22200
0
4600
LOGMEIN INC
Equity
54142L109
4247
53025
SH
SOLE
43795
0
9230
LUXOFT HLDG INC
Equity Put
G57279954
60
596900
SH
Put
SOLE
548400
0
46300
LUXOFT HLDG INC
Equity
G57279104
67344
1147064
SH
SOLE
1053606
0
89042
MICRO FOCUS INTERNATIONAL PL
Equity Call
594837904
6
900
SH
Call
SOLE
900
0
0
MAGNA INTL INC
Equity
559222401
828
17012
SH
SOLE
13683
0
3329
MITEK SYS INC
Equity Put
606710950
3
12000
SH
Put
SOLE
12000
0
0
MITEK SYS INC
Equity
606710200
190
15500
SH
SOLE
15500
0
0
MELLANOX TECHNOLOGIES
Equity Put
M51363953
610
300800
SH
Put
SOLE
276800
0
22900
MELLANOX TECHNOLOGIES LTD
Equity
M51363113
64944
548700
SH
SOLE
504130
0
42434
MEDEQUITIES RLTY TR INC
Equity
58409L306
12318
1106777
SH
SOLE
1099461
0
0
NAVIGATORS GROUP INC
Equity
638904102
79221
1133841
SH
SOLE
1126332
0
0
NOBLE ENERGY INC
Equity
655044105
99
4000
SH
SOLE
4000
0
0
NATIONAL COMM CORP
Equity
63546L102
25410
648037
SH
SOLE
643753
0
0
NII HLDGS INC
Equity
62913F508
848
432443
SH
SOLE
432443
0
0
NIGHTSTAR THERAPEUTICS PLC
#N/A
65413A101
12456
490993
SH
SOLE
487732
0
0
Nielsen Holdings PLC
Corporate Bond
65410CAA8
13063
12683000
PRN
SOLE
10450000
0
2233000
NORFOLK SOUTHERN CORP
Equity
655844108
4136
22131
SH
SOLE
18128
0
4003
NETGEAR INC
Equity
64111Q104
43
1300
SH
SOLE
1300
0
0
NXP SEMICONDUCTORS N V
Convertible Bond
62952QAB6
1541
1500000
PRN
SOLE
1500000
0
0
OAKTREE CAP GROUP LLC
Equity
674001201
55303
1113860
SH
SOLE
1106465
0
0
SPARK THERAPEUTICS INC
Equity Put
84651J953
284
488800
SH
Put
SOLE
484400
0
1200
SPARK THERAPEUTICS INC
Equity
84652J103
63048
553639
SH
SOLE
537000
0
13449
ORACLE CORP
Equity
68389X105
8
143
SH
SOLE
143
0
0
OSIRIS THERAPEUTICS INC NEW
Equity
68827R108
4892
257485
SH
SOLE
255767
0
0
PACIFIC BIOSCIENCES CALIF IN
Equity
69404D108
26199
3623677
SH
SOLE
3328802
0
280741
PERSPECTA INC
Equity
715347100
3067
151665
SH
SOLE
122442
0
29223
Paratek Pharmaceuticals Inc
Corporate Bond
699374AA2
780
1000000
PRN
SOLE
1000000
0
0
PARATEK PHARMACEUTICALS INC
Equity
699374302
1965
366648
SH
SOLE
316938
0
49710
PAPA JOHNS INTL INC
Equity Put
698813952
1
33000
SH
Put
SOLE
27100
0
5900
QEP RES INC
Equity Call
74733V900
26
95600
SH
Call
SOLE
79700
0
15900
QEP Resources Inc
Corporate Bond
74733VAA8
16374
15886000
PRN
SOLE
13293000
0
2593000
INVESCO QQQ TR
Equity Put
46090E953
20
30000
SH
Put
SOLE
30000
0
0
QUANTENNA COMMUNICATIONS INC
Equity
74766D100
26228
1078000
SH
SOLE
990052
0
83769
QUAD / GRAPHICS INC
Equity
747301109
291
24448
SH
SOLE
24448
0
0
LIVERAMP HLDGS INC
Equity Put
53815P958
20
7600
SH
Put
SOLE
7600
0
0
LIVERAMP HLDGS INC
Equity Call
53815P908
7
2000
SH
Call
SOLE
2000
0
0
LIVERAMP HLDGS INC
Equity
53815P108
388
7117
SH
SOLE
7117
0
0
RENT A CTR INC NEW
Equity Call
76009N900
156
71500
SH
Call
SOLE
59200
0
12300
Rent-A-Center Inc/TX
Corporate Bond
76009NAH3
14169
13857000
PRN
SOLE
11513000
0
2344000
RENT A CTR INC NEW
Equity
76009N100
10603
508041
SH
SOLE
487358
0
18044
RED HAT INC
Equity Put
756577952
97
39200
SH
Put
SOLE
36300
0
2700
RED HAT INC
Equity
756577102
110580
605253
SH
SOLE
561120
0
41597
ROVI CORP
Convertible Bond
779376AD4
969
1000000
PRN
SOLE
1000000
0
0
RANGE RES CORP
Equity
75281A109
56
5000
SH
SOLE
5000
0
0
SERVICEMASTER GLOBAL HLDGS I
Equity Call
81761R909
67
116900
SH
Call
SOLE
95700
0
21200
Scientific Games Corp
Corporate Bond
80874YAU4
2069
1905000
PRN
SOLE
1905000
0
0
SONOS INC
Equity
83570H108
93
9000
SH
SOLE
9000
0
0
SPDR S&P 500 ETF TR
Equity Put
78462F953
36
30000
SH
Put
SOLE
30000
0
0
SUNTRUST BKS INC
Equity
867914103
60107
1014466
SH
SOLE
932053
0
78497
SYNAPTICS INC
Convertible Bond
87157DAD1
1386
1500000
PRN
SOLE
1500000
0
0
SYNAPTICS INC
Equity
87157D109
24
600
SH
SOLE
600
0
0
TCF FINL CORP
Equity
872275102
21376
1033149
SH
SOLE
976051
0
52124
TENNECO INC
Equity
880349105
489
22077
SH
SOLE
17758
0
4319
TIER REIT INC
Equity
88650V208
21321
743917
SH
SOLE
683505
0
57542
TRIBUNE PUBG CO NEW
Equity
89609W107
378
32034
SH
SOLE
32034
0
0
TRIBUNE MEDIA CO
Equity
896047503
158971
3445396
SH
SOLE
3249453
0
179504
TRINITY INDS INC
Equity
896522109
2329
107189
SH
SOLE
86338
0
20851
TRAVELPORT WORLDWIDE LTD
Equity
G9019D104
54225
3447252
SH
SOLE
3424309
0
0
ULTIMATE SOFTWARE GROUP INC
Equity
90385D107
65677
198944
SH
SOLE
188219
0
9744
USG Corp
Corporate Bond
903293BE7
12323
12000000
PRN
SOLE
9870000
0
2130000
U S G CORP
Equity
903293405
64771
1495856
SH
SOLE
1414291
0
74223
VISTEON CORP
Equity
92839U206
518
7692
SH
SOLE
6186
0
1506
VERSUM MATLS INC
Equity Put
92532W953
55
78800
SH
Put
SOLE
72300
0
6200
VERSUM MATLS INC
Equity
92532W103
76450
1519573
SH
SOLE
1437682
0
74400
WABCO HLDGS INC
Equity
92927K102
34230
259649
SH
SOLE
245607
0
12768
WELLCARE HEALTH PLANS INC
Equity
94946T106
20879
77400
SH
SOLE
71078
0
6019
WYNDHAM HOTELS & RESORTS INC
Equity
98311A105
3807
76150
SH
SOLE
63154
0
12996
WORLDPAY INC
Equity
981558109
36063
317740
SH
SOLE
300597
0
15588
SELECT SECTOR SPDR TR
Equity
81369Y704
7658
102065
SH
SOLE
83466
0
18599
SPDR SERIES TRUST
Equity
78464A714
848
18833
SH
SOLE
15422
0
3411
XEROX CORP
Equity Put
984121958
50
155800
SH
Put
SOLE
126700
0
29100
XEROX CORP
Equity
984121608
7235
226221
SH
SOLE
186367
0
39854
ZAYO GROUP HLDGS INC
Equity Put
98919V955
43
49300
SH
Put
SOLE
40700
0
8600
ZAYO GROUP HLDGS INC
Equity
98919V105
1692
59527
SH
SOLE
49130
0
10397