-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FBPjJ2J+w6zdsxfUWVRQ8+e1DA+FpJ5bEd6wRjTKGV8+uDLDrGJF1Iaf7wHRBIzJ ans+pJhu3ZJS37tFE0DRzA== 0000905718-09-000561.txt : 20091116 0000905718-09-000561.hdr.sgml : 20091116 20091116170103 ACCESSION NUMBER: 0000905718-09-000561 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091116 DATE AS OF CHANGE: 20091116 EFFECTIVENESS DATE: 20091116 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TYNDALL CAPITAL PARTNERS L P CENTRAL INDEX KEY: 0001219314 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-10427 FILM NUMBER: 091187865 BUSINESS ADDRESS: STREET 1: 599 LEXINGTON AVENUE SUITE 4100 CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2124462460 MAIL ADDRESS: STREET 1: 599 LEXINGTON AVENUE SUITE 4100 CITY: NEW YORK STATE: NY ZIP: 10022 13F-HR 1 fm13fsept09.txt FORM 13F FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Tyndall Capital Partners, L.P. Address: 599 Lexington Avenue, Suite 4100, New York, New York 10022 ------------------------------------------------------------------------ Form 13F File Number: 28-10427 ---------------------------------- The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jeffrey S. Halis ----------------------- Title: Manager ----------------------- Phone: 212-446-2460 ----------------------- Signature, Place, and Date of Signing: /s/ Jeffrey S. Halis New York, New York November 16, 2009 - --------------------------- ------------------------ -------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F SUMMARY PAGE Report Summary Number of Other Included Managers: 0 - -------------------------------------------------------------------------------- Form 13F Information Table Entry Total: 50 - -------------------------------------------------------------------------------- Form 13F Information Table Value Total: $ 394,807 (thousands) - -------------------------------------------------------------------------------- List of Other Included Managers: None FORM 13F INFORMATION TABLE Tyndall FORM 13F September 30, 2009
- ------------------------------------------------------------------------------------------------------------------------------------ Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8 Title of Value Shares or SH/ Put/ Investment Other Voting Authority Name of Issuer Class CUSIP (x$1000) Prin. Amt. PRN Call Discretion Managers Sole Shared None - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN WTR WKS CO INC NEW COM 030420103 12,062 604,900 SH Sole 604,900 ANADARKO PETE CORP COM 032511107 60,028 956,926 SH Sole 956,926 ASSISTED LIVING CONCPT NEV N CL A NEW 04544x300 414 20,000 SH Sole 20,000 ASSOCIATED BANC CORP COM 045487105 324 28,408 SH Sole 28,408 BIOGEN IDEC INC COM 09062x103 9,586 189,740 SH Sole 189,740 BRINKS HOME SEC HLDGS INC COM 109699108 14,338 465,660 SH Sole 465,660 CARDIAC SCIENCE CORP COM 14141a108 290 72,527 SH Sole 72,527 CARDINAL HEALTH INC COM 14149Y108 402 15,000 SH Sole 15,000 CAREFUSION CORP COM 14170t101 7,220 331,200 SH Sole 323,700 CELESTICA INC SUB VTG 15101Q108 450 47,424 SH Sole 47,424 SMS CIENA CORP COM NEW 171779309 432 26,516 SH Sole 26,516 COLONIAL BANKSHARES INC COM 195572102 1,377 191,548 SH Sole 191,548 CONEXANT SYSTEMS INC COM NEW 207142308 104 37,782 SH Sole 37,782 DEUTSCHE TELEKOM AG SPONSORED 251566105 1,201 87,912 SH Sole 87,912 ADR EARTHLINK INC COM 270321102 3,479 413,700 SH Sole 413,700 ERIE INDTY CO CL A 29530P102 45,090 1,203,671 SH Sole 1,203,671 SCRIPPS E W CO OHIO CL A NEW 811054402 3,795 505,988 SH Sole 505,988 EXPEDIA INC DEL COM 30212p105 905 37,788 SH Sole 37,788 FIFTH THIRD BANCORP COM 316773100 444 43,852 SH Sole 43,852 FIRST CTZNS BANCSHARES INC N CL A 31946M103 1,022 6,423 SH Sole 6,423 FIRST FINANCIAL NORTHWEST IN COM 32022k102 7,074 1,213,450 SH Sole 1,213,450 FORESTAR GROUP INC COM 346233109 18,041 1,050,110 SH Sole 1,050,110 GENERAL ELECTRIC CO COM 369604103 1,618 98,520 SH Sole 98,520 GREAT PLAINS ENERGY INC COM 391164100 31,861 1,775,000 SH Sole 1,775,000 HERITAGE FINL GROUP COM 42725u109 2,888 348,786 SH Sole 348,786 IAC INTERACTIVECORP COM PAR 44919p508 381 18,894 SH Sole 18,894 $.001 JOHN BEAN TECHNOLOGIES CORP COM 477839104 6,356 349,825 SH Sole 349,825 JPMORGAN CHASE & CO COM 46625h100 1,315 30,000 SH Sole 30,000 KRAFT FOODS INC CL A 50075n104 6,072 231,125 SH Sole 231,125 MATTHEWS INTL CORP CL A 577128101 3,647 103,071 SH Sole 103,071 MBIA INC. COM 55262c100 466 60,000 SH Sole 60,000 MI DEVS INC CL A SUB 55304x104 4,015 298,500 SH Sole 298,500 VTG MORGAN STANLEY COM NEW 617446448 618 20,000 SH Sole 20,000 MYRIAD PHARMACEUTICALS INC COM 62856h107 4,981 850,000 SH Sole 850,000 NORTHEAST UTILS COM 664397106 40,358 1,700,000 SH Sole 1,700,000 NORTHWEST BANCORP INC PA COM 667328108 3,226 141,234 SH Sole 141,234 PATHFINDER BANCORP INC COM 70320A103 234 32,000 SH Sole 32,000 PEPSIAMERICAS INC COM 71343p200 1,428 50,000 SH Sole 50,000 PEPSI BOTTLING GROUP INC. COM 713409100 16,398 450,000 SH Sole 450,000 RIVER VY BANCORP COM 768475105 604 44,732 SH Sole 44,732 ROYAL CARIBBEAN CRUISES LTD COM v7780t103 6,170 256,230 SH Sole 256,230 SANMINA SCI CORP COM NEW 800907206 480 55,797 SH Sole 55,797 SYMANTEC CORP COM 871503108 314 19,065 SH Sole 19,065 TEXAS INSTRS INC COM 882508104 447 18,850 SH Sole 18,850 TRIPLE-S MGMT CORP CL B 896749108 9,327 556,157 SH Sole 556,157 UNITED CMNTY BANCORP COM 90984h103 1,274 191,808 SH Sole 191,808 WALTER INVT MGMT CORP COM 93317w102 30,335 1,893,593 SH Sole 1,893,593 WAYNE SVGS BANCSHARES INC NE COM 94624q101 925 154,720 SH Sole 154,720 WILEY JOHN & SONS INC CL A 968223206 13,915 400,093 SH Sole 400,093 WYETH COM 983024100 17,076 351,500 SH Sole 351,500
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