-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E90pSxWpowRQTBWJlWDjD4KBwrAUnZGXa3xUqy0wOdh7LwvAGtaWPN3siI0NuICl yg0Bfc2V6IRQFRal8vw5Hw== 0001209191-09-051426.txt : 20091106 0001209191-09-051426.hdr.sgml : 20091106 20091106164924 ACCESSION NUMBER: 0001209191-09-051426 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091104 FILED AS OF DATE: 20091106 DATE AS OF CHANGE: 20091106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PAJARES LUIS J CENTRAL INDEX KEY: 0001219147 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33576 FILM NUMBER: 091165352 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AIRVANA INC CENTRAL INDEX KEY: 0001116435 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 19 ALPHA ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 BUSINESS PHONE: 978-250-3000 MAIL ADDRESS: STREET 1: 19 ALPHA ROAD CITY: CHELMSFORD STATE: MA ZIP: 01824 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-11-04 1 0001116435 AIRVANA INC AIRV 0001219147 PAJARES LUIS J C/O AIRVANA, INC. 19 ALPHA ROAD CHELMSFORD MA 01824 0 1 0 0 VP, North American Sales Common Stock 2009-11-04 4 M 0 32771 0.865 A 33214 D Common Stock 2009-11-04 4 M 0 52013 0.865 A 85227 D Common Stock 2009-11-04 4 S 0 84784 6.0372 D 443 D Stock Option (right to buy) 0.865 2009-11-04 4 M 0 32771 0.00 D 2013-06-02 Common Stock 32771 508758 D Stock Option (right to buy) 0.865 2009-11-04 4 M 0 52013 0.00 D 2013-06-03 Common Stock 52013 141742 D Price reported represents the weighted average price of shares sold. Shares were sold at prices in the range of $6.00 - $6.80. The Reporting Person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price. 15% of the shares underlying this option vested on July 28, 2003, 5% of the shares underlying this option vested on July 28, 2004, and the remaining 80% of the shares underlying this option vested in 16 equal quarterly installments beginning on October 28, 2004. 20% of the shares underlying this option vested on July 28, 2003, 5% of the shares underlying this option vested on July 28, 2004, and the remaining 75% of the shares underlying this option vested in 16 equal quarterly installments beginning on October 28, 2004. /s/ Peter C. Anastos, Attorney-in-Fact for Luis J. Pajares 2009-11-06 -----END PRIVACY-ENHANCED MESSAGE-----