-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K21aYw4WgRpuJf5sp+ATGcZqEsZp4y4NcAsgEWy4qqXhRC+9VdcPx/N2vDXLgq3q Dp+RO7dbuaqVy1ezdP8nXQ== 0001209191-09-017329.txt : 20090319 0001209191-09-017329.hdr.sgml : 20090319 20090319073024 ACCESSION NUMBER: 0001209191-09-017329 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090318 FILED AS OF DATE: 20090319 DATE AS OF CHANGE: 20090319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KRASNO RICHARD M CENTRAL INDEX KEY: 0001215060 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15799 FILM NUMBER: 09692239 MAIL ADDRESS: STREET 1: 4400 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 31337 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LADENBURG THALMANN FINANCIAL SERVICES INC CENTRAL INDEX KEY: 0001029730 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 650701248 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 5164701000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE 34TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: GBI CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990826 FORMER COMPANY: FORMER CONFORMED NAME: FROST HANNA CAPITAL GROUP INC DATE OF NAME CHANGE: 19961227 4 1 doc4.xml FORM 4 SUBMISSION X0303 4 2009-03-18 0 0001029730 LADENBURG THALMANN FINANCIAL SERVICES INC LTS 0001215060 KRASNO RICHARD M WILLIAM R. KENAN, JR. CHARITABLE TRUST, P.O. BOX 3858 CHAPEL HILL NC 27515 1 0 0 0 Common Stock 2009-03-18 4 P 0 10000 0.60 A 215500 D /s/ Dr. Richard M. Krasno 2009-03-18 -----END PRIVACY-ENHANCED MESSAGE-----