FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 11/09/2007 |
3. Issuer Name and Ticker or Trading Symbol
Heckmann CORP [ HEK ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, Par Value $0.001 Per Share | 100,000 | D |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Founders' Warrants(1) | (2) | (2) | Common Stock, Par Value $0.001 Per Share | 100,000 | $6 | D |
Explanation of Responses: |
1. Each founders' unit ("Founders' Unit") consists of one share of common stock, par value $0.001 per share ("Common Stock"), and one warrant ("Founders' Warrant"). Each Founders' Warrant entitles the holder to purchase one share of Common Stock for $6.00 per share. Founders' Units are identical to the warrants currently being offered by Heckman Corporation (the "Issuer"), except for those differences set forth in the Issuer's Form S-1 filed with the Commission on June 26, 2007, as may be amended from time to time. |
2. The Founders' Warrants will become exercisable on the later of (i) the completion by the Issuer of an initial business combination, and (ii) one year after the effective date of the registration statement relating to the initial public offering of the Issuer's securities, and will expire unless exercised before 5:00 p.m., New York City time, on the fourth anniversary of the effective date of the registration statement relating to the initial public offering of the Issuer's securities, or earlier upon redemption; provided, that the Founders' Warrants may not be exercised unless and until the last sale price of the Issuer's common stock on the American Stock Exchange, or other national securities exchange on which the Issuer's common stock may be traded, equals or exceeds $11.50 for any 20 days within any 30 trading day period beginning 90 calendar days after the consummation of the Issuer's initial business combination. |
Remarks: |
/s/ Richard J. Heckmann, Attorney-in-Fact for Dan Quayle | 11/09/2007 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |