-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, STbTcHYvgTbN9gCiKgEXiG43SJ1j9Ohdyn3m+oim2OyNMfvee7+tj7cF9ZjFSWRK TXovPbcZI1U9KpC9hKa87w== 0001315863-09-000173.txt : 20091113 0001315863-09-000173.hdr.sgml : 20091113 20091113160633 ACCESSION NUMBER: 0001315863-09-000173 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH RUN CAPITAL, L P CENTRAL INDEX KEY: 0001212897 IRS NUMBER: 364504416 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11182 FILM NUMBER: 091181669 BUSINESS ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 BUSINESS PHONE: 6173106130 MAIL ADDRESS: STREET 1: ONE INTERNATIONAL PLACE STREET 2: SUITE 2401 CITY: BOSTON STATE: MA ZIP: 02110 FORMER COMPANY: FORMER CONFORMED NAME: NORTH RUN CAPITAL L P DATE OF NAME CHANGE: 20030106 13F-HR 1 north39.txt NORTH RUN CAPITAL LP 13F 3Q 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2009 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: North Run Capital, LP Address: One International Place Suite 2401 Boston, Massachusetts 02110 13F File Number: 28-11182 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Thomas B. Ellis and Todd B. Hammer Title: Members of North Run Advisors, LLC, the General Partner of North Run Capital, LP Phone: 617.310.6130 Signature, Place, and Date of Signing: * _________________________________________ Thomas B. Ellis Boston, Massachusetts November 13, 2009 * _________________________________________ Todd B. Hammer Boston, Massachusetts November 13, 2009 * By: /S/ SARAH L. FILION ----------------------------------------- Sarah L. Filion, Attorney-in-Fact Pursuant to Powers of Attorney incorporated by reference to the 13F Report filed on May 15, 2009. Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form13F Information Table Entry Total: 13 Form13F Information Table Value Total: $280,240 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE - ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- A C MOORE ARTS & CRAFTS INC COM 00086T103 2881 800300 SH SOLE 800300 ALLEGHENY ENERGY INC COM 017361106 35917 1354348 SH SOLE 1354348 HEALTH NET INC COM 42222G108 35004 2273000 SH SOLE 2273000 INTERVAL LEISURE GROUP INC COM 46113M108 22878 1836133 SH SOLE 1836133 MCDERMOTT INTL INC COM 580037109 5054 200000 SH SOLE 200000 MCKESSON CORP COM 58155Q103 37338 627000 SH SOLE 627000 MI DEVS INC CL A SUB VTG 55304X104 31820 2365800 SH SOLE 2365800 SARA LEE CORP COM 803111103 28448 2553700 SH SOLE 2553700 SPARK NETWORKS INC COM 84651P100 2967 1318525 SH SOLE 1318525 SPECIALTY UNDERWRITERS ALLIA COM 84751T309 8760 1327300 SH SOLE 1327300 TAL INTL GROUP INC COM 874083108 14220 1000000 SH SOLE 1000000 TRIPLE-S MGMT CORP CL B 896749108 21801 1300000 SH SOLE 1300000 WELLPOINT INC COM 94973V107 33152 700000 SH SOLE 700000
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